A True Libertarian Speaks

In an article at LewRockwell.com, David Gordon replies to Edward Feser’s recent series of posts at Right Reason about paleoconservatism and the war in Iraq. Feser, posting again at Right Reason (“Rothbardians [anarcho-capitalists: ED] and Iraq: A Reply to David Gordon“), observes that

libertarians, including most Rothbardians and probably also including the Nozick of part III of Anarchy, State, and Utopia, would allow that it is in principle possible for a community to develop on a purely voluntary basis that prohibited all sorts of consensual activity among its members. For instance, they would allow that a Puritan commonwealth might require, by law, all of its members to refrain from fornication, drug use, reading of anti-Puritan tracts, etc., and that if everyone who joins this commonwealth does so voluntarily then no one has a right to complain. We can imagine that such a commonwealth eventually grows into a large city or even country, that all non-Puritans who decide to settle within it are required as part of the deal to abide by its “blue laws,” and that all the children raised in it might also be required to abide by those laws and will have to emigrate if they refuse to do so. The result would be a society that to most people would seem radically “un-libertarian,” but which would in fact be perfectly acceptable from the point of view of a Rothbardian anarcho-capitalist or maybe even a Nozickian.

Since this sort of paternalist society seems perfectly possible even on a Rothbardian or Nozickian view, and since the specific position I developed in the article cited by Gordon [link added: ED] still rests on the idea of self-ownership, at the time I wrote the article I thought it was reasonable to characterize it as a broadly “libertarian” position. It seemed to me then that I was not moving that far beyond what many libertarians would already accept as in principle possible within a libertarian society. To be sure, I would now no longer characterize my view as libertarian, but part of the reason I wouldn’t is that I now think the arguments I have presented, both in the article Gordon cites and elsewhere, show that “libertarianism” just isn’t anywhere near as determinate, straightforward, or even coherent a view as its advocates assume it to be.

My only quibble with Feser’s position is this: He should continue to characterize himself as a libertarian for the very reason that libertarianism isn’t “anywhere near as determinate, straightforward, or even coherent a view as most of its advocates assume it to be.” As I argue in “The Meaning of Liberty,”

liberty and happiness cannot be found in the abstract; they must be found in the real world, among real people (or totally apart from them, if you’re inclined to reclusiveness). Finding an acceptable degree of liberty and happiness in the real world means contending with many subsets of humankind, each with different sets of social norms. It is unlikely that any of those sets of social norms affords perfect liberty for any one person. So, in the end, one picks the place that suits one best, imperfect as it may be, and makes the most of it. Sometimes one even tries to change it, but change doesn’t always go in the direction one might prefer.

Think of the constrasting visions of liberty and happiness represented in a hippie commune and a monastic order. The adherents of each — to the extent that they are free to leave — can be happy, each in his and her own way. The adherents of each are bound to, and liberated by, the norms of the community, which set the bounds of permissible interaction among the adherents. Happiness is not found in the simplistic “harm principle” of John Stuart Mill; happiness is not found in a particular way of life; happiness is found in the ability to choose (and exit) a way of life that, on balance, serves a person’s conception of happiness.

In sum, there is no escaping the fact that the attainment of something like liberty and happiness requires the acceptance of — and compliance with — some social norms that one may find personally distasteful if not oppressive. But it is possible — in a large and diverse nation where each social group is free to establish and enforce its own norms — to find a place that comes closest to suiting one’s conception of liberty and happiness. The critical qualfication is that each social group must free to establish and enforce its own norms, as long as those norms include voice and exit. . . .

Contrary to libertarian purists, the path to liberty is not found in Mill’s simplistic “harm principle,” which is a formula for atomism. The path to liberty winds tortuously through the complexity of human nature, which shapes — and is shaped by — a society’s mutual striving to survive and prosper. To give a stark but apt example: If you will kill an unborn child for your convenience, why should I trust you not to kill me for your convenience when I am old? And if I cannot trust you, why should I subscribe to the defense of your life, property, and pursuits?

Edward Feser is a libertarian, even if he chooses not to call himself one. That is, he is dedicated to the practical pursuit of liberty, as opposed to the impractical pursuit of ideological purity that evinces itself in anarcho-capitalism. Feser is absolutely right to find parallels between Rothbardism and Marxism, as he does here:

One of the many striking things about this [Rothbardian] worldview is how closely it parallels Marxism. . . . Marxist and Rothbardian alike regard human history as a long nightmare of oppression from which we are only now awakening thanks to the advent of a sound economic theory, the application of which is our only hope for liberation.

Indeed, Rothbard and his followers seem in other ways too to ape standard Marxist themes. Despite their fervent adherence to capitalism, they regularly denounce large corporations (Halliburton, big oil, big media, etc.) as government’s partners-in-crime, manipulating its officials to their own ends and beholden to its favors; they speak and think in capitalized abstractions, substituting “The State” for “Capital” and endlessly analyzing “its” motives and actions; they divide society into inherently hostile classes, the exploiters (government officials and recipients of governmental benefits) and the exploited (taxpayers and those subject to governmental regulations); they have a tendency to reduce all social and political problems to economic ones; they believe that when a “stateless society” is finally achieved, many of the social problems previous generations regarded as an inevitable part of the human condition will disappear, having in reality been generated by state oppression; they constantly attribute selfish financial interests and other hidden motives to those expressing dissent from the Rothbardian line and/or support for American policy; and they often evince a greater sympathy for what the Marxist would refer to as the “objective allies” of their cause than for those who might seem notionally closer to them. Hence, just as certain Stalinists were quite happy to ally with Hitler against the capitalist West while vilifying Trotskyites and other heretical communists, so too are Rothbardians constantly excusing or minimizing the crimes of various dictators as long as they oppose the United States, while excoriating less extreme libertarians and free-marketers for “selling out” to “The State” and its officials. (See here for discussion of several examples.)

Related posts:

A Political Compass
Defense, Anarcho-Capitalist Style
But Wouldn’t Warlords Take Over?
My View of Warlordism, Seconded
Anarcho-Libertarian Stretching
QandO Saved Me the Trouble
The Meaning of Liberty

The Meaning of Liberty

This is a compilation of six related posts at Liberty Corner: “The Paradox of Libertarianism,” Liberty as a Social Compact,” “Social Norms and Liberty,” “A Footnote about Liberty and the Social Compact,” “Liberty and Federalism,” and “Finding Liberty.” It complements an earlier series of posts, “Practical Libertarianism for Americans,” which should be read first. “The earlier series makes the case for consequentialist libertarianism; the present series considers more deeply the meaning of liberty in the real world of real people.

INTRODUCTION

It is easy to invoke “liberty” — I do it often, as do most bloggers with a political agenda: libertarians of all kinds; Burkeans and neoconservatives; and, most perversely, big-government liberals and ardent Leftists. But to invoke liberty as a bloodless abstraction is to skirt the essential fact that liberty and its concomitant, the pursuit of happiness, are intensely personal concepts. There is no one-size-fits-all liberty; there are as many kinds of liberty as there are groups of consenting adults who subcribe voluntarily to common sets of social norms.

The purposes of this essay, therefore, are to explore the deeper, personal meaning of liberty; to explain what liberty means in the real world of real people; and to explain why federalism — in something like its original form — is the surest route to liberty.

What do I mean by the real world of real people? I mean the mundane world in which most people live their lives: working alongside people from a wide variety of backgrounds, making a home, raising children, having friends, taking care of elderly parents, practicing a religion, paying taxes, seeking entertainment, being a neighbor, belonging to social organizations, and on and on. That is the world in which liberty must be found, not the imaginary world of ideas where liberty seems as simple as leaving other people alone as they wish to be left alone.

Liberty cannot be that simple because humans, as social creatures, must “go along to get along” — as the saying goes. What one person may find harmless, many others may not. The “odd person” out may have to acquiesce in the group’s norms in order to derive the benefits that come from socialization: love, friendship, mutual help, mutual defense, and the like. The pursuit of happiness, in other words, is multi-dimensional and replete with trade-offs. That is the real world of real people. Now let us explore the meaning of liberty in such a world.

This essay is, in part, an extended critique of simplistic libertarianism. That brand of libertarianism, which is rampant on the Web, simply bears almost no relation to human nature. It seems to flow from a kind of introverted intellectualism that conflates autonomy and liberty, but which takes no account of the inescapable complexities of human nature. Autonomy and liberty are not the same, and therein lies the paradox of libertarianism.

THE PARADOX OF LIBERTARIANISM

Chris Matthew Sciabarra touts his entry about libertarianism in the International Encyclopedia of Economic Sociology. The entry leads off with this:

Libertarianism is the political ideology of voluntarism, a commitment to voluntary action in a social context, where no individual or group of individuals can initiate the use of force against others.

Sciabarra’s rendition emphasizes the non-aggression principle and has nothing to say about government, as one would expect of a person who blogs at an anarcho-capitalist site. My version has a somewhat different emphasis and allows for a minimal state:

If you are doing no harm to anyone, no one should harm you physically, coerce you, defraud or deceive you, steal from you, or tell you how to live your life. “No one” includes government, except to the extent that government is empowered — by the people — to defend life, liberty, and property through the circumscribed use of police, courts, and armed forces.

The first sentence of my version is operationally equivalent to the quotation I pulled from Sciabarra’s entry. To put it more simply:

The core of libertarianism is liberty: briefly, the negative right to be left alone — in one’s person, pursuits, and property — as long as one leaves others alone.

The problem with all such formulations, however, is that they gloss over two important questions:

  • What is harm and who defines it?
  • How does one ensure that one is “left alone” in a world where there are predators and parasites who will not subscribe voluntarily to a pact of mutual restraint?

The paradox of libertarianism lies in the answers to those two questions, which I’ll answer in reverse order.

Here is how one ensure that one is “left alone”:

  • All members of a group agree as to what specifically constitutes harm.
  • All members of the group agree to honor the obligation to leave other members alone, as long as those other members do not commit acts that are recognized as harmful.
  • By the same token, all members of the honor the obligation to defend a fellow member or members against predators (renegades within the group, or outsiders).

The “catch” is point 1, which requires an answer to the question “What is harm and who defines it?”

To be a member of the group and to merit its protection (through mutual restraint and mutual defense) requires acceptance of a common, specific definition of harm. Various members might prefer different definitions. (For example, some might view abortion as harmless; some might view it as the murder of a prospective member of the group; and others might view it as an act that will inevitably lead to harm because it invites, say, euthanasia.) But unless each member subscribes to the same, specific definition of harm there can be no basis for mutual restraint — or for mutual defense. Where some see harm — from other members of the group or from outsiders — others may see no harm.

In summary: Liberty rests on an agreed definition of harm, and on an accompanying agreement to act with mutual restraint and in mutual defense. Given the variety of human wants and preferences, the price of mutual restraint and mutual defense is necessarily some loss of liberty. That is, each person must accept, and abide by, a definition of harm that is not the definition by which he would abide were he able to do so. But, in return for mutual restraint and mutual defense, he must abide by that compromise definition.

That insight carries important implications for anarchists and pseudo-anarchists. Real liberty is necessarily ordered liberty. It is not “anything goes” or “do your own thing.” It is not even the more respectable variant of those things, a variant known as anarchism. For anarchism is based on self-governance by a voluntary group. Self-governance implies the acceptance of and adherence to a compromise definition of harm, in return for mutual restraint and mutual defense. Therefore, as I wrote here, anarchy is an empty concept.

LIBERTY AS A SOCIAL COMPACT

There are two main views of the source of liberty:

  • Liberty is innate in humans.
  • Liberty arises from a social compact.

I am of the second view: Liberty arises from a social compact, it is not in our genes and does not flow from heaven like manna. The social compact — in its simplest terms — is this: Each of us may do as he or she pleases as long as what we do does not bring harm to others. But that formula (essentially John Stuart Mill’s “harm principle“) is misleadingly simple.

Liberty requires a consensus about harms and the boundaries of mutual restraint — the one being the complement of the other. Agreed harms are to be avoided mainly through self-restraint. Societal consensus and mutual restraint must, therefore, go hand in hand.

Looked at in that way, it becomes obvious that liberty is embedded in society and preserved through order. There may be societally forbidden acts that, to an outsider, would seem not to cause harm but which, if permitted within a society, would unravel the mutual restraint upon which ordered liberty depends.

The inculcation of mutual restraint depends mainly on the existence of viable families — families in which the parents are present and at least one of them (traditionally the mother) spends a great deal of time inculcating in children the value of self-restraint (also known as the Golden Rule).

Honesty is a corollary of self-restraint, and is implicit in the Golden Rule. Honesty is essential to liberty because the security of one’s livelihood and property depends primarily on voluntary adherence to contracts, formal and informal.

A third familial value essential to liberty is mutual aid — the practice of mutual assistance and defense. The teaching of mutual aid at home spills over into the community. As I wrote here,

the willingness of humans to come to each other’s defense has emotional and practical roots:

1. An individual is most willing to defend those who are emotionally closest to him because of love and empathy. (Obvious examples are the parent who risks life in an effort to save a child, and the soldier who throws himself on a grenade to protect his comrades.)

2. An individual is next most willing to defend those who are geographically closest to him because those persons, in turn, are the individual’s nearest allies. (This proposition is illustrated by the Union and the Confederacy in the American Civil War, and by the spirit of “we’re all in this together” that prevailed in the U.S. during World War I and World War II. This proposition is related to but does not depend on the notion that patriotism has evolutionary origins.)

3. If an individual is not willing to defend those who are emotionally or geographically closest to him, he cannot count on their willingness to defend him. In fact, he may be able to count on their enmity. (A case in point is Southerners’ antagonism toward the North for many decades after the Civil War, which arose from Southerners’ resentment toward the “War of Northern Aggresssion” and Reconstruction.)

What happens to self-restraint, honesty, and mutual aid outside the emotional and social bonds of family, friendship, community, church, and club can be seen quite readily in the ways in which we treat one another when we are nameless or faceless to each other. Thus we become rude (and worse) as drivers, e-mailers, bloggers, spectators, movie-goers, mass-transit commuters, shoppers, diners-out, and so on. Which is why, in a society much larger than a clan, we must resort to the empowerment of governmental agencies to enforce mutual restraint, mutual defense, and honesty within the society — as well as to protect society from external enemies.

But liberty begins at home. Without the civilizing influence of traditional families, friendships, and social organizations, police and courts would be overwhelmed by chaos. Liberty would be a hollower word than it has become, largely because of the existence of other governmental units that have come to specialize in the imposition of harms on the general public in the pursuit of power and in the service of special interests (which enables the pursuit of power). Those harms have been accomplished in large part by the intrusion of government into matters that had been the province of families, voluntary social organizations, and close-knit communities. As Hans-Hermann Hoppe writes in “The Rise and Fall of the City,”

[a]fter the race and the class cards have been played and done their devastating work, the government turns to the sex and gender card, and “racial justice” and “social justice” are complemented by “gender justice.” The establishment of a government — a judicial monopoly — not only implies that formerly separated jurisdictions (as within ethnically or racially segregated districts, for instance) are forcibly integrated; it implies at the same time that formerly fully integrated jurisdictions (as within households and families) will be forcibly broken down or even dissolved.

Rather than regarding intra-family or -household matters . . . as no one else’s business to be judged and arbitrated within the family by the head of the household or family members, once a judicial monopoly has been established, its agents — the government — also become and will naturally strive to expand their role as judge and arbitrator of last resort in all family matters. To gain popular support for its role the government (besides playing one tribe, race, or social class against another) will likewise promote divisiveness within the family: between the sexes — husbands and wives — and the generations — parents and children. Once again, this will be particularly noticeable in the big cities.

Every form of government welfare — the compulsory wealth or income transfer from “haves” to “have nots” lowers the value of a person’s membership in an extended family-household system as a social system of mutual cooperation and help and assistance. Marriage loses value. For parents the value and importance of a “good” upbringing (education) of their own children is reduced. Correspondingly, for children less value will be attached and less respect paid to their own parents. Owing to the high concentration of welfare recipients, in the big cities family disintegration is already well advanced. In appealing to gender and generation (age) as a source of political support and promoting and enacting sex (gender) and family legislation, invariably the authority of heads of families and households and the “natural” intergenerational hierarchy within families is weakened and the value of a multi-generational family as the basic unit of human society diminished.

Indeed, as should be clear, as soon as the government’s law and legislation supersedes family law and legislation (including interfamily arrangements in conjunction with marriages, joint-family offspring, inheritance, etc.), the value and importance of the institution of a family can only be systematically eroded. For what is a family if it cannot even find and provide for its own internal law and order! At the same time, as should be clear as well but has not been sufficiently noted, from the point of view of the government’s rulers, their ability to interfere in internal family matters must be regarded as the ultimate prize and the pinnacle of their own power.

To exploit tribal or racial resentments or class envy to one’s personal advantage is one thing. It is quite another accomplishment to use the quarrels arising within families to break up the entire — generally harmonious — system of autonomous families: to uproot individuals from their families to isolate and atomize them, thereby increasing the state’s power over them. Accordingly, as the government’s family policy is implemented, divorce, singledom, single parenting, and illegitimacy, incidents of parent-, spouse-, and child-neglect or -abuse, and the variety and frequency of “nontraditional” lifestyles increase as well. . . .

It is [in the big cities] that the dissolution of families is most advanced, that the greatest concentration of welfare recipients exists, that the process of genetic pauperization has progressed furthest, and that tribal and racial tensions as the outcome of forced integration are most virulent. Rather than centers of civilization, cities have become centers of social disintegration, corruption, brutishness, and crime.

To be sure, history is ultimately determined by ideas, and ideas can, at least in principle, change almost instantly. But in order for ideas to change it is not sufficient for people to see that something is wrong. At least a significant number must also be intelligent enough to recognize what it is that is wrong. That is, they must understand the basic principles upon which society — human cooperation — rests: the very principles explained here. And they must have sufficient will power to act according to this insight.

The state — a judicial monopoly — must be recognized as the source of de-civilization: states do not create law and order; they destroy it. Families and households must be recognized as the source of civilization. It is essential that the heads of families and households reassert their ultimate authority as judge in all internal family affairs. Households must be declared extraterritorial territory, like foreign embassies. Free association and spatial exclusion must be recognized as not bad but good things that facilitate peaceful cooperation between different ethnic and racial groups. Welfare must be recognized as a matter exclusively of families and voluntary charity and state welfare as nothing but the subsidization of irresponsibility.

In sum, liberty is not an abstract ideal. Liberty cannot be sustained without the benefit of widely accepted — and enforced — social norms. A society that revolves around norms established within families and close-knit social groups is most likely to serve liberty.

Related posts:

The State of Nature
Some Thoughts about Liberty

SOCIAL NORMS AND LIBERTY

The Wisdom Embedded in Social Norms

Social norms can and do evolve. Moreover, in a society with voice and exit they will evolve toward greater liberty, rather than less, if exit is not mooted by legislative and judicial imposition of common norms across all segments of society. I will discuss, in a future post, how liberty is thwarted by governmentally imposed norms. Here I want to expand on the concept of socially evolved norms and their critical importance to ordered liberty. I begin by quoting from a post by John Kekes at Right Reason:

Traditions do not stand alone: they overlap, and the problems of one are often resolved in terms of another. Most traditions have legal, moral, political, aesthetic, stylistic, managerial, and multitude of other aspects. Furthermore, people participating in a tradition bring with them beliefs, values, and practices from other traditions in which they also participate. Changes in one tradition, therefore, are likely to produce changes in others; they are like waves that reverberate throughout the other traditions of a society. Since many of these changes are complex and have consequences that grow more unpredictable the more distant they are, conservatives are cautious about changes. They want them to be incremental and no greater than necessary for correcting some specific defect. They are opposed to experimental, general, or large changes because of their uncertain effects on good lives.

Traditions, of course, may be defective. Conservatives need a way of distinguishing between defective and non-defective traditions. A non-defective tradition has stood the test of time. It has endured for a long period, measured in decades, rather than months; people adhere to it voluntarily; and it forms part of their conception of a good life. It may happen that a tradition has endured because of coercion, that people have adhered to it because of indoctrination, or that the lives of which it formed a part were bad rather than good. Those who suspect a tradition of these defects must provide a reason for it, and defenders of the tradition must consider this reason. If the reason is good, the tradition should be changed. But if there is no reason to change, then there is reason not to change. That reason is that the tradition has stood the test of time. Conservatism, therefore, is not the mindless and indiscriminate defense of all traditions, but only of those that have passed this test.

Social norms may evolve beneficially, but they are overthrown by legislators and judges to the detriment of society. As Edward Feser explains in “Hayek and Tradition,”

[t]radition, being nothing other than the distillation of centuries of human experience, itself provides the surest guide to determining the most rational course of action. Far from being opposed to reason, reason is inseparable from tradition, and blind without it. The so-called enlightened mind thrusts tradition aside, hoping to find something more solid on which to make its stand, but there is nothing else, no alternative to the hard earth of human experience, and the enlightened thinker soon finds himself in mid-air. . . . But then, was it ever truly a love of reason that was in the driver’s seat in the first place? Or was it, rather, a hatred of tradition? Might the latter have been the cause of the former, rather than, as the enlightened pose would have it, the other way around?)

The rationality of tradition and the irrationality of hostility to it were themes of Burke’s Reflections on the Revolution in France. But it is possible that the work of F.A. Hayek (which was largely inspired by Burke [see here: ED]) presents the most fully developed and compelling account of these matters, an account presented in terms the post-Darwin enlightened modernist must find difficult to dismiss out of hand, viz., a theory of cultural evolution by means of a kind of natural selection. The aim of the present essay is to articulate and defend Hayek’s position—defend it against the objections of Hayek’s detractors, of course, but also against the misunderstandings of many of his admirers. Some of these admirers are keen indeed on the “evolution” part of his views, but, being less keen on the “tradition” part, make him out to be an advocate of constant change, of “dynamism” over “stasis.”

But he was not that at all, at least, not in the sense these would-be Hayekians imagine. Technological advance, market innovation, and the like were things of which he was a great defender, but those are not the things at issue here. Where fundamental moral institutions are concerned, Hayek was very much in line with the Burkean conservative tradition, a tradition wary of tampering with those institutions (including the specific moral institutions underlying the free market order rightly valued by libertarians). Of course, Hayek did not rule out all change to these institutions in an absolute way, but then, neither do conservatives. At issue is where the default position lies, with who gets the benefit of the doubt in the debate between the traditionalist and the moral innovator. And in this dispute, Hayek is indisputably on the side of the conservative. . . .

Hayek’s view is that the specific content of a traditional practice is indeed often important. It isn’t just a matter of its happening to be traditional; rather, its being traditional is taken by Hayek to be evidence that it has some independent intrinsic value. It is vital to keep this in mind, for Hayek’s position is sometimes mistakenly taken to entail a kind of relativism—as if the traditional practices prevailing in one society must be the best for that society, and the ones prevailing in another are the best for it, with there being no fact of the matter about which society’s traditions are superior. But Hayek believes nothing of the sort; indeed, he insists on the objective superiority of some traditions over others. This sort of relativism could be defended only with regard to traditions (like traveling specifically to grandmother’s house every Christmas) the value of which lies solely in the fact that they are traditional. Hayek is not primarily interested in that sort of tradition.

Hayek’s work clearly expresses ideas that resonate with this conception of tradition as the gradual, internal working out of the implications of a system of thought or practice. This is most evident in Rules and Order, wherein he examines the evolution of rules of practice—as embodied in systems of morality, and especially within the common law—as a process whereby often inexplicit or tacit rules gradually become articulated and their implications drawn out as new situations arise. Law and morality, in his conception, form an organic and evolving structure rather than an artificial closed system created by fiat—a spontaneous order which, in the nature of the case, cannot be fully articulated all at once, but only progressively, and even then not in any finalized way, for there is no limit in principle either to new circumstances or to the system’s inherent but unknown implications. This is part of the reason socialism is impossible, in Hayek’s view: Systems of law—including the laws by which a scheme of “just distribution” of wealth would have to be implemented—are simply too complex for human beings consciously to design, for the circumstances the law has to cover are, like the economic information a socialist planner would need in order to do his job, complex, fragmented, and dispersed, unknowable to any single mind. A workable system of law must, at the most basic level anyway, evolve spontaneously, with conscious human design involved at most in refining it, tinkering around its edges.

Liberty in the Real World

Social norms may be consistent with the abstract idea of liberty — that one may be left alone if one leaves others alone — but they necessarily go beyond that generality to set specific limits on acceptable behavior. Behavior that strays beyond those limits is that which may lead to the subversion of liberty, either through the direct harms it may cause or through its subversive effects on social cohesion. (Such prospects underlie much of the opposition to legislatively or judicially imposed abortion rights and same-sex marriage, for example.*)

Think of life in a small town where “eveyone knows everyone else’s business.” The sense of being “watched” actually tends to foster liberty, in that it discourages crime. As a result, one’s life and property generally are safer in small towns than in large cities. By the same token, the sense of being “watched” can seem oppressive; one feels less free to do things that might draw social opprobrium, even if those things do no more than offend others’ sensibilities.

Why should everyone in a small town have to put up with small-town mores for the sake of a safer, saner life, you may ask? Well, if you don’t like small-town mores, fine, pack up and go to the big city, but don’t forget to take your handgun (if you’re allowed to have one in the big city), and keep your life and homeowner’s insurance paid up. (Alternatively, you can stay in the small town and try, through example and persuasion, to change its mores so that there is greater tolerance of social diversity.)

The point is that liberty and happiness cannot be found in the abstract; they must be found in the real world, among real people (or totally apart from them, if you’re inclined to reclusiveness). Finding an acceptable degree of liberty and happiness in the real world means contending with many subsets of humankind, each with different sets of social norms.** It is unlikely that any of those sets of social norms affords perfect liberty for any one person. So, in the end, one picks the place that suits one best, imperfect as it may be, and makes the most of it. Sometimes one even tries to change it, but change doesn’t always go in the direction one might prefer.

Think of the constrasting visions of liberty and happiness represented in a hippie commune and a monastic order. The adherents of each — to the extent that they are free to leave — can be happy, each in his and her own way. The adherents of each are bound to, and liberated by, the norms of the community, which set the bounds of permissible interaction among the adherents. Happiness is not found in the simplistic “harm principle” of John Stuart Mill; happiness is not found in a particular way of life; happiness is found in the ability to choose (and exit) a way of life that, on balance, serves a person’s conception of happiness.

In sum, there is no escaping the fact that the attainment of something like liberty and happiness requires the acceptance of — and compliance with — some social norms that one may find personally distasteful if not oppressive. But it is possible — in a large and diverse nation where each social group is free to establish and enforce its own norms — to find a place that comes closest to suiting one’s conception of liberty and happiness. The critical qualfication is that each social group must free to establish and enforce its own norms, as long as those norms include voice and exit.
__________
* The knee-jerk libertarian (and “liberal”) will say, for example, that abortion and same-sex marriage are consistent with and required by liberty. But they are not, as I have argued in the several posts linked here. They are steps down a slippery slope toward the further loss of liberty, just as the “progressivism” of the Roosevelts nudged and pushed us down a slippery slope toward the regulatory-welfare state in which we are now enmeshed.

What few libertarians seem willing to credit is the possibility that abortion is of a piece with selective breeding and involuntary euthanasia, wherein the state fosters eugenic practices that aren’t far removed from those of the Third Reich. And when those practices become the norm, what and who will be next? Libertarians, of all people, should be alert to such possibilities. Instead of reflexively embracing “choice” they should be asking whether “choice” will end with fetuses.

The same principle applies to same-sex marriage; it will have consequences that most libertarians are unwilling to consider. Although it’s true that traditional, heterosexual unions have their problems, those problems have been made worse, not better, by the intercession of the state. (The loosening of divorce laws, for example, signaled that marriage was to be taken less seriously, and so it has been.) Nevertheless, the state — in its usual perverse wisdom — may create new problems for society by legitimating same-sex marriage, thus signaling that traditional marriage is just another contractual arrangement in which any combination of persons may participate. Heterosexual marriage — as Jennifer Roback Morse explains — is a primary and irreplicable civilizing force. The recognition of homosexual marriage by the state will undermine that civilizing force. The state will be saying, in effect, “Anything goes. Do your thing. The courts, the welfare system, and the taxpayer — above all — will “pick up the pieces.” And so it will go.

** There is a kind of pseudo-anarcho-libertarian who asserts that he can pick and choose his associates, so that his interactions with others need consist only of voluntary transactions. Very few people can do that, and to the extent they can do it, they are able to do it because they live in a polity that is made orderly by the existence of the state (like it or not). In other words, anarcho-libertarian attitudes are bought on the cheap, at the expense of one’s fellow citizens. But most people cannot and do not wish to escape the influence of groups. Think of the many kinds of groups to which we belong — even fleetingly — because our membership in them yields net benefits, even though we must sometimes make compromises in order to meet the expectations of the other members of the group. For example, most of us reside in a neighborhood where there usually are minimal expectations about how one keeps up one’s property, even if one avoids the neighbors. Working in a factory, office, or store is certainly a matter of group membership that requires one to make all sorts of compromises. Then, there are athletic activities (sports teams, gym workouts) which usually involve the observance of certain niceties. The list could go on for a long time.

A FOOTNOTE ABOUT LIBERTY AND THE SOCIAL COMPACT

This is an appendix to the two preceding sections, where I first made the case that

liberty is not an abstract ideal. Liberty cannot be sustained without the benefit of widely accepted — and enforced — social norms. A society that revolves around norms established within families and close-knit social groups is most likely to serve liberty.

From which it follows that

the attainment of something like liberty and happiness requires the acceptance of — and compliance with — some social norms that one may find personally distasteful if not oppressive. But it is possible — in a large and diverse nation where each social group is free to establish and enforce its own norms — to find a place that comes closest to suiting one’s conception of liberty and happiness. The critical qualfication is that each social group must free to establish and enforce its own norms, as long as those norms include voice and exit.

The validity of these observations depends critically on the source of rights. As I have argued at length,

[r]ights — though they can exist without the sanction of government and the protection of a state — are political. That is, although rights may arise from human nature, they have no essence until they are recognized through interpersonal bargaining (politics), in the service of self-interest. It is bargaining that determines whether we recognize only the negative right of liberty, or the positive right of privilege as well. The preference of human beings — revealed over eons of coexistence — is to recognize both liberty (usually constrained to some degree) and privilege (which necessitates constraints on liberty).

The liberty I alluded to there was the “pure” liberty of John Stuart Mill’s “harm principle” (see footnote), which can be summarized as the negative right to be left alone — in one’s person, pursuits, and property — as long as one leaves others alone. “Pure” liberty is a mere abstraction. Actual liberty must necessarily involve compromises (constraints), which are inevitable in a society of varied personalities that exists in a particular time and place.

In support of the argument that rights are political, I quoted from Denis Dutton’s review of Paul H. Rubin’s Darwinian Politics: The Evolutionary Origin of Freedom; Alan Fiske’s essay, “The Inherent Sociability of Homo Sapiens“; David Stephens’s “Impulsive behavior may be relict of hunter-gatherer past“; and a summary of J. Philippe Rushton’s article, “Genetic and environmental contributions to prosocial attitudes: A twin study of social responsibility.”

The full implication of those studies is that what we call “rights” — the kinds of behaviors in which we may engage with impunity — must be consistent with morality — the kinds of behaviors that society recognizes as “right.” The kinds of behaviors that society recognizes as “right” must, in turn, foster the survival and success of society. Robin Allott explains, in “Objective Morality“:

No society is healthy or creative or strong unless that society has a set of common values that give meaning and purpose to group life. . . . Empathy is seen both as the foundation of the unity of feeling which forms an aggregation of individuals into a coherent group and as the source of the effectiveness of the group’s code of behavior, the group morality. . . .

One can list various types of motivation which do, or may, lead individuals to accept and seek to observe the morality of their group. There may be childhood imprinting of the moral rules of the family or group, leading to a prerational application of the code, operating rather like post-hypnotic suggestion — automatic moral responses to predetermined situations. A variant or support of this takes the form of religious endorsement of moral principles — religious sanctions reinforcing introjected moral reflexes. Or morality may be rationalized as the pursuit of happiness, pleasure or utility — high level ethical theories perhaps, rather than practical motivations. Or moral behavior may result from prudence or superstition — following the rules for fear of something worse. . . . More generally, moral behavior may flow from a desire for a worthwhile, productive life, a rational desire of the individual to survive and avoid bodily or mental damage. This may be associated with empathetic identification with the group, its survival and prosperity. . . .

The objective necessity of morality has been demonstrated by life over many generations. However it is not open to immediate rational demonstration. Morality is concerned with remote consequences. The problem is that we have no easy way of seeing the long-term or otherwise distant consequences of following or not following moral rules or showing the consequences for ourselves, for our family or for the group to which we belong. What can we say to the immoralist who claims total moral freedom, who asks: Why not lies? Why not intemperance? Why not promiscuity? Why not theft or fraud? Why not murder? Why not cruelty?

One answer may be: In the absence of morality, you are in a world of powerful, clever, unpredictable animals. Only by understanding others can you protect yourself. Others in the group will only be predictable to the extent that they follow the same moral rules and are moved by the same emotions. A group’s morality is concerned not only with how an individual should judge his own action but with how other members of the group, and the group collectively will judge the individual’s actions and respond to them. Judge your own action so that you are not judged by others. Others will do unto you what you do unto them. So do not do unto them what you would not want them to do unto you. An individual who rejects the morality of the group rejects empathetic membership of the group and empathetic recognition by others of his membership of the group. The individual becomes a moral parasite living on the morality of the group which he does not observe. To him a different level of morality will apply — the more primitive kind of morality applied to those not members of the group, to outlaws and outcasts. By asserting your unlimited moral freedom, you risk losing your own freedom.

We ignore, at our peril, the lessons of the ages. Contrary to libertarian purists, the path to liberty is not found in Mill’s simplistic “harm principle,” which is a formula for atomism. The path to liberty winds tortuously through the complexity of human nature, which shapes — and is shaped by — a society’s mutual striving to survive and prosper. To give a stark but apt example: If you will kill an unborn child for your convenience, why should I trust you not to kill me for your convenience when I am old? And if I cannot trust you, why should I subscribe to the defense of your life, property, and pursuits?
__________
The “harm principle,” from Chapter 1 of On Liberty:

That principle is, that the sole end for which mankind are warranted, individually or collectively in interfering with the liberty of action of any of their number, is self-protection. That the only purpose for which power can be rightfully exercised over any member of a civilized community, against his will, is to prevent harm to others. His own good, either physical or moral, is not a sufficient warrant. He cannot rightfully be compelled to do or forbear because it will be better for him to do so, because it will make him happier, because, in the opinions of others, to do so would be wise, or even right. These are good reasons for remonstrating with him, or reasoning with him, or persuading him, or entreating him, but not for compelling him, or visiting him with any evil, in case he do otherwise. To justify that, the conduct from which it is desired to deter him must be calculated to produce evil to some one else. The only part of the conduct of any one, for which he is amenable to society, is that which concerns others. In the part which merely concerns himself, his independence is, of right, absolute. Over himself, over his own body and mind, the individual is sovereign.

LIBERTY AND FEDERALISM

The Centralization of Social Norms Undermines Liberty

Liberty can never be perfect in the real world of emotions, prejudices, stupidity, and ignorance. But liberty is most attainable when societies and polities must compete with one another for the allegiance of members and prospective members.

Legislation and judge-made laws are especially destructive of liberty when they emanate from a central government because they dilute the effectiveness of “exit” — the ability to vote with one’s feet. Local and regional differences become hard to detect when the central government encroaches into issues ranging from elementary education to working hours to speed limits, not to mention abortion. When all places become subject to the same set of imposed norms they tend to become almost uniformly unattractive. The forceful imposition of norms compounds the risk to liberty, for people are less likely to value and defend that which is not of their own making.

There is a “race to the top” — toward liberty, that is — when societies or polities must compete for adherents, based on the attractiveness of the norms of those societies and polities. For example, the Freedom Forum offers this relevant bit of history:

Although early Americans built on their English heritage when developing rights in the new land, many colonies before 1689 had laws that far exceeded the scope of the English Bill of Rights. Rhode Island, established in 1636, was the first American colony to recognize freedom of conscience. In 1641, Massachusetts Bay enacted the Massachusetts Body of Liberties, the first detailed protection of rights in America. Maryland was founded as a haven for Catholics, but its citizens extended the right of religious toleration (1649) to other Christians as well.

In June 1776, Virginia adopted a new constitution, prefaced by a declaration of rights including many that would later appear in the U.S. Bill of Rights. The Virginia Declaration of Rights, served as a model for eight of the 12 other states that adopted new constitutions during the revolutionary period.

While the new state governments protected individual rights, the Articles of Confederation, the first constitution of the United States, did not. The weak national government under the Articles of Confederation created many problems. In 1787, these problems finally led to a convention to draft a new charter for the national government, the Constitution of the United States. Lack of a bill of rights became the main reason many people opposed the Constitution.

The Framers understood that the decentralization of governmental power is essential to liberty. They wanted to leave the bulk of governmental power in the hands of the States. (A reasonable prospect at the time; the average population of a State in 1790 was about 1/25 the average population of a State today.) And the Framers saw the multiplicity of States as a bulwark against tyranny in the nation as a whole. Here, for example, are excerpts of James Madison’s entries in The Federalist Papers:

The influence of factious leaders may kindle a flame within their particular States, but will be unable to spread a general conflagration through the other States. A religious sect may degenerate into a political faction in a part of the Confederacy; but the variety of sects dispersed over the entire face of it must secure the national councils against any danger from that source. A rage for paper money, for an abolition of debts, for an equal division of property, or for any other improper or wicked project, will be less apt to pervade the whole body of the Union than a particular member of it; in the same proportion as such a malady is more likely to taint a particular county or district, than an entire State. (Federalist No. 10)

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The powers delegated by the proposed Constitution to the federal government are few and defined. Those which are to remain in the State governments are numerous and indefinite. The former will be exercised principally on external objects, as war, peace, negotiation, and foreign commerce; with which last the power of taxation will, for the most part, be connected.

The powers reserved to the several States will extend to all the objects which, in the ordinary course of affairs, concern the lives, liberties, and properties of the people, and the internal order, improvement, and prosperity of the State. The operations of the federal government will be most extensive and important in times of war and danger; those of the State governments, in times of peace and security. As the former periods will probably bear a small proportion to the latter, the State governments will here enjoy another advantage over the federal government. The more adequate, indeed, the federal powers may be rendered to the national defense, the less frequent will be those scenes of danger which might favor their ascendancy over the governments of the particular States. If the new Constitution be examined with accuracy and candor, it will be found that the change which it proposes consists much less in the addition of NEW POWERS to the Union, than in the invigoration of its ORIGINAL POWERS. The regulation of commerce, it is true, is a new power; but that seems to be an addition which few oppose, and from which no apprehensions are entertained. . . . (Federalist No. 45)

* * *

. . . If an act of a particular State, though unfriendly to the national government, be generally popular in that State and should not too grossly violate the oaths of the State officers, it is executed immediately and, of course, by means on the spot and depending on the State alone. The opposition of the federal government, or the interposition of federal officers, would but inflame the zeal of all parties on the side of the State, and the evil could not be prevented or repaired, if at all, without the employment of means which must always be resorted to with reluctance and difficulty.

On the other hand, should an unwarrantable measure of the federal government be unpopular in particular States, which would seldom fail to be the case, or even a warrantable measure be so, which may sometimes be the case, the means of opposition to it are powerful and at hand. The disquietude of the people; their repugnance and, perhaps, refusal to co-operate with the officers of the Union; the frowns of the executive magistracy of the State; the embarrassments created by legislative devices, which would often be added on such occasions, would oppose, in any State, difficulties not to be despised; would form, in a large State, very serious impediments; and where the sentiments of several adjoining States happened to be in unison, would present obstructions which the federal government would hardly be willing to encounter. But ambitious encroachments of the federal government, on the authority of the State governments, would not excite the opposition of a single State, or of a few States only. They would be signals of general alarm. Every government would espouse the common cause. A correspondence would be opened. Plans of resistance would be concerted. One spirit would animate and conduct the whole. The same combinations, in short, would result from an apprehension of the federal, as was produced by the dread of a foreign, yoke; and unless the projected innovations should be voluntarily renounced, the same appeal to a trial of force would be made in the one case as was made in the other. But what degree of madness could ever drive the federal government to such an extremity. In the contest with Great Britain, one part of the empire was employed against the other. The more numerous part invaded the rights of the less numerous part. The attempt was unjust and unwise; but it was not in speculation absolutely chimerical. But what would be the contest in the case we are supposing? Who would be the parties? A few representatives of the people would be opposed to the people themselves; or rather one set of representatives would be contending against thirteen sets of representatives, with the whole body of their common constituents on the side of the latter. (Federalist No. 46)

Ironically — and tragically — the Commerce Clause, touted by Madison in Federalist No. 45, has been the foundation for much of the undoing of the Framers’ plan. In fact, it is hard to imagine a facet of social and economic life that is no longer touched by the central government, as the Supreme Court and Congress have acted, especially since the 1930s, to nationalize and homogenize Americans’ mores. David F. Forte offers a leading example of this in his article about the Commerce Clause in The Heritage Guide to the Constitution (pp. 101-7):

. . . By 1941, in United States v. Darby, it was clear that the new majority [of the Supreme Court] had embraced a very expansive [view of the Commerce Clause] and, as events were to show, these Justices were able to find that any local activity, taken either separately or in the aggregate, Wichard v. Filburn (1942), always had a sufficiently substantial effect on interstate commerce to justify congressional legislation. By these means, the Court turned the commerce power into the equivalent of a general regulatory power and undid the Framers’ original structure of limited and delegated powers . . . .

The Framers’ Fatal Error

The Framers underestimated the will to power that animates office-holders. The Constitution’s wonderful design — horizontal and vertical separation of powers — which worked rather well until the late 1800s, cracked under the strain of populism, as the central government began to impose national economic regulation at the behest of muckrakers and do-gooders. The Framers’ design then broke under the burden of the Great Depression, as the Supreme Court of the 1930s (and since) has enabled the central government to impose its will at will. The Framers’ fundamental error can be found in Madison’s Federalist No. 51. Madison was correct in this:

. . . It is of great importance in a republic not only to guard the society against the oppression of its rulers, but to guard one part of the society against the injustice of the other part. Different interests necessarily exist in different classes of citizens. If a majority be united by a common interest, the rights of the minority will be insecure. . . .

But Madison then made the error of assuming that, under a central government, liberty is guarded by a diversity of interests:

[One method] of providing against this evil [is] . . . by comprehending in the society so many separate descriptions of citizens as will render an unjust combination of a majority of the whole very improbable, if not impracticable. . . . [This] method will be exemplified in the federal republic of the United States. Whilst all authority in it will be derived from and dependent on the society, the society itself will be broken into so many parts, interests, and classes of citizens, that the rights of individuals, or of the minority, will be in little danger from interested combinations of the majority.

In a free government the security for civil rights must be the same as that for religious rights. It consists in the one case in the multiplicity of interests, and in the other in the multiplicity of sects. The degree of security in both cases will depend on the number of interests and sects; and this may be presumed to depend on the extent of country and number of people comprehended under the same government. This view of the subject must particularly recommend a proper federal system to all the sincere and considerate friends of republican government, since it shows that in exact proportion as the territory of the Union may be formed into more circumscribed Confederacies, or States oppressive combinations of a majority will be facilitated: the best security, under the republican forms, for the rights of every class of citizens, will be diminished: and consequently the stability and independence of some member of the government, the only other security, must be proportionately increased. . . .

Madison then went on to contradict what he said in Federalist No. 46 about the States being a bulwark of liberty:

It can be little doubted that if the State of Rhode Island was separated from the Confederacy and left to itself, the insecurity of rights under the popular form of government within such narrow limits would be displayed by such reiterated oppressions of factious majorities that some power altogether independent of the people would soon be called for by the voice of the very factions whose misrule had proved the necessity of it. In the extended republic of the United States, and among the great variety of interests, parties, and sects which it embraces, a coalition of a majority of the whole society could seldom take place on any other principles than those of justice and the general good; whilst there being thus less danger to a minor from the will of a major party, there must be less pretext, also, to provide for the security of the former, by introducing into the government a will not dependent on the latter, or, in other words, a will independent of the society itself. It is no less certain than it is important, notwithstanding the contrary opinions which have been entertained, that the larger the society, provided it lie within a practical sphere, the more duly capable it will be of self-government. And happily for the REPUBLICAN CAUSE, the practicable sphere may be carried to a very great extent, by a judicious modification and mixture of the FEDERAL PRINCIPLE.

Madison understood that a majority can tyrranize a minority. He understood that the States are better able to prevent the rise of tyranny if the powers of the central government are circumscribed. But he then assumed — in spite of the race to the top that I noted above — that the States themselves could not resist tyranny within their own borders. Madison overlooked the importance of exit as the ultimate check on tyranny. He assumed (or asserted) that, in creating a new central government with powers greatly exceeding those of the Confederacy, a majority of States would not tyrannize the minority and that minorities with overlapping interests would not concert to tyrannize the majority. Madison was so anxious to see the Constitution ratified that he oversold himself (possibly) and the States’ ratifiying conventions (certainly) on the ability of the central government to hold itself in check. Thus the Constitution was lamentably silent on nullification and secession.

What has been done by presidents, Congresses, and courts will be very hard to undo. Too many interests are vested in the regulatory-welfare state that has usurped the Framers’ noble vision. Democracy (that is, vote-selling) and log-rolling are more powerful than words on paper. Even a Supreme Court majority of “strict constructionists” probably would decline to roll back the New Deal and most of what has come in its wake.

FINDING LIBERTY

Exit Is the Key

Exit — the ability to flee a highly taxed and regulated State (that is, one of the United States) for a somewhat less taxed and regulated State — remains an option, and those who avail themselves of it are sending a message that is lost in the tumult and shouting of electoral politics. Despite the erosion of local and regional differences in governance — owing to the centralization of power in Washington and the general expansion of government power at all subordinate levels — there is net migration from the Northeast and Midwest toward the “sun belt” States of the South and West (excluding California), which generally have lower tax rates and less unionism than the Northeast and Midwest. (Summary statistics on internal migration are here, at Table H on page 14. An index of economic freedom, by State, is here.)

It is therefore no coincidence that the mean population center of the U.S. has since 1940 moved smartly southwestward, from southern Illinois into south central Missouri. Incentives matter; that which enhances economic liberty also enhances personal liberty, for the two are indivisible. The urge for liberty drives people out of high-tax States and toward (relatively) low-tax States, as illustrated by this graphic from “Revolution on Wheels” (Barron’s Online, February 13, 2006):

The lesson here is simple: As long as there is meaningful exit there can be a race to the top. Exit serves liberty because it enables each person to find that place whose values come closest to his or her preferred way of life. Places deemed among the most attractive will grow in numbers and prosper; places deemed less attractive will wither, economically if not in terms of population. Under the right conditions (to which I will come), the balance will tilt toward liberty, that is, toward a modus vivendi that seems, for most people, to offer happiness. That is the essence of federalism, as it was envisioned by the Framers.

But, today, the 50 States (and their constituent municipalities) are incompatible with the kind of federalism envisioned by the Framers. Today’s State and municipal governments are too bureaucratic and too beholden to special interests; they have become smaller versions of the federal government. A devolution of power to the States would advance liberty in some States, but it would fall well short of reversing the depradations of liberty that began in earnest with the New Deal. For, in today’s populous States and municipalities, coalitions of minority interests are able to tyrannize the populace. (The average State today controls the destinies of 25 times as many persons as did the average State of 1790.) Those Americans who “vote with their feet” do not escape to regimes of liberty so much as they escape to regimes that are less tyrannical than the ones in which they had been living.

The kind of federalism envisioned by the Framers — and the kind of federalism necessary to liberty — would require the devolution to small communities and neighborhoods of all but a few powers: war-making, the conduct of foreign affairs, and the regulation of inter-community commerce for the sole purpose of ensuring against the erection of barriers to trade. With that kind of federalism, the free markets of ideas and commerce would enable individuals to live in those communities and neighborhoods that best serve their particular conceptions of liberty. (To grasp this critical point, please read or re-read the preceding installments of this series: here, here, here, and here.)

A “Modest” Proposal for an Experiment in Liberty

Unfortunately, most proponents of federalism remain fixated on the State as the common denominator. Consider the Free State Project,

an agreement among 20,000 pro-liberty activists to move to New Hampshire, where they will exert the fullest practical effort toward the creation of a society in which the maximum role of government is the protection of life, liberty, and property. The success of the Project would likely entail reductions in taxation and regulation, reforms at all levels of government to expand individual rights and free markets, and a restoration of constitutional federalism, demonstrating the benefits of liberty to the rest of the nation and the world.

Why New Hampshire?

After obtaining 5,000 committed members, the FSP membership voted and chose New Hampshire. The vote was conducted in accordance with the Participation Guidelines; detailed results of the vote may be found here. The FSP membership selected New Hampshire because of its many political, economic, and cultural advantages, which can be seen in our NH Info page. In addition, New Hampshire’s low population ensures that each individual can have an effect on the political system.

Why not Missouri, which has an excellent index of economic freedom, celebrates an early tax freedom day, and generally has better weather than New Hampshire (except for skiing). Better yet, why not a county or city in a State like Missouri? Best yet, why not convince the federal government and a State to perform an experiment by allowing the establishment of a “zone of liberty” within a State — an experiment in liberty, if you will. If it succeeds, others will flock to it or demand the establishment of similar zones of liberty. If it fails . . . well, that seems unlikely.

What do I have in mind? A zone of liberty would be something like a “new city” — with a big difference. Uninhabited land would be acquired by a wealthy lover (or lovers) of liberty (call him or them the “developer”). The zone would be populated initially by immigrants, who would buy parcels of land from the developer, and who would be allowed to build the home or business of their choosing on the land that they buy. Sub-developers would be allowed to acquire large parcels, subdivide those parcels, and attach perpetual covenants to the use of the subdivided parcels — covenants that initial and subsequent buyers would knowingly accept. Absentee ownership would be prohibited.

Infrastructure would be provided by competing vendors of telecommunications and transportation services. Rights-of-way would be created through negotiations between vendors and property owners. Any resident homeowner or businessperson could import or export any article from or to any place, including another country; there would be no import controls, duties, or tarrifs; the only restrictions on commerce would be those that are imposed by outside governments.

A zone’s government would comprise an elected council, a police force, and a court (all paid for by assessments based on the last sale price of each property in the zone). The police force would be empowered to keep the peace among the residents of the zone, and to protect the residents from outsiders who come into the zone without permission from a resident and/or who breach the peace. Breaches of the peace would be defined by the development of a common law through the court. The elected council (whose members would serve single, four-year terms) would oversee the police force and court, and would impose the assessments necessary to defray the costs of government. The council would have no other powers, and it would be able to exercise its limited powers only by agreement among three-fourths of the members of the council. The members, who would not be salaried, would annually submit a proposed budget to the electorate, which would have to approve the budget by a three-fourths majority. The electorate would consist of every resident who is an owner or joint owner of a residence or business (not undeveloped land), and who has attained the age of 30.

A zone of liberty would not be bound by federal, State, or local statutes, except that the federal government could impose a per-capita tax on residents of the zone that is sufficient to defray the zone’s per-capita share of the national budget for defense and foreign affairs. The actions of the zone’s government would be reviewable only by the U.S. Supreme Court, and then only following the passage of a bill of particulars by two-thirds of the number of U.S. Senators and Representatives, which must be signed by the President. (A zone could be abolished only with the approval of four-fifths of both houses of Congress and the President.)

Absent such an experiment, I fear that organized minorities will continue to constrain liberty, mooting even the modest degree of inter-State migration that now prevails. Our only hope for liberty — albeit a slim one — would then rest in the hands of the Supreme Court.

I am being realistic in my assessment of what it would take to attain something like liberty in the United States: either an upheaval of the Supreme Court or the creation of something like zones of liberty. Politics as usual will only take us further down the road to serfdom. Frankly, I see little chance of averting serfdom. All I can do is propose an alternative — unlikely as it is — and pray.

The Moral of the Story

The bottom line of this series:

  • Liberty suffers when a central government does more than make war, conduct of foreign affairs, and regulate inter-State commerce for the sole purpose of ensuring against the erection of barriers to trade.
  • Liberty suffers when a central government imposes rules on all at the instigation of the majority or coalitions of minorities.
  • Liberty thrives when the rules that govern relations among the members of a group are agreed among the members of the group — even if those rules vary from group to group. One group’s liberty may be another group’s strait-jacket, and vice versa.

It is easy to say that liberty consists of doing what we please as long as what we do does not bring harm to others. It is very hard to say what will and will not do harm. Socially evolved norms offer the best guide. We ignore and summarily reject those norms at great peril to liberty.

The simplistic definition of liberty — do as you please but do no harm to others — is superficially appealing. But it glides over the definition of harm, which may vary widely from group to group. Those who advocate abortion and same-sex marriage, for instance, may see those practices as harmless, but they fail to take into account the downstream effects of those practices on civility, without which life would be “solitary, poor, nasty, brutish, and short.”

Those who wish to live the simplistic libertarian life of “do no harm to others” are welcome to it, if they can find it in a group of like-minded persons. There is no such thing as a neutral or objective definition of “harm.” Simplistic libertarians merely have a particular conception of “no harm” that they should not be able to impose on others who disagree with that conception. I, for example, do not wish to be bound by the simplistic libertarians’ blind adherence to the non-aggression principle, which is both fatuous and suicidal. (See this, this, this, this, and this.)

That is why it is so important to devolve most governmental power to small groups. Doing so enables exit and makes it more likely that leaving will be rewarded by finding membership in a more congenial group. (For that reason I would constrain the size and membership of each zone of liberty, creating more of them instead of allowing any one of them to grow beyond the size of a small town (perhaps not exceeding a population of 150).

In conclusion, true liberty can be found in these four rules:

  • A group’s behavior must be governed by norms that have evolved among its members, rather than being forced on them through executive, legislative, or judicial edict. (Though legislation, if backed by a super-majority of the populace, may reflect evolved norms.)
  • The norms must be susceptible of further, unforced change.
  • Dissidents must be free to state their dissent openly, without fear of coming to physical harm at the hands of society or the state. (One must accept the possibility of disapproval, and even ostracism, but disapproval and ostracism are much less likely if one begins as an accepted member of a social group.)
  • Dissidents must be free to leave, without paying any penalty other than the cost of leaving.

APPENDIX: NOTES ON HUMAN NATURE

The essential fallacy of simplistic libertarianism is that it does not account for the deeply embedded human impulses that we often call “human nature”:

Man evolved in cooperating groups united by common cultural and genetic ties, and it is only in such a setting that the individual can feel truly free, and truly protected. . . .The meaning of liberty is inseparable from the founding anthropology of man, an individual sharing a common history and common culture in a common community.

Alain de Benoist, “Gemeinschaft and Gesellschaft: A sociological view of the decay of modern society” (originally published in The Mankind Quarterly, Vol. 34, No. 3, pp. 263-270).

* * *

The scene of evolution is the Environment of Evolutionary Adaptedness, the EEA, essentially the Pleistocene, the whole, long period lasting from 1.6 million years ago up until the shift to the Holocene with the invention of agriculture and large settlements 10,000 years ago. Our present intellectual constitution was achieved by about 50,000 years ago. . . . [T]here were 80,000 generations of humans and proto-humans in the Pleistocene, while there have been a mere 500 generations since agriculture and the first cities. It was in the earlier, much longer period that selective pressures created genetically modern humans. . . .

. . . Libertarianism was not a viable strategy for the EEA. The actions of individuals produce by-products to affect whole communities, and [according to Paul H. Rubin, author of Darwinian Politics] “we have evolved preferences to control these actions.” We are genetically predisposed, it seems, “to interfere in the behavior of others,” even where the behavior has little demonstrable adverse effect on a community: we want to control recreational drug use, when people can gamble or drink, where they can smoke, and whether they can engage in private sex acts. We succumb to periodic moral panics about youth — the music they listen to or their hairstyles, their language, and so forth. We set up laws to regulate all aspects of behavior. We are fundamentally meddlesome creatures.

Rubin speculates that this impulse to control our fellows, even in matters that have little or no material effect on living standards or resource allocation, is an adaptation designed to increase group solidarity. In fact, he even suggests that a group in the EEA that put into practice libertarian values would likely be less able to survive than one that more tightly controlled social behavior: I have a picture of laid-back, freedom-loving Pleistocene libertarians being massacred by a nearby tribe of Pleistocene fascists. What makes the fascists successful is the enforcement of specified beliefs and rituals, “our” culture. Punish­ing defectors keeps the group strong. The result is a marked human taste for paternalism, for interfering in private behavior in the name of morality.

Denis Dutton, in a review of Rubin’s Darwinian Politics: The Evolutionary Origin of Freedom

Finding Liberty

This is the concluding installment of a series. The other entries are “Liberty as a Social Compact,” “Social Norms and Liberty,” “A Footnote about Liberty and the Social Compact,” and “Liberty and Federalism.” The series is an elaboration of an earlier post, “The Paradox of Libertarianism,” which could be read as an introduction. The entire series can be read as a single post, here.

Exit Is the Key

Exit — the ability to flee a highly taxed and regulated State (that is, one of the United States) for a somewhat less taxed and regulated State — remains an option, and those who avail themselves of it are sending a message that is lost in the tumult and shouting of electoral politics. Despite the erosion of local and regional differences in governance — owing to the centralization of power in Washington and the general expansion of government power at all subordinate levels — there is net migration from the Northeast and Midwest toward the “sun belt” States of the South and West (excluding California), which generally have lower tax rates and less unionism than the Northeast and Midwest. (Summary statistics on internal migration are here, at Table H on page 14. An index of economic freedom, by State, is here.)

It is therefore no coincidence that the mean population center of the U.S. has since 1960 moved smartly southwestward, from southern Illinois into south central Missouri. Incentives matter; that which enhances economic liberty also enhances personal liberty, for the two are indivisible. The urge for liberty drives people out of high-tax States and toward (relatively) low-tax States, as illustrated by this graphic from “Revolution on Wheels” (Barron’s Online, February 13, 2006):

The lesson here is simple: As long as there is meaningful exit there can be a race to the top. Exit serves liberty because it enables each person to find that place whose values come closest to his or her preferred way of life. Places deemed among the most attractive will grow in numbers and prosper; places deemed less attractive will wither, economically if not in terms of population. Under the right conditions (to which I will come), the balance will tilt toward liberty, that is, toward a modus vivendi that seems, for most people, to offer happiness. That is the essence of federalism, as it was envisioned by the Framers.

But, today, the 50 States (and their constituent municipalities) are incompatible with the kind of federalism envisioned by the Framers. Today’s State and municipal governments are too bureaucratic and too beholden to special interests; they have become smaller versions of the federal government. A devolution of power to the States would advance liberty in some States, but it would fall well short of reversing the depradations of liberty that began in earnest with the New Deal. For, in today’s populous States and municipalities, coalitions of minority interests are able to tyrannize the populace. (The average State today controls the destinies of 25 times as many persons as did the average State of 1790.) Those Americans who “vote with their feet” do not escape to regimes of liberty so much as they escape to regimes that are less tyrannical than the ones in which they had been living.

The kind of federalism envisioned by the Framers — and the kind of federalism necessary to liberty — would require the devolution to small communities and neighborhoods of all but a few powers: war-making, the conduct of foreign affairs, and the regulation of inter-community commerce for the sole purpose of ensuring against the erection of barriers to trade. With that kind of federalism, the free markets of ideas and commerce would enable individuals to live in those communities and neighborhoods that best serve their particular conceptions of liberty. (To grasp this critical point, please read or re-read the preceding installments of this series: here, here, here, and here.)

A “Modest” Proposal for an Experiment in Liberty

Unfortunately, most proponents of federalism remain fixated on the State as the common denominator. Consider the Free State Project,

an agreement among 20,000 pro-liberty activists to move to New Hampshire, where they will exert the fullest practical effort toward the creation of a society in which the maximum role of government is the protection of life, liberty, and property. The success of the Project would likely entail reductions in taxation and regulation, reforms at all levels of government to expand individual rights and free markets, and a restoration of constitutional federalism, demonstrating the benefits of liberty to the rest of the nation and the world.

Why New Hampshire?

After obtaining 5,000 committed members, the FSP membership voted and chose New Hampshire. The vote was conducted in accordance with the Participation Guidelines; detailed results of the vote may be found here. The FSP membership selected New Hampshire because of its many political, economic, and cultural advantages, which can be seen in our NH Info page. In addition, New Hampshire’s low population ensures that each individual can have an effect on the political system.

Why not Missouri, which has an excellent index of economic freedom, celebrates an early tax freedom day, and generally has better weather than New Hampshire (except for skiing). Better yet, why not a county or city in a State like Missouri? Best yet, why not convince the federal government and a State to perform an experiment by allowing the establishment of a “zone of liberty” within a State — an experiment in liberty, if you will. If it succeeds, others will flock to it or demand the establishment of similar zones of liberty. If it fails . . . well, that seems unlikely.

What do I have in mind? A zone of liberty would be something like a “new city” — with a big difference. Uninhabited land would be acquired by a wealthy lover (or lovers) of liberty (call him or them the “developer”). The zone would be populated initially by immigrants, who would buy parcels of land from the developer, and who would be allowed to build the home or business of their choosing on the land that they buy. Sub-developers would be allowed to acquire large parcels, subdivide those parcels, and attach perpetual covenants to the use of the subdivided parcels — covenants that initial and subsequent buyers would knowingly accept. Absentee ownership would be prohibited.

Infrastructure would be provided by competing vendors of telecommunications and transportation services. Rights-of-way would be created through negotiations between vendors and property owners. Any resident homeowner or businessperson could import or export any article from or to any place, including another country; there would be no import controls, duties, or tarrifs; the only restrictions on commerce would be those that are imposed by outside governments.

A zone’s government would comprise an elected council, a police force, and a court (all paid for by assessments based on the last sale price of each property in the zone). The police force would be empowered to keep the peace among the residents of the zone, and to protect the residents from outsiders who come into the zone without permission from a resident and/or who breach the peace. Breaches of the peace would be defined by the development of a common law through the court. The elected council (whose members would serve single, four-year terms) would oversee the police force and court, and would impose the assessments necessary to defray the costs of government. The council would have no other powers, and it would be able to exercise its limited powers only by agreement among three-fourths of the members of the council. The members, who would not be salaried, would annually submit a proposed budget to the electorate, which would have to approve the budget by a three-fourths majority. The electorate would consist of every resident who is an owner or joint owner of a residence or business (not undeveloped land), and who has attained the age of 30.

A zone of liberty would not be bound by federal, State, or local statutes, except that the federal government could impose a per-capita tax on residents of the zone that is sufficient to defray the zone’s per-capita share of the national budget for defense and foreign affairs. The actions of the zone’s government would be reviewable only by the U.S. Supreme Court, and then only following the passage of a bill of particulars by two-thirds of the number of U.S. Senators and Representatives, which must be signed by the President. (A zone could be abolished only with the approval of four-fifths of both houses of Congress and the President.)

Absent such an experiment, I fear that organized minorities will continue to constrain liberty, mooting even the modest degree of inter-State migration that now prevails. Our only hope for liberty — albeit a slim one — would then rest in the hands of the Supreme Court.

I am being realistic in my assessment of what it would take to attain something like liberty in the United States: either an upheaval of the Supreme Court or the creation of something like zones of liberty. Politics as usual will only take us further down the road to serfdom. Frankly, I see little chance of averting serfdom. All I can do is propose an alternative — unlikely as it is — and pray.

The Moral of the Story

The bottom line of this series:

  • Liberty suffers when a central government does more than make war, conduct foreign affairs, and regulate inter-State commerce for the sole purpose of ensuring against the erection of barriers to trade.
  • Liberty suffers when a central government imposes rules on all at the instigation of the majority or coalitions of minorities.
  • Liberty thrives when the rules that govern relations among the members of a group are agreed among the members of the group — even if those rules vary from group to group. One group’s liberty may be another group’s strait-jacket, and vice versa.

It is easy to say that liberty consists of doing what we please as long as what we do does not bring harm to others. It is very hard to say what will and will not do harm. Socially evolved norms offer the best guide. We ignore and summarily reject those norms at great peril to liberty.

The simplistic definition of liberty — do as you please but do no harm to others — is superficially appealing. But it glides over the definition of harm, which may vary widely from group to group. Those who advocate abortion and same-sex marriage, for instance, may see those practices as harmless, but they fail to take into account the downstream effects of those practices on civility, without which life would be “solitary, poor, nasty, brutish, and short.”

Those who wish to live the simplistic libertarian life of “do no harm to others” are welcome to it, if they can find it in a group of like-minded persons. There is no such thing as a neutral or objective definition of “harm.” Simplistic libertarians merely have a particular conception of “no harm” that they should not be able to impose on others who disagree with that conception. I, for example, do not wish to be bound by the simplistic libertarians’ blind adherence to the non-aggression principle, which is both fatuous and suicidal. (See this, this, this, this, and this.)

That is why it is so important to devolve most governmental power to small groups. Doing so enables exit and makes it more likely that leaving will be rewarded by finding membership in a more congenial group. (For that reason I would constrain the size and membership of each zone of liberty, creating more of them instead of allowing any one of them to grow beyond the size of a small village — perhaps not exceeding a population of 150.)

In conclusion, true liberty can be found in these four rules:

  1. A group’s behavior must be governed by norms that have evolved among its members, rather than being forced on them through executive, legislative, or judicial edict. (Though legislation, if backed by a super-majority of the populace, may reflect evolved norms.)
  2. The norms must be susceptible of further, unforced change.
  3. Dissidents must be free to state their dissent openly, without fear of coming to physical harm at the hands of society or the state. (One must accept the possibility of disapproval, and even ostracism, but disapproval and ostracism are much less likely if one begins as an accepted member of a social group.)
  4. Dissidents must be free to leave, without paying any penalty other than the cost of leaving.

A Political Compass

From a post that is almost two years old, but still on-target:

The left-right, liberal-conservative taxonomies of the political spectrum fail because they are linear and lacking in subtlety. My alternative is a . . . taxonomy with these four major points arrayed on a circular continuum:

• Anarchy — “might makes right” without an effective state to referee the fight

• Libertarianism — the minimal state for the protection of life, property, and liberty

• Communitiarianism — the regulation of private institutions to produce “desirable” outcomes in such realms as income distribution, health, safety, education, and the environment

• Statism — outright state control of most institutions, reached either as an extension of communitarianism or via post-statist anarchy or near-anarchy, as in Stalin’s Russia, Hitler’s Germany, and Mao’s China.

Think of anarchy, libertarianism, communitarianism, and statism as the North, East, South, and West of a compass. The needle swings mostly from anarchy to statism to communitarianism, and occasionally from communitarianism toward libertarianism, but never very far in that direction. . . .

The communitarian state is simply too seductive. It co-opts its citizens through progressive corruption: higher spending to curry favor with voting blocs, higher taxes to fund higher spending and to perpetuate the mechanisms of the state, still higher spending, and so on. Each voting bloc insists on sustaining its benefits — and increasing them at every opportunity — for one of two reasons. Many voters actually believe that largesse of the communitarian state is free to them, and some of them are right. Other voters know better, but they grab what they can get because others will grab it if they don’t.

I remembered that post as I ruminated on the naïveté of anarchism, which is only a way-station to statism. Anarchy is an inherently unstable régime, favored by naïfs who probably wouldn’t last more than a few days in it. As for modern “liberalism,” it has become nothing more than statism.

Related posts:

Calling a Nazi a Nazi

Defense, Anarcho-Capitalist Style
But Wouldn’t Warlords Take Over?
My View of Warlordism, Seconded
Anarcho-Libertarian Stretching
QandO Saved Me the Trouble
Liberty as a Social Compact
Social Norms and Liberty
A Footnote about Liberty and the Social Compact
Liberty and Federalism

Liberty and Federalism

This post is a continuation of “Liberty as a Social Compact,” “Social Norms and Liberty,” and “A Footnote about Liberty and the Social Compact.”

The Centralization of Social Norms Undermines Liberty

Liberty can never be perfect in the real world of emotions, prejudices, stupidity, and ignorance. But liberty is most attainable when societies and polities must compete with one another for the allegiance of members and prospective members.

Legislation and judge-made laws are especially destructive of liberty when they emanate from a central government because they dilute the effectiveness of “exit” — the ability to vote with one’s feet. Local and regional differences become hard to detect when the central government encroaches into issues ranging from elementary education to working hours to speed limits, not to mention abortion. When all places become subject to the same set of imposed norms they tend to become almost uniformly unattractive. The forceful imposition of norms compounds the risk to liberty, for people are less likely to value and defend that which is not of their own making.

There is a “race to the top” — toward liberty, that is — when societies or polities must compete for adherents, based on the attractiveness of the norms of those societies and polities. For example, the Freedom Forum offers this relevant bit of history:

Although early Americans built on their English heritage when developing rights in the new land, many colonies before 1689 had laws that far exceeded the scope of the English Bill of Rights. Rhode Island, established in 1636, was the first American colony to recognize freedom of conscience. In 1641, Massachusetts Bay enacted the Massachusetts Body of Liberties, the first detailed protection of rights in America. Maryland was founded as a haven for Catholics, but its citizens extended the right of religious toleration (1649) to other Christians as well.

In June 1776, Virginia adopted a new constitution, prefaced by a declaration of rights including many that would later appear in the U.S. Bill of Rights. The Virginia Declaration of Rights, served as a model for eight of the 12 other states that adopted new constitutions during the revolutionary period.

While the new state governments protected individual rights, the Articles of Confederation, the first constitution of the United States, did not. The weak national government under the Articles of Confederation created many problems. In 1787, these problems finally led to a convention to draft a new charter for the national government, the Constitution of the United States. Lack of a bill of rights became the main reason many people opposed the Constitution.

The Framers understood that the decentralization of governmental power is essential to liberty. They wanted to leave the bulk of governmental power in the hands of the States. (A reasonable prospect at the time; the average population of a State in 1790 was about 1/25 the average population of a State today.) And the Framers saw the multiplicity of States as a bulwark against tyranny in the nation as a whole. Here, for example, are excerpts of James Madison’s entries in The Federalist Papers:

The influence of factious leaders may kindle a flame within their particular States, but will be unable to spread a general conflagration through the other States. A religious sect may degenerate into a political faction in a part of the Confederacy; but the variety of sects dispersed over the entire face of it must secure the national councils against any danger from that source. A rage for paper money, for an abolition of debts, for an equal division of property, or for any other improper or wicked project, will be less apt to pervade the whole body of the Union than a particular member of it; in the same proportion as such a malady is more likely to taint a particular county or district, than an entire State. (Federalist No. 10)

* * *

The powers delegated by the proposed Constitution to the federal government are few and defined. Those which are to remain in the State governments are numerous and indefinite. The former will be exercised principally on external objects, as war, peace, negotiation, and foreign commerce; with which last the power of taxation will, for the most part, be connected.

The powers reserved to the several States will extend to all the objects which, in the ordinary course of affairs, concern the lives, liberties, and properties of the people, and the internal order, improvement, and prosperity of the State. The operations of the federal government will be most extensive and important in times of war and danger; those of the State governments, in times of peace and security. As the former periods will probably bear a small proportion to the latter, the State governments will here enjoy another advantage over the federal government. The more adequate, indeed, the federal powers may be rendered to the national defense, the less frequent will be those scenes of danger which might favor their ascendancy over the governments of the particular States. If the new Constitution be examined with accuracy and candor, it will be found that the change which it proposes consists much less in the addition of NEW POWERS to the Union, than in the invigoration of its ORIGINAL POWERS. The regulation of commerce, it is true, is a new power; but that seems to be an addition which few oppose, and from which no apprehensions are entertained. . . . (Federalist No. 45)

* * *

. . . If an act of a particular State, though unfriendly to the national government, be generally popular in that State and should not too grossly violate the oaths of the State officers, it is executed immediately and, of course, by means on the spot and depending on the State alone. The opposition of the federal government, or the interposition of federal officers, would but inflame the zeal of all parties on the side of the State, and the evil could not be prevented or repaired, if at all, without the employment of means which must always be resorted to with reluctance and difficulty.

On the other hand, should an unwarrantable measure of the federal government be unpopular in particular States, which would seldom fail to be the case, or even a warrantable measure be so, which may sometimes be the case, the means of opposition to it are powerful and at hand. The disquietude of the people; their repugnance and, perhaps, refusal to co-operate with the officers of the Union; the frowns of the executive magistracy of the State; the embarrassments created by legislative devices, which would often be added on such occasions, would oppose, in any State, difficulties not to be despised; would form, in a large State, very serious impediments; and where the sentiments of several adjoining States happened to be in unison, would present obstructions which the federal government would hardly be willing to encounter. But ambitious encroachments of the federal government, on the authority of the State governments, would not excite the opposition of a single State, or of a few States only. They would be signals of general alarm. Every government would espouse the common cause. A correspondence would be opened. Plans of resistance would be concerted. One spirit would animate and conduct the whole. The same combinations, in short, would result from an apprehension of the federal, as was produced by the dread of a foreign, yoke; and unless the projected innovations should be voluntarily renounced, the same appeal to a trial of force would be made in the one case as was made in the other. But what degree of madness could ever drive the federal government to such an extremity. In the contest with Great Britain, one part of the empire was employed against the other. The more numerous part invaded the rights of the less numerous part. The attempt was unjust and unwise; but it was not in speculation absolutely chimerical. But what would be the contest in the case we are supposing? Who would be the parties? A few representatives of the people would be opposed to the people themselves; or rather one set of representatives would be contending against thirteen sets of representatives, with the whole body of their common constituents on the side of the latter. (Federalist No. 46)

Ironically — and tragically — the Commerce Clause, touted by Madison in Federalist No. 45, has been the foundation for much of the undoing of the Framers’ plan. In fact, it is hard to imagine a facet of social and economic life that is no longer touched by the central government, as the Supreme Court and Congress have acted, especially since the 1930s, to nationalize and homogenize Americans’ mores. David F. Forte offers a leading example of this in his article about the Commerce Clause in The Heritage Guide to the Constitution (pp. 101-7):

. . . By 1941, in United States v. Darby, it was clear that the new majority [of the Supreme Court] had embraced a very expansive [view of the Commerce Clause] and, as events were to show, these Justices were able to find that any local activity, taken either separately or in the aggregate, Wichard v. Filburn (1942), always had a sufficiently substantial effect on interstate commerce to justify congressional legislation. By these means, the Court turned the commerce power into the equivalent of a general regulatory power and undid the Framers’ original structure of limited and delegated powers . . . .

The Framers’ Fatal Error

The Framers underestimated the will to power that animates office-holders. The Constitution’s wonderful design — horizontal and vertical separation of powers — which worked rather well until the late 1800s, cracked under the strain of populism, as the central government began to impose national economic regulation at the behest of muckrakers and do-gooders. The Framers’ design then broke under the burden of the Great Depression, as the Supreme Court of the 1930s (and since) has enabled the central government to impose its will at will. The Framers’ fundamental error can be found in Madison’s Federalist No. 51. Madison was correct in this:

. . . It is of great importance in a republic not only to guard the society against the oppression of its rulers, but to guard one part of the society against the injustice of the other part. Different interests necessarily exist in different classes of citizens. If a majority be united by a common interest, the rights of the minority will be insecure. . . .

But Madison then made the error of assuming that, under a central government, liberty is guarded by a diversity of interests:

[One method] of providing against this evil [is] . . . by comprehending in the society so many separate descriptions of citizens as will render an unjust combination of a majority of the whole very improbable, if not impracticable. . . . [This] method will be exemplified in the federal republic of the United States. Whilst all authority in it will be derived from and dependent on the society, the society itself will be broken into so many parts, interests, and classes of citizens, that the rights of individuals, or of the minority, will be in little danger from interested combinations of the majority.

In a free government the security for civil rights must be the same as that for religious rights. It consists in the one case in the multiplicity of interests, and in the other in the multiplicity of sects. The degree of security in both cases will depend on the number of interests and sects; and this may be presumed to depend on the extent of country and number of people comprehended under the same government. This view of the subject must particularly recommend a proper federal system to all the sincere and considerate friends of republican government, since it shows that in exact proportion as the territory of the Union may be formed into more circumscribed Confederacies, or States oppressive combinations of a majority will be facilitated: the best security, under the republican forms, for the rights of every class of citizens, will be diminished: and consequently the stability and independence of some member of the government, the only other security, must be proportionately increased. . . .

Madison then went on to contradict what he said in Federalist No. 46 about the States being a bulwark of liberty:

It can be little doubted that if the State of Rhode Island was separated from the Confederacy and left to itself, the insecurity of rights under the popular form of government within such narrow limits would be displayed by such reiterated oppressions of factious majorities that some power altogether independent of the people would soon be called for by the voice of the very factions whose misrule had proved the necessity of it. In the extended republic of the United States, and among the great variety of interests, parties, and sects which it embraces, a coalition of a majority of the whole society could seldom take place on any other principles than those of justice and the general good; whilst there being thus less danger to a minor from the will of a major party, there must be less pretext, also, to provide for the security of the former, by introducing into the government a will not dependent on the latter, or, in other words, a will independent of the society itself. It is no less certain than it is important, notwithstanding the contrary opinions which have been entertained, that the larger the society, provided it lie within a practical sphere, the more duly capable it will be of self-government. And happily for the REPUBLICAN CAUSE, the practicable sphere may be carried to a very great extent, by a judicious modification and mixture of the FEDERAL PRINCIPLE.

Madison understood that a majority can tyrranize a minority. He understood that the States are better able to prevent the rise of tyranny if the powers of the central government are circumscribed. But he then assumed — in spite of the race to the top that I noted above — that the States themselves could not resist tyranny within their own borders. Madison overlooked the importance of exit as the ultimate check on tyranny. He assumed (or asserted) that, in creating a new central government with powers greatly exceeding those of the Confederacy, a majority of States would not tyrannize the minority and that minorities with overlapping interests would not concert to tyrannize the majority. Madison was so anxious to see the Constitution ratified that he oversold himself (possibly) and the States’ ratifiying conventions (certainly) on the ability of the central government to hold itself in check. Thus the Constitution was lamentably silent on nullification and secession.

What has been done by presidents, Congresses, and courts will be very hard to undo. Too many interests are vested in the regulatory-welfare state that has usurped the Framers’ noble vision. Democracy (that is, vote-selling) and log-rolling are more powerful than words on paper. Even a Supreme Court majority of “strict constructionists” probably would decline to roll back the New Deal and most of what has come in its wake.

Well Said . . .

. . . by Jon Henke at QandO:

I can accept a constitutional right to privacy, but if it only extends to abortion, then it’s not a right to privacy at all. It’s a right to abortion. The two are not the same.

Of course, abortion isn’t about privacy at all. It’s about convenience.

A Footnote about Liberty and the Social Compact

This is an appendix to “Liberty as a Social Compact” and “Social Norms and Liberty.” In those posts I first made the case that

liberty is not an abstract ideal. Liberty cannot be sustained without the benefit of widely accepted — and enforced — social norms. A society that revolves around norms established within families and close-knit social groups is most likely to serve liberty.

From which it follows that

the attainment of something like liberty and happiness requires the acceptance of — and compliance with — some social norms that one may find personally distasteful if not oppressive. But it is possible — in a large and diverse nation where each social group is free to establish and enforce its own norms — to find a place that comes closest to suiting one’s conception of liberty and happiness. The critical qualfication is that each social group must free to establish and enforce its own norms, as long as those norms include voice and exit.

The validity of these observations depends critically on the source of rights. As I have argued at length,

[r]ights — though they can exist without the sanction of government and the protection of a state — are political. That is, although rights may arise from human nature, they have no essence until they are recognized through interpersonal bargaining (politics), in the service of self-interest. It is bargaining that determines whether we recognize only the negative right of liberty, or the positive right of privilege as well. The preference of human beings — revealed over eons of coexistence — is to recognize both liberty (usually constrained to some degree) and privilege (which necessitates constraints on liberty).

The liberty I alluded to there was the “pure” liberty of John Stuart Mill’s “harm principle” (see footnote), which can be summarized as the negative right to be left alone — in one’s person, pursuits, and property — as long as one leaves others alone. “Pure” liberty is a mere abstraction. Actual liberty must necessarily involve compromises (constraints), which are inevitable in a society of varied personalities that exists in a particular time and place.

In support of the argument that rights are political, I quoted from Denis Dutton’s review of Paul H. Rubin’s Darwinian Politics: The Evolutionary Origin of Freedom; Alan Fiske’s essay, “The Inherent Sociability of Homo Sapiens“; David Stephens’s “Impulsive behavior may be relict of hunter-gatherer past“; and a summary of J. Philippe Rushton’s article, “Genetic and environmental contributions to prosocial attitudes: A twin study of social responsibility.”

The full implication of those studies is that what we call “rights” — the kinds of behaviors in which we may engage with impunity — must be consistent with morality — the kinds of behaviors that society recognizes as “right.” The kinds of behaviors that society recognizes as “right” must, in turn, foster the survival and success of society. Robin Allott explains, in “Objective Morality“:

No society is healthy or creative or strong unless that society has a set of common values that give meaning and purpose to group life. . . . Empathy is seen both as the foundation of the unity of feeling which forms an aggregation of individuals into a coherent group and as the source of the effectiveness of the group’s code of behavior, the group morality. . . .

One can list various types of motivation which do, or may, lead individuals to accept and seek to observe the morality of their group. There may be childhood imprinting of the moral rules of the family or group, leading to a prerational application of the code, operating rather like post-hypnotic suggestion — automatic moral responses to predetermined situations. A variant or support of this takes the form of religious endorsement of moral principles — religious sanctions reinforcing introjected moral reflexes. Or morality may be rationalized as the pursuit of happiness, pleasure or utility — high level ethical theories perhaps, rather than practical motivations. Or moral behavior may result from prudence or superstition — following the rules for fear of something worse. . . . More generally, moral behavior may flow from a desire for a worthwhile, productive life, a rational desire of the individual to survive and avoid bodily or mental damage. This may be associated with empathetic identification with the group, its survival and prosperity. . . .

The objective necessity of morality has been demonstrated by life over many generations. However it is not open to immediate rational demonstration. Morality is concerned with remote consequences. The problem is that we have no easy way of seeing the long-term or otherwise distant consequences of following or not following moral rules or showing the consequences for ourselves, for our family or for the group to which we belong. What can we say to the immoralist who claims total moral freedom, who asks: Why not lies? Why not intemperance? Why not promiscuity? Why not theft or fraud? Why not murder? Why not cruelty?

One answer may be: In the absence of morality, you are in a world of powerful, clever, unpredictable animals. Only by understanding others can you protect yourself. Others in the group will only be predictable to the extent that they follow the same moral rules and are moved by the same emotions. A group’s morality is concerned not only with how an individual should judge his own action but with how other members of the group, and the group collectively will judge the individual’s actions and respond to them. Judge your own action so that you are not judged by others. Others will do unto you what you do unto them. So do not do unto them what you would not want them to do unto you. An individual who rejects the morality of the group rejects empathetic membership of the group and empathetic recognition by others of his membership of the group. The individual becomes a moral parasite living on the morality of the group which he does not observe. To him a different level of morality will apply — the more primitive kind of morality applied to those not members of the group, to outlaws and outcasts. By asserting your unlimited moral freedom, you risk losing your own freedom.

We ignore, at our peril, the lessons of the ages. Contrary to libertarian purists, the path to liberty is not found in Mill’s simplistic “harm principle,” which is a formula for atomism. The path to liberty winds tortuously through the complexity of human nature, which shapes — and is shaped by — a society’s mutual striving to survive and prosper. To give a stark but apt example: If you will kill an unborn child for your convenience, why should I trust you not to kill me for your convenience when I am old? And if I cannot trust you, why should I subscribe to the defense of your life, property, and pursuits?
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The “harm principle,” from Chapter 1 of On Liberty:

That principle is, that the sole end for which mankind are warranted, individually or collectively in interfering with the liberty of action of any of their number, is self-protection. That the only purpose for which power can be rightfully exercised over any member of a civilized community, against his will, is to prevent harm to others. His own good, either physical or moral, is not a sufficient warrant. He cannot rightfully be compelled to do or forbear because it will be better for him to do so, because it will make him happier, because, in the opinions of others, to do so would be wise, or even right. These are good reasons for remonstrating with him, or reasoning with him, or persuading him, or entreating him, but not for compelling him, or visiting him with any evil, in case he do otherwise. To justify that, the conduct from which it is desired to deter him must be calculated to produce evil to some one else. The only part of the conduct of any one, for which he is amenable to society, is that which concerns others. In the part which merely concerns himself, his independence is, of right, absolute. Over himself, over his own body and mind, the individual is sovereign.

Whiners — Left and Libertarian

I have come to the conclusion that the well-spring of whining is a cosseted existence. Thus the American Left (in particular, the rich-to-ultra-rich-Left) — which reaps the economic benefits of liberty under the rule of law — has the luxury of denigrating capitalism, celebrating terrorism, and pushing a degenerate agenda that threatens the social cohesion which is necessary to ordered liberty.

Over on the “libertarian” side there are many (too numerous to link) who seem to equate almost any preventive effort to detect and defeat terrorists as a threat to liberty — even as a form of “enslavement,” for example. And yet . . . there has been no “chilling” of free speech (far from it), American citizens (except a couple of known enemy combatants) have not been held incommunicado, and Americans are not being rounded up and made to show their “papers.”

In short, life proceeds apace, except in the fevered imaginations of libertarian purists and their brethren of the Left. Their ideal world has no room in it for the dirty, day-to-day business of preserving liberty. Liberty is something that simply must exist effortlessly, experience to the contrary. Nothing less than a world of perfect liberty will do — in the perfect stateless world of libertarian purists, and in the perfect (and self-contradictory) state-designed world of Leftists.

What rich Leftists and libertarian purists have in common is their detachment from reality. They take for granted the degree of liberty that they enjoy because of the rule of law. Rich Leftists don’t have to live in the real world. When they choose to go there they are only slumming (with bodyguards), and they can leave when they wish. Libertarian purists may encounter the real world, but its orderliness deludes them. They object to the state when it inconveniences or offends them, but they fail to remark that the state (not its absence) is what enables most of them to survive the real world.

In sum, the worldviews of rich Leftists and libertarian purists are delusions made possible by the ordered liberty in which they live. They are like rebellious adolescents who accept the largesse bestowed on them by the very parents whom they disdain, despise, and even reject.

Related:

AnalPhilosopher: Richard A. Posner on Utopianism
Moi: The Fatal Naïveté of Anarcho-Libertarianism, A Dissonant Vision

Quick Takes

Attempted murder or terrorism? You decide. But I will not call it a “hate crime.”

Why we must steadfastly reject economic interventions by the state. (The price of interventionism? Read this.)

More good reasons to reject hostility to religion, which are consistent with my reasons.

It is hard to fight a war while you’re carrying a lawyer on your back. It’s even harder when you’re carrying the Left, the press, the punditocracy, many members of Congress, and a bunch of cosseted anarcho-capitalists on your back.

Contrary to nit-picking statisticians and pseudo-libertarians, a community is what it expects and enforces.

Speaking of pseudo-libertarians, it is wise to reject the tempting tenets of Objectivism, saith he. And so say I.

Social Norms and Liberty

This is a continuation of “Liberty as a Social Compact.”

The Wisdom Embedded in Social Norms

Social norms can and do evolve. Moreover, in a society with voice and exit they will evolve toward greater liberty, rather than less, if exit is not mooted by legislative and judicial imposition of common norms across all segments of society. I will discuss, in a future post, how liberty is thwarted by governmentally imposed norms. Here I want to expand on the concept of socially evolved norms and their critical importance to ordered liberty. I begin by quoting from John Kekes’s essay, “The Idea of Conservatism“:

Traditions do not stand alone: they overlap, and the problems of one are often resolved in terms of another. Most traditions have legal, moral, political, aesthetic, stylistic, managerial, and multitude of other aspects. Furthermore, people participating in a tradition bring with them beliefs, values, and practices from other traditions in which they also participate. Changes in one tradition, therefore, are likely to produce changes in others; they are like waves that reverberate throughout the other traditions of a society. Since many of these changes are complex and have consequences that grow more unpredictable the more distant they are, conservatives are cautious about changes. They want them to be incremental and no greater than necessary for correcting some specific defect. They are opposed to experimental, general, or large changes because of their uncertain effects on good lives.

Traditions, of course, may be defective. Conservatives need a way of distinguishing between defective and non-defective traditions. A non-defective tradition has stood the test of time. It has endured for a long period, measured in decades, rather than months; people adhere to it voluntarily; and it forms part of their conception of a good life. It may happen that a tradition has endured because of coercion, that people have adhered to it because of indoctrination, or that the lives of which it formed a part were bad rather than good. Those who suspect a tradition of these defects must provide a reason for it, and defenders of the tradition must consider this reason. If the reason is good, the tradition should be changed. But if there is no reason to change, then there is reason not to change. That reason is that the tradition has stood the test of time. Conservatism, therefore, is not the mindless and indiscriminate defense of all traditions, but only of those that have passed this test.

Social norms may evolve beneficially, but they are overthrown by legislators and judges to the detriment of society. As Edward Feser explains in “Hayek and Tradition,”

[t]radition, being nothing other than the distillation of centuries of human experience, itself provides the surest guide to determining the most rational course of action. Far from being opposed to reason, reason is inseparable from tradition, and blind without it. The so-called enlightened mind thrusts tradition aside, hoping to find something more solid on which to make its stand, but there is nothing else, no alternative to the hard earth of human experience, and the enlightened thinker soon finds himself in mid-air. . . . But then, was it ever truly a love of reason that was in the driver’s seat in the first place? Or was it, rather, a hatred of tradition? Might the latter have been the cause of the former, rather than, as the enlightened pose would have it, the other way around?)

The rationality of tradition and the irrationality of hostility to it were themes of Burke’s Reflections on the Revolution in France. But it is possible that the work of F.A. Hayek (which was largely inspired by Burke [see here: ED]) presents the most fully developed and compelling account of these matters, an account presented in terms the post-Darwin enlightened modernist must find difficult to dismiss out of hand, viz., a theory of cultural evolution by means of a kind of natural selection. The aim of the present essay is to articulate and defend Hayek’s position—defend it against the objections of Hayek’s detractors, of course, but also against the misunderstandings of many of his admirers. Some of these admirers are keen indeed on the “evolution” part of his views, but, being less keen on the “tradition” part, make him out to be an advocate of constant change, of “dynamism” over “stasis.”

But he was not that at all, at least, not in the sense these would-be Hayekians imagine. Technological advance, market innovation, and the like were things of which he was a great defender, but those are not the things at issue here. Where fundamental moral institutions are concerned, Hayek was very much in line with the Burkean conservative tradition, a tradition wary of tampering with those institutions (including the specific moral institutions underlying the free market order rightly valued by libertarians). Of course, Hayek did not rule out all change to these institutions in an absolute way, but then, neither do conservatives. At issue is where the default position lies, with who gets the benefit of the doubt in the debate between the traditionalist and the moral innovator. And in this dispute, Hayek is indisputably on the side of the conservative. . . .

Hayek’s view is that the specific content of a traditional practice is indeed often important. It isn’t just a matter of its happening to be traditional; rather, its being traditional is taken by Hayek to be evidence that it has some independent intrinsic value. It is vital to keep this in mind, for Hayek’s position is sometimes mistakenly taken to entail a kind of relativism—as if the traditional practices prevailing in one society must be the best for that society, and the ones prevailing in another are the best for it, with there being no fact of the matter about which society’s traditions are superior. But Hayek believes nothing of the sort; indeed, he insists on the objective superiority of some traditions over others. This sort of relativism could be defended only with regard to traditions (like traveling specifically to grandmother’s house every Christmas) the value of which lies solely in the fact that they are traditional. Hayek is not primarily interested in that sort of tradition.

Hayek’s work clearly expresses ideas that resonate with this conception of tradition as the gradual, internal working out of the implications of a system of thought or practice. This is most evident in Rules and Order, wherein he examines the evolution of rules of practice—as embodied in systems of morality, and especially within the common law—as a process whereby often inexplicit or tacit rules gradually become articulated and their implications drawn out as new situations arise. Law and morality, in his conception, form an organic and evolving structure rather than an artificial closed system created by fiat—a spontaneous order which, in the nature of the case, cannot be fully articulated all at once, but only progressively, and even then not in any finalized way, for there is no limit in principle either to new circumstances or to the system’s inherent but unknown implications. This is part of the reason socialism is impossible, in Hayek’s view: Systems of law—including the laws by which a scheme of “just distribution” of wealth would have to be implemented—are simply too complex for human beings consciously to design, for the circumstances the law has to cover are, like the economic information a socialist planner would need in order to do his job, complex, fragmented, and dispersed, unknowable to any single mind. A workable system of law must, at the most basic level anyway, evolve spontaneously, with conscious human design involved at most in refining it, tinkering around its edges.

Liberty in the Real World

Social norms may be consistent with the abstract idea of liberty — that one may be left alone if one leaves others alone — but they necessarily go beyond that generality to set specific limits on acceptable behavior. Behavior that strays beyond those limits is that which may lead to the subversion of liberty, either through the direct harms it may cause or through its subversive effects on social cohesion. (Such prospects underlie much of the opposition to legislatively or judicially imposed abortion rights and same-sex marriage, for example.*)

Think of life in a small town where “eveyone knows everyone else’s business.” The sense of being “watched” actually tends to foster liberty, in that it discourages crime. As a result, one’s life and property generally are safer in small towns than in large cities. By the same token, the sense of being “watched” can seem oppressive; one feels less free to do things that might draw social opprobrium, even if those things do no more than offend others’ sensibilities.

Why should everyone in a small town have to put up with small-town mores for the sake of a safer, saner life, you may ask? Well, if you don’t like small-town mores, fine, pack up and go to the big city, but don’t forget to take your handgun (if you’re allowed to have one in the big city), and keep your life and homeowner’s insurance paid up. (Alternatively, you can stay in the small town and try, through example and persuasion, to change its mores so that there is greater tolerance of social diversity.)

The point is that liberty and happiness cannot be found in the abstract; they must be found in the real world, among real people (or totally apart from them, if you’re inclined to reclusiveness). Finding an acceptable degree of liberty and happiness in the real world means contending with many subsets of humankind, each with different sets of social norms.** It is unlikely that any of those sets of social norms affords perfect liberty for any one person. So, in the end, one picks the place that suits one best, imperfect as it may be, and makes the most of it. Sometimes one even tries to change it, but change doesn’t always go in the direction one might prefer.

Think of the constrasting visions of liberty and happiness represented in a hippie commune and a monastic order. The adherents of each — to the extent that they are free to leave — can be happy, each in his and her own way. The adherents of each are bound to, and liberated by, the norms of the community, which set the bounds of permissible interaction among the adherents. Happiness is not found in the simplistic “harm principle” of John Stuart Mill; happiness is not found in a particular way of life; happiness is found in the ability to choose (and exit) a way of life that, on balance, serves a person’s conception of happiness.

In sum, there is no escaping the fact that the attainment of something like liberty and happiness requires the acceptance of — and compliance with — some social norms that one may find personally distasteful if not oppressive. But it is possible — in a large and diverse nation where each social group is free to establish and enforce its own norms — to find a place that comes closest to suiting one’s conception of liberty and happiness. The critical qualfication is that each social group must free to establish and enforce its own norms, as long as those norms include voice and exit.
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* The knee-jerk libertarian (and “liberal”) will say, for example, that abortion and same-sex marriage are consistent with and required by liberty. But they are not, as I have argued in the several posts linked here. They are steps down a slippery slope toward the further loss of liberty, just as the “progressivism” of the Roosevelts nudged and pushed us down a slippery slope toward the regulatory-welfare state in which we are now enmeshed.

What few libertarians seem willing to credit is the possibility that abortion is of a piece with selective breeding and involuntary euthanasia, wherein the state fosters eugenic practices that aren’t far removed from those of the Third Reich. And when those practices become the norm, what and who will be next? Libertarians, of all people, should be alert to such possibilities. Instead of reflexively embracing “choice” they should be asking whether “choice” will end with fetuses.

The same principle applies to same-sex marriage; it will have consequences that most libertarians are unwilling to consider. Although it’s true that traditional, heterosexual unions have their problems, those problems have been made worse, not better, by the intercession of the state. (The loosening of divorce laws, for example, signaled that marriage was to be taken less seriously, and so it has been.) Nevertheless, the state — in its usual perverse wisdom — may create new problems for society by legitimating same-sex marriage, thus signaling that traditional marriage is just another contractual arrangement in which any combination of persons may participate. Heterosexual marriage — as Jennifer Roback Morse explains — is a primary and irreplicable civilizing force. The recognition of homosexual marriage by the state will undermine that civilizing force. The state will be saying, in effect, “Anything goes. Do your thing. The courts, the welfare system, and the taxpayer — above all — will “pick up the pieces.” And so it will go.

** There is a kind of pseudo-anarcho-libertarian who asserts that he can pick and choose his associates, so that his interactions with others need consist only of voluntary transactions. Very few people can do that, and to the extent they can do it, they are able to do it because they live in a polity that is made orderly by the existence of the state (like it or not). In other words, anarcho-libertarian attitudes are bought on the cheap, at the expense of one’s fellow citizens. But most people cannot and do not wish to escape the influence of groups. Think of the many kinds of groups to which we belong — even fleetingly — because our membership in them yields net benefits, even though we must sometimes make compromises in order to meet the expectations of the other members of the group. For example, most of us reside in a neighborhood where there usually are minimal expectations about how one keeps up one’s property, even if one avoids the neighbors. Working in a factory, office, or store is certainly a matter of group membership that requires one to make all sorts of compromises. Then, there are athletic activities (sports teams, gym workouts) which usually involve the observance of certain niceties. The list could go on for a long time.

Related posts:

The State of Nature
Some Thoughts about Liberty
The Paradox of Libertarianism
Liberty as a Social Compact

This Is Objectivism?

From “Introducing The Objective Standard,” the first article to appear in the new journal of that name:

[W]e reject the notion that man’s nature is inherently corrupt (i.e., the idea of “original sin,” or the Hobbesian view of man as a brute), making his character necessarily depraved or barbaric. We also reject the idea that man has no nature at all (i.e., the twisted, modern interpretation of man as a “blank slate”), making his character the consequence of social forces, such as upbringing or economic conditions. A person’s character is neither inherently bad nor the product of social forces; rather, it is a consequence of his choices. If an individual chooses to face facts, to think rationally, to be productive, and so on—and thereby develops a good character—that is his achievement. If an individual chooses not to face facts, not to think, not to produce, and so on—and thus develops a bad character—that is his fault.

See the strawmen rampant? Man is born either totally bad or totally blank. That false dichotomy clears the way for complete self-determination. In fact, we must strive to overcome our nature and nurture, to the extent that we find them a hindrance to self-fulfillment (see the preceding post). But nature, nurture, and choice* can — and do — lead many humans to a life of brutality.

Later:

Predation (the sacrificing of others for one’s own alleged benefit) is no more in one’s best interest than is altruism. Happiness, like everything in the world, is something specific; it has a nature. Happiness is the state of mind that follows from the successful pursuit of rational, life-serving values. Genuine happiness comes from achieving values, not from stealing them; from thinking rationally and being productive, not from relinquishing one’s mind and becoming a parasite on the thought and effort of others; from earning romance and making passionate love, not from raping people.

Try telling a Hitler, a Stalin, or a bin Laden that he is an unhappy predator. They are “happy” by their own, perverted standards. How can an Objectivist (of all people) presume to get into the mind of another person and declare him “unhappy”? The notion that happiness “has a nature” is typical of the Platonic idealism that seems to run throughout Objectivism. The world must operate as Objectivists say it does because . . . it must, that’s why.

As for Objectivists’ stubborn insistence that there is such a thing as altruism, read this. Objectivism, in large part, seems to be a rejection of

the morality of altruism—the idea that being moral consists in self-sacrificially serving others (whether the poor, the “common good,” “mother nature,” or “God”).

Because

[a]ltruism is not good for one’s life. If accepted and practiced consistently, it leads to death. This is what Jesus did. If accepted and practiced inconsistently, it retards one’s life and leads to guilt. This is what most altruists do. An altruist might not die from his morality—so long as he cheats on it—but nor will he live fully. Insofar as a person acts against the requirements of his life and happiness, he will not make the most of his life; he will not achieve the kind of happiness possible to man.

Which is just more mind-reading. What we call altruism is, in fact, a form of self-fulfillment. It simply happens to be of a different form than the Objectivists’ ideal. Which tells us a lot about Objectivists, who must have altruism as a foil for their adherence to egoism:

Egoism is good for one’s life. If accepted and practiced consistently, it leads to a life of happiness. If accepted and practiced inconsistently—well, there is no reason to be inconsistent here. Why not live a life of happiness? Why sacrifice at all? What reason is there to do so? In the entire history of philosophy, the number of answers to this question is exactly zero.

There is no reason to act in a self-sacrificial manner, which is why no one has ever provided one.

Oh, please! Just say “no” when the Red Cross calls and be done with it. You don’t have to rationalize your decision for my benefit.

Finally (for me), there’s this:

[W]e emphatically oppose the politics of libertarianism—the anti-intellectual movement that claims to advocate “liberty,” while flagrantly ignoring or denying the moral and philosophical foundations on which liberty depends. Liberty cannot even be defined, let alone defended, apart from answers to questions such as: What is the nature of reality? What is man’s means of knowledge? What is the nature of the good? What are rights, and where do they come from?

As for “reality,” “man’s means of knowledge,” and “the nature of the good,” Objectivism seems to rest on a priori assertions, circular reasoning, and nothing more. As for “rights,” read this if you seek something deeper than Objectivism has to offer. There is an excellent antidote to Objectivism’s cloud-cuckoo view of reality: reading Hayek. You might start here.
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* The link is to Judith Rich Harris’s website. Harris, the author of No Two Alike: Human Nature and Human Individuality, argues that we are formed by genetic inheritance and peer relations (as opposed to parental influence). I take peer relations to be a form of nuture, that is, an environmental influence.

Liberty as a Social Construct

There are two main views of the source of liberty:

  • Liberty is innate in humans.
  • Liberty is a social construct.

I am of the second view: Liberty is not in our genes and does not flow from heaven like manna. Nor is it found by applying John Stuart Mill’s misleadingly simple “harm principle.”

Liberty requires a consensus about harms and the boundaries of mutual restraint — the one being the complement of the other. Agreed harms are to be avoided mainly through self-restraint. Societal consensus and mutual restraint must, therefore, go hand in hand.

Looked at in that way, it becomes obvious that liberty is embedded in social norms and preserved through the observance of those norms. There may be societally forbidden acts that, to an outsider, would seem not to cause harm but which, if permitted within a society, would unravel the mutual restraint upon which ordered liberty depends.

The inculcation of mutual restraint depends mainly on the existence of viable families — families in which the parents are present and at least one of them (traditionally the mother) spends a great deal of time inculcating in children the value of self-restraint (also known as the Golden Rule).

Honesty is a corollary of self-restraint, and is implicit in the Golden Rule. Honesty is essential to liberty because the security of one’s livelihood and property depends primarily on voluntary adherence to contracts, formal and informal.

A third familial value essential to liberty is mutual aid — the practice of mutual assistance and defense. The teaching of mutual aid at home spills over into the community. As I wrote here,

the willingness of humans to come to each other’s defense has emotional and practical roots:

1. An individual is most willing to defend those who are emotionally closest to him because of love and empathy. (Obvious examples are the parent who risks life in an effort to save a child, and the soldier who throws himself on a grenade to protect his comrades.)

2. An individual is next most willing to defend those who are geographically closest to him because those persons, in turn, are the individual’s nearest allies. (This proposition is illustrated by the Union and the Confederacy in the American Civil War, and by the spirit of “we’re all in this together” that prevailed in the U.S. during World War I and World War II. This proposition is related to but does not depend on the notion that patriotism has evolutionary origins.)

3. If an individual is not willing to defend those who are emotionally or geographically closest to him, he cannot count on their willingness to defend him. In fact, he may be able to count on their enmity. (A case in point is Southerners’ antagonism toward the North for many decades after the Civil War, which arose from Southerners’ resentment toward the “War of Northern Aggresssion” and Reconstruction.)

What happens to self-restraint, honesty, and mutual aid outside the emotional and social bonds of family, friendship, community, church, and club can be seen quite readily in the ways in which we treat one another when we are nameless or faceless to each other. Thus we become rude (and worse) as drivers, e-mailers, bloggers, spectators, movie-goers, mass-transit commuters, shoppers, diners-out, and so on. Which is why, in a society much larger than a clan, we must resort to the empowerment of governmental agencies to enforce mutual restraint, mutual defense, and honesty within the society — as well as to protect society from external enemies.

But liberty begins at home. Without the civilizing influence of traditional families, friendships, and social organizations, police and courts would be overwhelmed by chaos. Liberty would be a hollower word than it has become, largely because of the existence of other governmental units that have come to specialize in the imposition of harms on the general public in the pursuit of power and in the service of special interests (which enables the pursuit of power). Those harms have been accomplished in large part by the intrusion of government into matters that had been the province of families, voluntary social organizations, and close-knit communities. As Hans-Hermann Hoppe writes in “The Rise and Fall of the City,”

[a]fter the race and the class cards have been played and done their devastating work, the government turns to the sex and gender card, and “racial justice” and “social justice” are complemented by “gender justice.” The establishment of a government — a judicial monopoly — not only implies that formerly separated jurisdictions (as within ethnically or racially segregated districts, for instance) are forcibly integrated; it implies at the same time that formerly fully integrated jurisdictions (as within households and families) will be forcibly broken down or even dissolved.

Rather than regarding intra-family or -household matters . . . as no one else’s business to be judged and arbitrated within the family by the head of the household or family members, once a judicial monopoly has been established, its agents — the government — also become and will naturally strive to expand their role as judge and arbitrator of last resort in all family matters. To gain popular support for its role the government (besides playing one tribe, race, or social class against another) will likewise promote divisiveness within the family: between the sexes — husbands and wives — and the generations — parents and children. Once again, this will be particularly noticeable in the big cities.

Every form of government welfare — the compulsory wealth or income transfer from “haves” to “have nots” lowers the value of a person’s membership in an extended family-household system as a social system of mutual cooperation and help and assistance. Marriage loses value. For parents the value and importance of a “good” upbringing (education) of their own children is reduced. Correspondingly, for children less value will be attached and less respect paid to their own parents. Owing to the high concentration of welfare recipients, in the big cities family disintegration is already well advanced. In appealing to gender and generation (age) as a source of political support and promoting and enacting sex (gender) and family legislation, invariably the authority of heads of families and households and the “natural” intergenerational hierarchy within families is weakened and the value of a multi-generational family as the basic unit of human society diminished.

Indeed, as should be clear, as soon as the government’s law and legislation supersedes family law and legislation (including interfamily arrangements in conjunction with marriages, joint-family offspring, inheritance, etc.), the value and importance of the institution of a family can only be systematically eroded. For what is a family if it cannot even find and provide for its own internal law and order! At the same time, as should be clear as well but has not been sufficiently noted, from the point of view of the government’s rulers, their ability to interfere in internal family matters must be regarded as the ultimate prize and the pinnacle of their own power.

To exploit tribal or racial resentments or class envy to one’s personal advantage is one thing. It is quite another accomplishment to use the quarrels arising within families to break up the entire — generally harmonious — system of autonomous families: to uproot individuals from their families to isolate and atomize them, thereby increasing the state’s power over them. Accordingly, as the government’s family policy is implemented, divorce, singledom, single parenting, and illegitimacy, incidents of parent-, spouse-, and child-neglect or -abuse, and the variety and frequency of “nontraditional” lifestyles increase as well. . . .

It is [in the big cities] that the dissolution of families is most advanced, that the greatest concentration of welfare recipients exists, that the process of genetic pauperization has progressed furthest, and that tribal and racial tensions as the outcome of forced integration are most virulent. Rather than centers of civilization, cities have become centers of social disintegration, corruption, brutishness, and crime.

To be sure, history is ultimately determined by ideas, and ideas can, at least in principle, change almost instantly. But in order for ideas to change it is not sufficient for people to see that something is wrong. At least a significant number must also be intelligent enough to recognize what it is that is wrong. That is, they must understand the basic principles upon which society — human cooperation — rests: the very principles explained here. And they must have sufficient will power to act according to this insight.

The state — a judicial monopoly — must be recognized as the source of de-civilization: states do not create law and order; they destroy it. Families and households must be recognized as the source of civilization. It is essential that the heads of families and households reassert their ultimate authority as judge in all internal family affairs. Households must be declared extraterritorial territory, like foreign embassies. Free association and spatial exclusion must be recognized as not bad but good things that facilitate peaceful cooperation between different ethnic and racial groups. Welfare must be recognized as a matter exclusively of families and voluntary charity and state welfare as nothing but the subsidization of irresponsibility.

In sum, liberty is not an abstract ideal. Liberty cannot be sustained without the benefit of widely accepted — and enforced — social norms. A society that revolves around norms established within families and close-knit social groups is most likely to serve liberty.

Related posts:

The State of Nature
Some Thoughts about Liberty
The Paradox of Libertarianism

Somthing to Ponder

A traveler in the desert who has run out of water comes upon a well that is enclosed by a high chain-link fence, in which there is a locked gate. The fence demarcates the property of the well’s owner, who has plenty of water for his own needs and could give some away at no loss to himself. The traveler shouts until he is heard by the owner of the property, who comes to the gate and asks the traveler what he wants. The traveler says that he would like to fill his canteen so that he can continue his journey and not die of thirst before he reaches his destination. The fence and gate are so high that the traveler cannot give his canteen to the property owner by throwing it; the property owner must unlock the gate and, thus, give the traveler an opportunity to force his way in.

The property owner either gives water to the traveler or refuses to give any water to the traveler. The property owner’s reasons for giving or refusing water are unknown to us. It is possible, for example, that the property owner is torn between (a) empathy for a human being in distress and (b) a suspicion (based on knowledgea and/or experience) that the traveler might try to rob him. It is possible, also, that the property owner is misanthropic, which is why he lives behind a very high fence in the middle of a desert. There may be other explanations for the property owner’s decision to give or refuse water to the traveler. All we know is the property owner’s decision.

How do you react if the property owner refuses to give water to the traveler?

1. He had to make a judgment. No one is in a position to second-guess that judgment.

2. The property owner doesn’t owe water to the traveler. The traveler should have been better prepared for his journey and brought more water. It was happenstance that brought him to a property on which there was a well. What would he have done if a property with a well hadn’t been on his route? Think of the kinds of behavior a property owner might encourage and invite if he were to succumb to the blandishments of an imprudent traveler or a criminal masquerading as one.

3. The property owner has a moral duty to aid the traveler, even at some risk to himself (the property owner). But, if the property owner refuses to help the traveler, the consequences of the refusal are on the property owner’s conscience. It is no one else’s business.

4. There should be a law that requires property owners to give water to travelers, even though such a law: (a) might encourage some travelers to go forth with inadequate supplies of water even though they might not come across a well, and (b) might make it easier for criminals to attack and rob property owners.

I am content with reaction 1. Reaction 2 isn’t inconsistent with reaction 1, but I find reaction 2 unnecessarily defensive of the owner’s decision. (Reaction 2 may be politically necessary, however, because of reactions 3 and 4.) Reaction 3 substitutes a third party’s judgment for that of the owner. And the “moral duty” part of reaction 3 forms the basis for reaction 4, which then translates the third party’s judgment into a legal stricture. The legal stricture on voluntary behavior has the usual results: It creates a moral hazard for travelers and has (negative) unintended consequences for property owners.

Another Voice Against the New Paternalism

Glen Whitman of Agoraphilia weighs in:

If we think of a person as consisting of multiple selves—the present self who wishes to indulge in transient pleasures versus the future self who wishes to be healthy—then arguably the present self’s choices can force externalities on the future self. Those within-person externalities have been dubbed “internalities.” And just as we might impose a pollution tax on a factory to control the externality problem, we mightimpose a sin tax on items like cigarettes, alcohol, and fatty foods to control the internality problem.

The concept of internalities, although not yet a part of mainstream economics, is gaining attention. It is one among many novel economic models recently deployed by a new generation of paternalists. Paternalistic arguments advocate forcing or manipulating individuals to change their behavior for their own good, as distinct from the good of others. At one time paternalists argued that adults, like children, don’t really know what’s best for them. Some preferences, they argued, such as those for unhealthy food or casual sex, are just wrong. But such arguments hold little sway in a free society, where most people believe they should be able to pursue their own values and preferences even if others don’t share them. So the “new” paternalists have wisely chosen not to question people’s preferences directly; instead, they argue that internalities (and other sources of error in decisionmaking) can lead people to make decisions that are unwise even according to their own values and preferences.

In short, the old paternalism said, “We know what’s best for you, and we’ll make you do it.” The new paternalism says, “You know what’s best for you, and we’ll make you do it.”. . .

First, the new paternalism blithely assumes that, when your present self can impose costs on your future self, the outcome is necessarily bad. But preventing harm to the future self might involve even greater harm to the present self. There’s no valid reason to assume, when there is an inconsistency between present and future interests, that the latter must trump the former.

Second, the new paternalism ignores the fact that harms can be avoided in multiple ways. Restricting present behavior is one way to reduce future harms, but that doesn’t make it the best way. The future self might be capable of mitigating the harm at lower cost by other means.

Third, the new paternalism neglects the possibility of internal bargains and private solutions. All of us face self-control problems from time to time. But we also find ways to solve, or at least mitigate, those problems. We make deals with ourselves. We reward ourselves for good behavior and punish ourselves for bad. We make promises and resolutions, and we advertise them to our friends and families. We make commitments to change our own behavior. Internality theorists point to these behaviors as evidence that the internality problem exists. But they are actually evidence of the internality problem being solved, at least to some degree.

People are not perfect, so we should not expect real people’s actions to mimic those of perfectly rational and perfectly consistent beings. Mistakes will occur; self-control problems will persist. But paternalist solutions will solve them no better than personal solutions. What is really at stake is how self-control problems will be addressed—through private, voluntary means or through the force of government.

The new paternalists would have us believe that benevolent government can—through taxes, subsidies, restrictions on the availability of products, and so on—make us happier according to our own preferences. But even if we place little or no value on freedom of choice for its own sake, the paternalists’ recommendations simply don’t follow. Public officials lack the information and incentives necessary to craft paternalist policies that will help the people who most need help, while not harming those who don’t need the help or who need help of a different kind. Individuals, on the other hand, have every reason to understand their own needs and find suitable means of solving their own problems.

That’s just what I’ve been saying:

The Rationality Fallacy
Libertarian Paternalism
A Libertarian Paternalist’s Dream World
The Short Answer to Libertarian Paternalism
Second-Guessing, Paternalism, Parentalism, and Choice
Another Thought about Libertarian Paternalism
Back-Door Paternalism

More about Preemptive War

Go to Bellum et Mores, start with “War, the Constitution, and the UN II: Return of the Cosmopolitans” (posted February 19), and be sure to read all the comments (I’m there). Then scroll up to read what Joe Miller’s students have to say about preemption. (Posts on other subjects are interspersed.)

QandO Saved Me the Trouble . . .

. . . of debunking a story at the website of the Ludwig von Mises Institute, in which Yumi Kim asserts that anarchy is working well in Somalia; for example:

Somalia has done very well for itself in the 15 years since its government was eliminated. The future of peace and prosperity there depends in part on keeping [a government] from forming.

But, as QandO‘s Jon Henke notes,

it’s too bad that stories like this have to come out on the same day that Yumi Kim tells us of this wonderful experiment in anarcho-capitalism…

Thousands of people have fled the northern and northeastern suburbs of the Somali capital, Mogadishu, since clashes between militia groups started over the weekend, a top city official said. . . .

[T]he Mises Institute story ends with the claim that efforts “to construct a formal government” inspire only “fear and loathing in Mogadishu and the rest of the country”. But that’s directly contradicted by evidence on the ground.

There’s plenty more. Read Jon’s entire post.

The Mises story is another example of “Anarcho-Libertarian ‘Stretching’.”

Other related posts:

Defense, Anarcho-Capitalist Style
But Wouldn’t Warlords Take Over?
My View of Warlordism, Seconded
The Fatal Naïveté of Anarcho-Libertarianism

Anarcho-Authoritarianism

I picked up the term from Ed Driscoll, who points to a Weekly Standard review by Fred Siegel of a biography of H.L. Mencken. Siegel explains anarcho-authoritarianism, taking Mencken as an exemplar of it:

Part of the reason it’s so hard to make sense of Mencken is that he was, paradoxically, an anarcho-authoritarian. He agreed with the American Civil Liberties Union on the importance of free speech. But while that organization, under the influence of principled men such as Felix Frankfurter, argued for such freedoms on the grounds that “a marketplace of ideas” (to use Justice Holmes’s term) was the best method of arriving at the truth, Mencken supported it [free speech] in order to shield superior men like himself from being hobbled by the little people. For the same reason, Mencken was a near anarchist when it came to America, but an authoritarian when it came to the iron rule of the Kaiser and General Ludendorff. We are more familiar with anarcho-Stalinists such as William Kunstler, who had a parallel attitude toward the United States and the Soviet empire, but it was Mencken who blazed the trail down which Kunstler and his ilk would travel. [Emphasis added by me.]

In other words, for Mencken and his ilk liberty is a personal convenience, not a general principle. Mencken showed his true colors when he wrote disdainfully of the “booboisie” (boob + bourgoisie). Mencken was a closeted statist who compensated for his frustrated ambitions by ridiculing those whom he could not dominate. A different kind of compensatory rhetoric is to be found these days mainly on what we call (inaccurately) the Left. As I wrote recently, Leftists

have become apocalyptic in their outlook: the environment will kill us, our food is poisonous, defense is a military-industrial plot, we’re running out of oil, we can’t defeat terrorism, etc., etc., etc. . . .

The emphasis on social restraints [in order to avert the apocalypse] means social engineering writ large. [The Leftist] wants a society that operates according to his strictures. But society refuses to cooperate, and so he conjures historically and scientifically invalid explanations for the behavior of man and nature. By doing so he is able to convince himself and his fellow travelers that the socialist vision is the correct one. He and his ilk cannot satisfy their power-lust in the real world, so they retaliate by imagining a theoretical world of doom. It is as if they walk around under a thought balloon which reads “Take that!”

Mencken, the closeted statist, settled for ridicule. Today’s not-so-closeted statists cannot be content with ridicule; they must instead consign the objects of their derision to an imaginary hell.

Nock-ing Collectivism

I am re-reading Albert Jay Nock’s Our Enemy, the State (1935). Here’s one of the many passages I’ll be posting:

The superficial distinctions of Fascism, Bolshevism, Hitlerism, are the concerns of journalists and publicists; the serious student sees in them only the one root-idea of a complete conversion of social power into State power. . . .

This process — the conversion of social power into State power — has not been carried as far here as it has elsewhere; as it has in Russia, Italy, or Germany, for example. Two things, however, are to be observed. First, that it has gone a long way, at a rate of progress that has of late been greatly accelerated. What has chiefly differentiated its progress here from its progress in other countries is its unspectacular character. . . .

The second thing to be observed is that certain formulas, certain arrangements of words stand as an obstacle to our perceiving how far the conversion of social power into State power has actually gone. . . . We may imagine, for example, the shock to popular sentiment that would ensue Mr. Roosevelt’s declaring publicly that “the State embraces everything, and nothing has value outside the State. The State creates right.” Yet the American politician, as long as he does not formulate that doctrine in set terms, may go further with it in a practical way than Mussolini has gone. Suppose Mr. Roosevelt should defend his regime by publicly reasserting Hegel’s dictum that “the State alone possesses rights, because it is the strongest.” One can hardly imagine that our public would get that down without a great deal of retching. Yet how far, really, is that doctrine alien to our public’s actual acquiescences? Surely not far. (Hallberg Publishing Corporation edition, 1983, pp. 30-2)

Not far at all. And the acquiescences have multiplied mightily since 1935.

A Rant about Torture

Verity at Southern Appeal asks:

I’d love to know where the SA contributors and yellers stand on torture. How many believe that torture is never permissible?

One of her co-bloggers responds:

Torture is never morally permissible.

To which I said:

Think about the implications of what you are saying when you say that “torture is never morally permissible.” If “torture is never morally permissible” one would never torture a terrorist in order to save a city or a kidnapper in order to save a child who has been buried in a container with a limited amount of oxygen — to take but two relevant examples. By the way, torture can work — contrary to the protestations of the anti-torture crowd. How? You get the subject to cough up the information you’re seeking, and you tell him that if the information is incorrect he ain’t seen nothin’ yet. And you can make it proportional, for example, a family for a family unless the information is correct. Of course, I’m talking about situations in which it’s quite clear that the torturee has or can lead you to the information you seek. If that’s not the case, you’re just wasting your time. Cold-blooded. You bet. This isn’t a game of tiddly-winks, it’s a fight to the finish. I think it’s immoral not to save innocent lives. That’s what’s not morally permissible.

For more about the “fight to the finish,” read this.

P.S. Anyone who thinks that abstaining from torture will make the bad guys any less bad hasn’t been paying attention:

September 11, 2001

* * *

Women take the body of their relative killed in a school seizure, in a makeshift morgue in Vladikavkaz, North Ossetia, Saturday, Sept. 4, 2004. The bodies were brought to Vladikavkaz for identification. More than 340 people were killed in a southern Russian school that had been seized by militants, a prosecutor said Saturday. (AP Photo/Sergey Ponomarev)

* * *

Pair of Car Bombs in Iraq Kill Dozens, Including Many Children

By DEXTER FILKINS

Published: September 30, 2004

BAGHDAD, Iraq, Sept. 30 — In one of the most horrific attacks here since the fall of Saddam Hussein, a pair of car bombs tore through a street celebration today at the opening of a new government-built sewer plant, killing 41 Iraqi civilians, at least 34 of them children, and wounding 139 people.

The bombs exploded seconds apart, creating a chaotic scene of dying children and grieving parents, some of them holding up the blood-soaked clothes of their young, and howling in lament. Arms and legs lay amid pools of blood, with some survivors pointing to the walls of the sewer plant, now spattered with flesh….

* * *

ABC News Online
Wednesday, November 3, 2004. 1:50am (AEDT)


Zarqawi group releases beheading video of Japanese hostage

A group led by Al Qaeda-ally Abu Musab al-Zarqawi has showed the beheading of Japanese hostage Shosei Koda in Iraq while he was lying on top of a US flag in an Internet video.

* * *

Two wrongs don’t make a right. But the use of torture in an effort to prevent such acts is right. What’s wrong is a deliberate failure to prevent such acts because of a squeamishness about torture. Torture in such circumstances is a defensive act, not an aggressive or punitive one.

Government’s Role in Social Decline

Americans have come to expect much from government. There is the notion that government is supposed to provide a “social safety net” for ourselves, our children, our elderly parents. Then there is the idea that government is supposed to ban things that are bad for us and force us to do things that are good for us (e.g., smoking bans and mandatory seatbelt laws). Related to that is the use of government to make the world a sightlier and more pleasant place by zoning private property, providing public parks, banning billboards, and suchlike. Finally (for now), there is the idea that government should be “in charge” of certain endeavors, such as education, broadcasting, stock trading, election campaigns, and private voluntary conduct that might affect the “rights” of certain “protected” groups of persons.

The realization of all those expectations (and more) has had these effects:

  • Americans have learned dependence, instead of self-reliance.
  • Civil society has all but vanished, and with it our ability to solve problems and resolve conflicts cooperatively. Instead, we are forced by government to accept one-size-fits-all solutions.

As someone once said, the symbol of America is supposed to be the eagle, not the clam.