The Morality of Occupying Private Property

That is the subject of a post by Steve Horwitz at Bleeding Heart Libertarians. Horwitz writes:

So as the Occupy movement switches tactics to occupy foreclosed homes, I pose the following questions for my colleagues here at BHL and the commentariat:

1. Given that many of those homes are the property of the very same banks who were bailed out with their/our tax dollars, is there any reason to object to Occupiers simply reclaiming property that we could argue, with some strong moral force, actually belongs to “them/us” anyway?

2. And given the questionable legality of the foreclosure tactics banks have used, isn’t there a legitimate question of whether those homes really belong to the banks?…

…I don’t have a clear answer to either question myself, but I don’t think it’s clear and obvious that these attempts to occupy foreclosed houses are wrong on libertarian grounds.

Let us parse Horwitz’s questions:

1. The use of tax dollars to bail out (some) banks does not mean the “we” own the banks; it means that the banks owe “us” money.

Even accepting for the sake of argument the dubious claim that the foreclosed houses are “our” property, by what right does a small fraction of the populace — a fraction that probably pays far less than its “fair share” of taxes — occupy “our” property? If the foreclosed homes are “our” property, they should be sold and the proceeds returned to taxpayers in proportion to the taxes they pay. Occupiers have no particular right of occupation, and their occupation probably would diminish the value of the property they occupy, thus depriving taxpayers of what is rightly theirs.

The “logic” of question 1 leads to such spectacles as the occupations of public parks and streets,  which occupations deny large numbers of taxpayers the peaceful enjoyment of the facilities for which they paid.

2. If the homes really do not belong to the banks — a sweeping and unproved assertion — then they belong to the persons on whom the banks foreclosed and/or taxpayers in general (accepting for the sake argument the dubious claim that the foreclosed houses are “our” property). As explained above, occupiers have no claim on foreclosed homes. Accordingly, their occupation of foreclosed homes is an immoral breach of the property rights of the rightful owners.

*   *   *

Perhaps Horwitz is merely being provocative, but the fact that he doesn’t have a “clear answer” to either question indicates that his grasp of moral principles is weak. In that respect, he is in company with several of his co-bloggers at Bleeding Heart Libertarians.

Related posts:
A True Flat Tax
Utilitarianism and Psychopathy
“Occupy Wall Street” and Religion
The Spoiled Children of Capitalism
Libertarianism and Morality
Libertarianism and Morality: A Footnote
Merit Goods, Positive Rights, and Cosmic Justice
More about Merit Goods
What Is Bleeding-Heart Libertarianism?

What Is Bleeding-Heart Libertarianism?

Matt Zwolinski asks that question in a post at Bleeding Heart Libertarians, and answers it by positing three types of bleeding-heart libertarian:

Contingent BHLs – This group has what might be described as standard right-libertarian views for standard right-libertarian reasons.  They believe that the state should more-or-less be constrained to the protection of negative liberty….  However, the fact that a libertarian state is good for the poor and vulnerable does not play an essential justificatory role for this group.  Libertarian institutions are justified independently and sufficiently on the basis of rights and/or consequences, and would still be justified even if they were not good for the poor and vulnerable….

Anarchist Left BHLs – …I sometimes have a bit of a hard time pinning this position down.  At times, it seems to be little more than right-anarchist-libertarianism combined with some distinctive empirical beliefs about the effects and characteristic functioning of markets and the state.  Morally, anarchist Left BHLs seem to have pretty standard libertarian views about self-ownership and the ownership of external property and, like Rothbard but unlike Nozick or Rand, conclude from these premises that all states are morally unjustifiable.  What sets them apart from right-Rothbardians seems mainly to be empirical beliefs about the extent to which contemporary capitalism is the product of and dependent on unjust government support, and about the extent to which the poor and working classes would be made especially better off in a stateless society….

Strong BHLs – Finally, there is my own preferred view – a view that I suspect is not too far off from the kind of view held by Jason Brennan.  The most important aspect of this view, and the aspect that distinguishes it from both the positions above,  is that it holds that libertarian institutions depend in part for their moral justification on the extent to which they serve the interests of the poor and vulnerable….

Put me in the “contingent BHL” camp, for reasons that will become evident.

I am not a fan of anarchist-left libertarianism, which makes a fetish of its opposition to “contemporary capitalism” — a.k.a. “crony capitalism.” But what kind of libertarian would favor crony capitalism? None, that I can think of. So, I take a so-called libertarian’s opposition to “contemporary capitalism,” as posturing. Further, “unjust government support” extends not only to “contemporary capitalism” but also to “the poor and working classes” — among many others — and so it is impossible to say that “the poor and working classes” are the victims of “contemporary capitalism.” It could well be the other way around. I have no doubt that “the poor and working classes” are the victims of the economic retardation caused by heavy-handed government. But that heavy-handedness has much to do with programs that are meant to favor the “poor and working classes” (e.g., Social Security, Medicare, Medicaid, other forms of welfare, progressive income-tax rates, and a vast array of paternalistic regulations).

What about “strong BHLs,” who (according to Zwolinski) hold that “libertarian institutions depend on part for their moral justification on the extent to which they serve the interests of the poor and vulnerable”? Here is how Zwolinski explains it, in an interview to which he links:

So to see if you kind of qualify as a bleeding heart libertarian in that strong sense, try a thought experiment. Suppose that all the critics of libertarianism were right about the empirical claims that they make: that markets are rife with failures, they tend to cause the rich to get richer and the poor to get poorer, that this leads to the exploitation of workers by capitalists. If all those claims were really true, and libertarians don’t believe that they are, but suppose they were. Would you then still be a hardcore libertarian? If the answer to that is no, then I think you might be a bleeding heart libertarian.

Zwolinski takes a purely consequentialist position, as if liberty is not a value in and of itself, even to the “poor” and “workers.”

Beyond that, he takes a “liberal” (i.e., statist) position. I say that because, where markets are truly free, a “market failure” can mean only one thing: an outcome that “liberals” (and Zwolinski, evidently) judge to be “incorrect” by some arbitrary standard. And to be “exploited” is to sell one’s services at a wage below the wage that a “liberal” judges to be “correct,” again by some arbitrary standard.

And if market outcomes are “incorrect,”  it is logically necessary to to correct them by enforcing a regime of “positive liberty,” whether or not Zwolinski wants to admit it. This requires statist interventions that are aimed at producing certain market outcomes, so that the (arbitrarily defined) “poor” and “workers” are made better off. And how can they made better off? By (arbitrarily) defining “correct” outcomes and constraining markets so that certain types of otherwise voluntary exchange cannot take place, or can take place but only on dictated terms.

If a truly libertarian regime would, in fact, result in “the rich” getting richer and “the poor” getting poorer, that would say something about the relative value of the goods and services brought to the market by “the rich” and “the poor.” It would be an indictment of libertarianism only if one adheres to the dictum “from each according to his ability, to each according to his need.” Now, where have I heard that?

Zwolinski, in so many words, admits that he is not a libertarian, by any reasonable definition of libertarianism. By the same token, he admits that he is a “liberal,” and therefore presumes himself qualified to stand in judgment over the affairs of others.

Related posts:
On Liberty
Greed, Cosmic Justice, and Social Welfare
Positive Rights and Cosmic Justice
The Interest-Group Paradox
Parsing Political Philosophy
Is Statism Inevitable?
Inventing “Liberalism”
Utilitarianism, “Liberalism,” and Omniscience
Utilitarianism vs. Liberty
Law and Liberty
Negative Rights
Negative Rights, Social Norms, and the Constitution
Rights, Liberty, the Golden Rule, and the Legitimate State
The Near-Victory of Communism
Tocqueville’s Prescience
The Mind of a Paternalist
Accountants of the Soul
Rawls Meets Bentham
Is Liberty Possible?
Our Enemy, the State
Pseudo-Libertarian Sophistry vs. True Libertarianism
Bounded Liberty: A Thought Experiment
The Meaning of Liberty
Positive Liberty vs. Liberty
Corporations, Unions, and the State
What Is Libertarianism?
Nature Is Unfair
True Libertarianism, One More Time
Human Nature, Liberty, and Rationalism
Utilitarianism and Psychopathy
A Declaration and Defense of My Prejudices about Governance
Merit Goods, Positive Rights, and Cosmic Justice
More about Merit Goods
Don’t Just Stand There, “Do Something”

Don’t Just Stand There, “Do Something”

“Activists” try my patience, and exhaust it. Their message — no matter the particulars of content or phrasing — boils down to this: Government should “do something” about “something.” This is a formula that has been invoked since the beginning of the Republic, though increasingly more often since the onset of the Progressive Era in the late 1800s. The exhortation betrays three beliefs, unconscious as they may be on the part of those who do the exhorting.

The first belief is that a particular phenomenon is so important — in the view of the exhorting person or group — that government should contrive to impose a particular outcome with respect to that phenomenon — regardless of the costs of that imposition, in treasure or liberty.

The second belief is a kind of prediction that proponents of government action usually cannot be bothered to test. This kind of prediction is known as the Nirvana fallacy: the logical error of comparing actual things with unrealistic, idealized alternatives. The actual things are the “somethings” about which government is supposed to “do something.” The unrealistic, idealized alternatives are the outcomes sought by the proponents of a particular course of government action. Thus legislation and regulation by mere mortals is taken as the functional equivalent of fiat lux.

This points to the third belief, which is that government — a mere creation of fallible, squabbling, power-lusting humans — is a kind of omniscient, single-minded, benevolent being that can overcome the forces of nature and human nature which gave rise, in the first place, to the “something” about which “something must be done.”

The evidence against these beliefs is so overwhelming that their persistence must be attributed to the psychological phenomenon summarized by Samuel Johnson as “the triumph of hope over experience.”

Proponents of government action will counter with the excuse that “something must be done” because of  “market failure,” which is the failure of markets to produce outcomes preferred by the proponents. And yet they overlook government failure, and often seek to rectify it by exhorting more government action, which leads to more government failure, and so on.

Here are some salient examples of government failure — and its correlate, misfeasance — that ought to (but will not) give pause to the “do something” crowd:

“Entitlements” (Social Security, Medicare, Medicaid, and their expansion through Obamacare) — These programs grew from an understandable (but ill-advised) urge to provide for the elderly who were seen as unable to provide for themselves. Through the predictable processes of constituency-mongering, the “social safety net” has acquired almost-inviolable status as a subsidy for millions of persons who could well provide for themselves. This dependency has discouraged thrift and, in the process, stripped away a key source of funds for investments in economic growth. The looming burden of taxation promises to cripple an already hobbled economy.

Welfare, the Minimum Wage, and Affirmative Action — Altogether, these programs have succeeded in breaking up black families, denying to many young blacks an opportunity to join the ranks of the economically productive (and to advance on their own merit), fomented crime, caused racial resentment, and positioned aspiring black students and professionals for failure.

The Great Depression and the Great Recession — These two devastating economic downturns, one of which became an excuse for the enactment of Social Security and the other of which still lingers, are quintessential examples of government failure. In the case of the Great Depression, the Federal Reserve’s monetary policies (first too loose, then too tight) caused a recession to deepen into a depression. That depression lingered for almost a decade (and ended largely because of a catastrophic war) because of interventionist, anti-business policies that began under Hoover and continued, with a vengeance, under Roosevelt. We owe the Great Recession to a combination of too-loose credit (the Fed again) and too-loose mortgage lending: a policy insisted upon by the Federal Reserve and influential members of Congress, and reinforced by their minions at Fannie and Freddie. “Wall Street” — as a willing maker of credit — deserves blame for the resulting financial meltdown and recession only in the way that a prostitute deserves blame for serving her clients.

Defense and Police Services  — These are public goods, but not for the reason advanced by believers in public goods, namely, that they would not be provided voluntarily because too many of their beneficiaries would try to take a “free ride” on paying customers, which would drive the prices of defense and police services too high to attract enough customers to pay for them. That is an unproved assertion, which runs counter to everyday experience (e.g., charitable giving and voluntarism) and ignores the very high stakes that could drive major corporations and very-high income earners to combine in a joint defense of their considerable interests in the U.S. and abroad — a defense that would unavoidably benefit free-riders. In this regard, it is noteworthy that in 2007 the combined pre-tax income of households in the top quintile was $2.5 trillion and pre-tax corporate profits came to $1.7 trillion. It is arguable that a consortium of taxpayers and corporations could underwrite the cost of defense and police forces (including courts, prosecutors, etc.), which in 2007 came to about $900 billion ($662 billion for defense and $230 billion for justice). In 2007, for example, taxpayers in the top 10 percent of adjusted gross incomes paid more than 70 percent of federal income taxes collected from filers of individual and joint returns. Who do you think pays the lion’s share of the costs of defense and police forces? The answer, of course, is high-income taxpayers, directly and through taxes on corporate income.

Defense and police services are tax-funded not because they must be, but because there is something menacing about the thought of privately owned defense and police forces that could be employed in coups and oppressions. A main consequence of the “publicization” of America’s defense and police forces is that they afford a lucrative opportunity for various kinds of pork-barrel legislation (e.g., the location of military bases, the awarding of defense contracts, and patronage for political supporters), as well as the usual (and unavoidable) instances of waste, fraud, and abuse. Even worse are the fluctuations in political attitudes toward defense and policing, which in the ebb invite aggression and crime, and in the flow invite vast over-spending — though over-spending can be defended on the ground that it deters aggression and crime and thus the human and monetary costs that accompany them.

In any event, not even defense is a sacrosanct function of government, and its provision by government is far from an unmitigated blessing. If you think that I overstate the case against government-owned defense forces, consider that

  • They fought only one “popular” war in the past 100 years — a war that became “popular” only after the surprise attack on Pearl Harbor.
  • The thesis that Reagan’s defense build-up won the Cold War remains controversial.
  • The size of the defense budget rides on political whims more than on hard-to-come-by cold facts. Would it be worse if those with the most to lose took a direct hand in the provision of defense forces and in decisions about when to employ them? I doubt it.

*   *   *

Perhaps there are examples of “government success,” but these are hard to identify because the intervention of government usually forecloses the alternatives to which the “do something” crowd is blind:

  • voluntary, cooperative solutions through the actions of markets, private charities, and other private institutions (family, church, club, close-knit neighborhood, etc.)
  • benign neglect, where persons with a “problem” choose not to act on it because the cost of action is greater than its likely benefits.

Anyone who says that government can be “managed” by limiting it to certain kinds of activities (e.g., defense or welfare) while eschewing others (e.g., welfare or defense), merely deludes himself; “democratic” governments cannot and will not function without throwing money in all directions, in an effort to placate all constituencies. As a minarchist, I must admit to sharing this delusion, but I am beginning to think that anarcho-capitalism has merit, if only the right kind of anarcho-capitalists could be in charge of police and defense forces.

Anyone who says that such-and-such a government program will succeed in accomplishing a certain goal at a certain cost — and that the cost will justify the accomplishment — proves himself a presumptuous fool. I cannot truthfully say that government-provided police and defense forces are worth their cost in money and liberty, and I scorn anyone who believes that any other type of governmental endeavor is remotely worth its cost in money and liberty.
__________
For more posts related generally and specifically to this one, go to “Favorite Posts” and browse at will.

The Least Evil Option

Wilson D. Miscamble, writing at Public Discourse in “The Least Evil Option,” defends Harry Truman’s decision to drop the A-bomb on Japan:

[T]he United States eventually could have defeated Japan without the atomic bomb, but all the viable alternate scenarios to secure victory—continued obliteration bombing of Japanese cities and infrastructure, a choking blockade, the likely terrible invasions involving massive firepower—would have meant significantly greater Allied casualties and higher Japanese civilian and military casualties. These casualties would likely have included thousands of Allied prisoners of war whom the Japanese planned to execute. Notably, all of these options also would have indirectly involved some “intentional killing of innocents,” including the naval blockade, which sought to starve the Japanese into submission. Hard as it may be to accept when one sees the visual evidence of the terrible destruction of Hiroshima and Nagasaki, Japanese losses probably would have been substantially greater without the A-bombs….

Bluntly put, the atomic bombs shortened the war, averted the need for a land invasion, saved countless more lives on both sides of the ghastly conflict than they cost, and brought to an end the Japanese brutalization of the conquered peoples of Asia.

(I, too, have defended Truman’s decision. See this post, for example.)

Miscamble’s article is aimed at Christopher O. Tollefson’s critique of  Miscamble’s book, The Most Controversial Decision. Tollefson, according to Miscamble,

largely repeats the fundamental criticism mounted against President Harry Truman by Elizabeth Anscombe over a half-century ago: Violating the moral absolute against the intentional killing of the innocent is always wrong. The atomic bombs involved such killing and so should not have been used––end of story. It is all neat, and clear, and logically consistent.

Is the intentional killing of the innocent always wrong? Consider these situations:

1. A homicidal maniac rushes into a restaurant, grabs a diner and holds her in front of himself as a shield, then begins to shoot other diners. You are seated in the restaurant, in the maniac’s line of vision, and he will soon shoot you if you do nothing. You are carrying a high-powered handgun, and have time to take a shot at the maniac before he aims at you, but your only sure way of stopping the him is to shoot through the innocent diner whom he is using as a shield. It is your life or the innocent person’s. Would you shoot before being shot or wait to see what happens; the maniac might not shoot at you, he might not hit you, he might not hurt you seriously, or you might be able to duck. But you do not know which of these things will happen. Therefore, if you do nothing, you are inviting the worst of them to happen, namely, that the maniac will shoot you and kill you or seriously wound you.

2. Then, there is this classic: You are at a train track and see five people tied to the track ahead. A switch is in front of you which will divert the train, but as you look down you see a man is strapped to that track and will be killed. Is it permissible to flip the switch and save the five people at the expense of one?

3. And this variation: Now imagine in order to save the five people, you have to push a stranger in front of the train to stop it. You know for certain it would stop the train in time to save the five people tied to the tracks. Is it permissible to push the man and save the five people at the expense of one?

There are three ways to view each situation:

  • through the lens of utilitarianism, which considers one (innocent) life to be the equivalent of another
  • through the lens of in-group solidarity, which places a premium on one’s own life and the lives of those with whom one has a special relationship (kinsfolk, neighbors, countrymen) for reasons of affection and/or mutual dependence
  • through the lens of the Golden Rule, which (in my view) is a social convention that arises from self-interest tempered by empathy.

The utilitarian answers to three problems are as follows:

1. Shoot. Your life is equal to the life of the human shield, and if you are able to kill or seriously wound the thug, you may save the lives of other innocent persons in the restaurant.

2. Flip the switch and save five lives at the cost of one.

3. Overcome your squeamishness about being so directly involved in the death of the stranger; push him in front of the train and save five lives at the cost of one.

These are the “right” answers from the perspective of in-group solidarity:

1. Shoot. The life you save may be your own, and you are the center of your in-group. Moreover, you probably have more in common with the other diners (most of whom are probably productive citizens) than with the thug (who is in the process of killing productive citizens).

2. If the potential victims of the train are strangers to you, you have to flip a coin to decide whether to throw the switch or leave it alone. Otherwise, your action depends on your relationship(s) with any of the potential victims of the oncoming train.

3. If the potential victims are strangers, you have to flip a coin to decide whether to push the man in front of the train or do nothing. Otherwise, your action depends on your relationship(s) with any of the potential victims of the oncoming train.

These are the “right” answers for a person whose adherence to the Golden Rule arises from a combination of self-interest and empathy:

1. Shoot. Unless you are a psychopath like the homicidal maniac, you identify with the other diners and you cringe when he shoots one of them because their pain and death affects you emotionally. And if you do not shoot him, he probably will shoot you.

2 and 3.The answers can be the same as they were from the perspective of in-group solidarity. But, if all of the potential victims are strangers to you, it is not utilitarian to suggest that you can have more empathy for five strangers than for one stranger, especially if you take into account the (probable) larger number of persons who would be hurt by the death of five than the death of one. Moreover, if all of the potential victims are strangers, the saving of five of them is more likely to yield positive “returns” in the form of friendship and gratitude. The latter might, in turn, lead to a better job, a monetary reward, or something else along those lines.

What does all of this have to do with Truman’s decision to drop the A-bomb? If you are a utilitarian, you might be persuaded that Truman’s decision was the correct one because it resulted in fewer deaths than there would have been in the case of an invasion or blockade. (I dismiss the possibility that the Japanese military would have quit fighting if the U.S. had simply stopped fighting after driving Japanese forces back to their homeland.) If you place great stock in in-group solidarity, Truman’s move was the correct one because it saved American lives — possibly the lives of friends and family members.

If you are an adherent of the Golden Rule, you come to the same place for two reasons. The first reason is the empathic one just mentioned: the saving of lives of persons for whom you have a natural affinity.

The second reason arises from self-interest and has at least two branches:

  • You are glad that Truman put an end to a war that would have proved more costly to you (directly or through your ancestors) had he not decided to drop the bomb.
  • You are glad that Truman, in effect, warned off prospective enemies of the United States who are therefore enemies of your interests. That Truman’s warning was later undermined by his own actions in Korea, America’s withdrawal from Vietnam, and similar actions has not entirely vitiated the strong signal sent by the dropping of the A-bomb. Truman told the world that aggression against the United States invites the United States to smite the aggressor. (Do unto others what they do unto you.)

If you still object to Truman’s decision because you believe that it is always wrong to take an innocent life, you are putting yourself in the shoes of an armed diner who decides against shooting a homicidal maniac because that would require the shooting of an innocent person. But do not forget that  the diner’s refusal to shoot the maniac probably will allow the deaths of many innocent persons (the diner included). The refusal to kill an innocent person, under any circumstances, can be the moral equivalent of murder and/or suicide.

To put it baldly, the refusal to kill an innocent person, under any circumstances, is shallow posturing. It is not a considered moral stance.

*   *   *

Related posts:
Why Sovereignty?
Liberalism and Sovereignty
The Decision to Drop the Bomb
The Folly of Pacifism
Transnationalism and National Defense
The Folly of Pacifism, Again
______

Rights, Liberty, the Golden Rule, and the Legitimate State
Evolution and the Golden Rule
The Golden Rule as Beneficial Learning
Rights: Source, Applicability, How Held
Libertarianism and Morality
Libertarianism and Morality: A Footnote

More about Merit Goods

This is a follow-up to “Merit Goods, Positive Rights, and Cosmic Justice.” That post was inspired by a post at Austin Frakt’s blog, The Incidental Economist, about which John Goodman had this to say:

Austin, on first reading, I thought you were saying that I (as a taxpayer) should help pay for your daughter’s asthma medication — even though you agree that you can afford to pay for it yourself. Disbelief overcame me, so I read your post a second time. Then I read it a third. Each time, the message was as incomprehensible as on the previous reading.

Is there a persuasive reason why I owe the Frakt household something? If so, it’s not in this post.

Frakt’s response to Goodman:

You owe me nothing. Follow the link to value-based insurance design or find the V-BID center at U Mich. I think you’re looking for trouble where none should exist.

Well, I followed the link, and came away unconvinced that Frakt wants nothing from Goodman or anyone else. Accordingly, I posted this comment (paragraph breaks and emphasis added):

Your post about value-based insurance — to which you refer John Goodman — suggests that by reducing the co-pay on asthma drugs, trips to the ER would be averted, thus reducing the insurance company’s total costs and (possibly) the premiums it must charge its policy holders. If I have that right, it explains your reply to Goodman that “You owe me nothing.” I suspect that what he reacted to — and I would have reacted to similarly — is your assertion that “breathing [is] a merit good, something we all have a right to enjoy.” That assertion is unnecessary to the discussion of value-based insurance. And your use of the term “merit good” strongly suggests that your statement “Asthma medication is exactly the type of health product that should be free, or nearly so, especially for low-income families” is not just a statement about the presumed efficacy of value-based insurance, but advocacy for income redistribution.

In that case, a modified version of Goodman’s reaction is entirely in order, and I subscribe to it: “Is there a persuasive reason why I owe other households something, and what qualifies you (or anyone else) to make that judgment?” The excuse that I might otherwise end up paying for ER services through my taxes or insurance premiums relies on the assumption that ER services are a merit good that ought to be covered by tax subsidies and/or mandated insurance coverage. There is no end to the number of things that can be called merit goods, but calling them merit goods does not disguise the fact that doing so is an excuse for imposing one person’s or group’s preferences and burdens on others.

Those impositions have led to the present state of affairs, in which myriad interest groups pick each others’ pockets — and the pockets of the unfortunate who are not well-represented by an interest group. One truly unfortunate result of that state of affairs — aside from the gross diminution of liberty — is the diversion of resources from uses that would foster greater economic growth and alleviate much of the poverty that provides an excuse, in the first place, for special pleading about merit goods.

Luck and Baseball, One More Time

There is such a thing as “luck.” Bad and good luck happen to everyone, at one time or another. But everything that happens to everyone is not due to luck. I am convinced by what I have seen of life — up close and at a distance — that most of what happens to people happens to them because of their intentions, skills, and resources.

Yes, the skills that one possesses may be due in part to genetic luck, and the resources that one can marshal may be due in part to genetic and geographic luck. But if skills and resources were entirely beyond a person’s control, no one would ever climb from the proverbial gutter to attain fame and fortune. That is where intentions come in.

So, I am unimpressed (to say the least) by do-gooders and levelers, who want to take from the productive and give to the unproductive because the productive have had “all the luck,” or some such thing. Balderdash! First, it takes more than luck to be productive and to enjoy even a modest income. Second, taking from the productive to give to the unproductive is like blaming the blameless. It may come as a surprise to do-gooders and levelers (most of whom ought to know better), but a person who earns a high income earns it because that is what others are willing to pay for his efforts — not because he picks the pockets of the poor.

Speaking of high-income earners, I am always puzzled by the fact that income-envy is directed toward CEOs, investment bankers, and suchlike. Why is it not directed at super-star athletes, like Albert Pujols, who will earn $254 million over the next 10 years, just for playing baseball? Perhaps it is because almost everyone recognizes that Pujols is selling a skill that (a) is his (not stolen from someone else) and (b) would not be on display were it not for his assiduous development and application of the particular genetic advantages that enable him to hit a pitched baseball with above-average frequency and power.

Well, Nassim Nicholas Taleb to the contrary notwithstanding, the earning of large sums of money in any profession takes the same assiduous application of particular genetic advantages, or assiduous compensation for the lack thereof. I will not repeat my detailed criticisms of Taleb, which can be found “here” and “here.” Instead, I will return to the subject of baseball, some aspects of which I treated in those posts.

In the 111-year history of the American League, 60 different players have led the league in batting. Those 60 players have recorded a total of 367 top-10 finishes in American League batting races over the years — an average of 6 top-10 finishes for each of the players. It is not surprising, therefore, that most of the 60 players also compiled excellent career batting averages. Specifically, through 2010, 57 of the 60 had made at least 5,000 plate appearance in the American League, and 43 of the 57 are among the top 120 hitters (for average) — out of the thousands of players with at least 5,000 plate appearances in the American League. Were those 43 players merely “lucky”? It takes a lot more than luck to hit so well, so consistently, and for so many years.

And it takes a lot more than luck to succeed at almost anything, from winning high office to making millions of dollars to painting a masterpiece to building a house to cutting hair properly. To denigrate the rich and famous by calling them lucky is to denigrate every person who strives, with some success, to overmaster whatever bad luck happens to come his way.

Related posts:
The Residue of Choice
The American League’s Greatest Hitters
The American League’s Greatest Hitters:  Part II
Fooled by Non-Randomness
Randomness Is Over-Rated
Luck-Egalitarianism and Moral Luck

Merit Goods, Positive Rights, and Cosmic Justice

A merit good is said to be something that

an individual or society should have on the basis of some concept of need, rather than ability and willingness to pay…. [T]he concept … lies behind many economic actions by governments…. Examples include the provision of food stamps to support nutrition, the delivery of health services to improve quality of life and reduce morbidity, subsidized housing and arguably education….

Sometimes, merit … goods are simply seen as an extension of the idea of externalities. A merit good may be described as a good that has positive externalities associated with it. Thus, an inoculation against a contagious disease may be seen as a merit good. This is because others who may not now catch the disease from the inoculated person also benefit.

[M]erit … goods can be defined in a different way…. The essence of merit … goods is [has] do with … information failure…. This arises because consumer[s] do not perceive quite how good or bad the good is for them: either they do not have the right information or lack relevant information…. [A]merit good is [a] good that is better for a person than the person … realizes.

Other possible rationales for treating some commodities as merit … goods include public-goods aspects of a commodity…

A merit good, in short, is something that someone believes that the state should cause to be given to certain individuals, as a “positive right,” for various reasons: perceived need, externalities, and market failure among them.

But the “right” to something that is not earned or freely given is not a right, as the term is properly understood. It is an extortion by force or the threat of force, either directly (as in the case of outright theft) or though the coercive power of the state. Only a fool or a dishonest person can say that something obtained through extortion is obtained by right, unless that person believes that the victims of extortion are less deserving — less human — than the intended beneficiaries of extortion.

If a right is anything, it is something that all members of a polity can enjoy equally. If some members of a polity are placed above others through force or the threat of force, then the polity has no system of rights; it has a system of arbitrary privileges, dispensed by the state according to the whims of the faction then in power.

Given that a right must be something that all can enjoy equally, a right can only be negative:

  • the right not to have one’s life taken if one is peaceful toward others
  • the right not to be deprived of liberty if one is peaceful toward others
  • the right to the peaceful enjoyment and use of one’s property in the pursuit of one’s life and livelihood.

These negative rights come down to this: the right to be left alone as one leaves others alone.

If “obligations” accompany the right to be left alone, they do so only in the context of voluntary social (and economic) relationships, wherein acts of kindness and charity flow readily among persons who trust and care for each other and do so, in good part, because they observe the right of others to be left alone. These “obligations” are incurred and honored voluntarily, not because a person or group invested with the power of the state decrees them.

Merit goods (“positive rights”), by contrast, are the products of presumption — judgments about who is “needy” and “deserving” — and they are bestowed on some by coercing others. These coercions extend not only to the seizure of income and wealth but also to denials of employment (e.g., affirmative action), free speech (e.g., campaign-finance “reform”), freedom of contract (e.g., mandatory recognition of unions), freedom of association (e.g., forced admission of certain groups to private organizations), freedom of conscience (e.g., forced participation in abortions), and on and on.

The list of “merit goods” that forms the basis for the many and various forms of state-sponsored coercion may not be infinite, but it is exceedingly long. And its length is limited only by the perverse ingenuity of the seekers of “cosmic justice.” What is cosmic justice? I like this example from Thomas Sowell’s speech, “The Quest for Cosmic Justice“:

A fight in which both boxers observe the Marquis of Queensberry rules would be a fair fight, according to traditional standards of fairness, irrespective of whether the contestants were of equal skill, strength, experience or other factors likely to affect the outcome– and irrespective of whether that outcome was a hard-fought draw or a completely one-sided beating.

This would not, however, be a fair fight within the framework of those seeking “social justice,” if the competing fighters came into the ring with very different prospects of success — especially if these differences were due to factors beyond their control….

In a sense, proponents of “social justice” are unduly modest. What they are seeking to correct are not merely the deficiencies of society, but of the cosmos. What they call social justice encompasses far more than any given society is causally responsible for. Crusaders for social justice seek to correct not merely the sins of man but the oversights of God or the accidents of history. What they are really seeking is a universe tailor-made to their vision of equality. They are seeking cosmic justice.

To be a practitioner of cosmic justice, a person must set himself up as a judge of the merit of other persons, without really possessing more than superficial information about those other persons (e.g., that they are “rich” or “poor” by some standard). As I once said of two founders of modern “liberalism,” T.H. Green and L.T. Hobhouse, they are

accountants of the soul….

…(presumably) intelligent persons who believe that their intelligence enables them to peer into the souls of others, and to raise them up [or put them down] through the blunt instrument that is the state.

This is done on in the service of concepts that do not bear close examination, such as externalities, public goods, market failure, and social justice, social welfare, and positive rights. I will not repeat my asseessments of those concepts, but refer you to some of them instead:

Greed, Cosmic Justice, and Social Welfare
Positive Rights and Cosmic Justice
A Short Course in Economics
Social Justice
The Meaning of Liberty
Positive Liberty vs. Liberty
More Social Justice
On Self-Ownership and Desert
Luck-Egalitarianism and Moral Luck
Externalities and Statism

Why Are Interest Rates So Low?

Reissued here.

Vulgar Keynesianism and Capitalism

Reissued here.

The Contemporary Meaning of the Bill of Rights: First Amendment (Updated)

I have twice updated “The Contemporary Meaning of the Bill of Rights: First Amendment.” Today’s second update  addresses certain issues noted in “Mandating Our Religious Freedom,” a recent post at Public Discourse, specifically:

The Founders’ protection of religious freedom in the First Amendment was in keeping with their recognition of the supreme importance of the individual, who was created by God and subject to God’s natural law. The early twentieth-century Progressives largely rejected this view, as they concluded that man must not be limited by “arbitrary” rules such as those imposed by religion. Modern progressives have seized upon this viewpoint, especially in their attitudes toward sex. The State will teach children about sex, and it will do so by disconnecting it from its most important component—the spiritual. It does not matter that such teachings are, by nature, within the rights of parents.

Progressives have carried these attitudes to federal, state, and local governments, and the result has been an unprecedented assault on religious values and religious practice. Governmental authorities embrace the view that access to contraception (and abortion) is a fundamental right vital to sexual freedom. Similarly, homosexual conduct must be completely normalized and accepted. The law must prohibit even private preference for heterosexual norms, and if religion teaches such a preference, religion must yield. These attitudes must be taught to children in the public schools in order to affirm, in the state’s view, the full self-realization of every person—and as shown below, parents who object to the assault on their right to bring up their children according to their religious values have discovered that the courts will not protect their rights in this regard.

Churches and other people of faith have relied on the judicial process to protect their First Amendment freedoms. But litigation takes an enormous toll in time and resources. Even worse, as many disappointed litigants have discovered, courts grant extraordinary leeway to government and government schools in advancing so-called neutral, generally applicable laws. The courts will follow the lead of the people in defining the parameters of religious liberty; if the people abdicate, the courts will not intercede to protect that liberty.

The problem lies in a 1990 Supreme Court case, Employment Division v. Smith, in which the Court held that the First Amendment does not relieve a citizen of the obligation to comply with a neutral law of general applicability, simply because the law “proscribes (or prescribes) conduct that his religion prescribes (or proscribes).” Applying Smith, lower courts have rejected almost all challenges to laws and government activities that are based on claims of interference with free exercise of religion. Many of these cases arise in the public-school setting. Courts have found that public-school administrators do not interfere with parents’ First Amendment rights by:

Although older Supreme Court authority acknowledged the fundamental right of parents to control the upbringing and education of their children (Meyer v. Nebraska, Pierce v. Society of Sisters, Wisconsin v. Yoder), the post-Smith courts have severely limited those holdings to their unique facts. Now, courts are more likely to hold that parents relinquish, as a practical matter, their First Amendment right to control their children’s education when they choose public schools over private schools or homeschooling. As one court said, parents “have no constitutional right . . . to prevent a public school from providing its students with whatever information it wishes to provide, sexual or otherwise, when and as the school determines that it is appropriate to do so.”

The first update (on 11/18/11) addresses these aspects of “Mandating Our Religious Freedom”:

The denigration of religious freedom extends to areas of purely private, commercial conduct. Governments increasingly apply nondiscrimination statutes to force private individuals and businesses to participate in conduct that violates their religious beliefs. So far, defenses based on the First Amendment have been unavailing. Some examples:

  • The New Mexico Human Rights Commission found that a small photography business unlawfully discriminated against a same-sex couple by declining, because of the owners’ religious beliefs, to photograph the couple’s commitment ceremony (Willock v. Elane Photography).
  • The California Supreme Court ruled that doctors violated the state nondiscrimination statute by refusing, on religious grounds, to artificially inseminate a woman who was in a lesbian relationship (North Coast Women’s Care Medical Group v. San Diego County Superior Court).
  • A federal court in California found that administrators of an Arizona adoption-facilitation website were subject to California’s statute banning discrimination in public accommodations because they refused to post profiles of same-sex couples as potential parents (Butler v. Adoption Media).
  • A New Jersey agency found probable cause to believe that a church violated a public-accommodations statute by declining to rent its pavilion for a same-sex wedding (a different agency, enforcing nondiscrimination on the basis of sexual orientation, revoked the tax exemption the church had enjoyed under a statute promoting the use of private property as green space) (Ocean Grove Camp Meeting Ass’n of United Methodist Church v. Vespa-Papaleo).
  • A federal appeals court found that an employer’s denial of insurance coverage to an employee’s same-sex partner constituted illegal sex discrimination (In Re Levenson)….

Another arena in which principles of nondiscrimination are elevated over free exercise of religion is the area of public benefits. Across the country, faith-based charities or social-service organizations such as the Salvation Army and the Boy Scouts have been denied government grants or other benefits because of their religiously grounded refusal to yield to the demands of “nondiscrimination” (see, for example, Boy Scouts of America v. Wyman, Catholic Charities of Maine, Inc. v. City of Portland). These demands have included providing insurance benefits to employees’ same-sex partners, admitting homosexuals to the organizations’ leadership ranks, and placing children with same-sex adoptive parents. This latter demand has forced Catholic agencies to cease adoption facilitations in Massachusetts, Illinois, and the District of Columbia rather than violate their religious beliefs about marriage and the family.

Other victims of progressive attitudes toward sexuality and “discrimination” have been public employees who express their religiously based concerns about homosexual conduct. A Los Angeles police officer who was also a Protestant minister was demoted and, he says, denied benefits because of a sermon he delivered that quoted biblical passages about prohibited sexual conduct. An African-American college administrator was fired after she published an op-ed objecting to the equating of race discrimination and sexual-orientation discrimination. And most recently, a New Jersey teacher has come under verbal assault—including from Gov. Chris Christie, who also called for an investigation of her classroom behavior—for posting on her Facebook page her moral objections to a high school’s Lesbian Gay Bisexual Transgender History Month display.

The hostility of courts to such claims of First Amendment violations is unlikely to change, especially in light of the governmental officials’ gravitation toward the European attitude about religion—that it is a divisive influence that must be contained and marginalized. As jurists and legal scholars flirt with the idea of consulting foreign law to evaluate claims under our Constitution, this attitude could take deeper root in American soil.

Progressive to the core, the Obama administration is pursuing even more limitations on religious freedom. One such effort is the proposed mandate of the Department of Health and Human Services (HHS) that health plans cover contraceptives and sterilization, with a religious “exemption” so narrow that (as the U.S. Conference of Catholic Bishops has noted) it would not have covered the ministry of Jesus Christ. Another is the Administration’s argument in a case currently before the Supreme Court that the long-established “ministerial exception” to federal employment-discrimination laws be abandoned. This would mean that rather than allow churches to select and control their own ministers, the federal government could dictate results more in keeping with its secular values. Churches have seen this kind of thing before, and it has not ended well.

I doubt that Thomas Jefferson had this in mind when he proclaimed, wrongly, that the First Amendment built “a wall of separation between Church & State.”

An Explanation Is in Order

In two recent posts (“Libertarianism and Morality” and “Libertarianism and Morality: A Footnote“) I make it a point to locate social morality in the beneficial social convention known as the Golden Rule, which arises from self-interest and empathy. This might come as a surprise to readers who are familiar with my deism (see this and this), my denunciation of strident atheism (see this, for example), and the high value I place on the Judeo-Christian tradition (see this, for example).

As a deist, I am not prepared to say that morality comes directly from God, about whose nature and involvement in the workings of the universe I am agnostic. I am prepared to say the following:

  • It is possible that there is a God who takes a “personal” interest in human beings and their doings.
  • Such a God could have endowed human beings with free will.
  • The Golden Rule, as a manifestation of free will, would therefore be God-given.
  • And the degree to which human beings abide by the Golden Rule could be one “test” (among others) by which God judges the worthiness of His creatures, individually and collectively.

Libertarianism and Morality: A Footnote

There is a key passage in Jan Narveson’s The Libertarian Idea that I did not quote in “Libertarianism and Morality.” In the version of Narveson’s book that is available online, the passage goes like this:

[I]f morality is an artificial construct, a rational convention, [which is a main point of Naveson’s book and my post] then those who have refused to make any deals acceptable to others are in the condition of rulelessness — in the Hobbesian “state of nature”. Hobbes himself characterizes this condition in an unfortunate way: that everyone has a “right of nature” to do whatever he or she thinks best, no matter what it is…. [T]hat is a useless, nonsensical employment of the term ‘right’ and should be dropped. Much less misleading to say that in the Hobbesian state of nature, nobody has any rights, period. And therefore nobody has the protections inherent in a moral system, where people accept rules which limit what they may do to others. These are rules which those others have reason to accept only if they likewise extend benefits to them. And whoever has not made the deal is someone with respect to whom no bets are on, no limitations authorized; and therefore people may do whatever they wish with them. Note that the ‘may’ here is normative. The person who signs no agreements is a person such that anyone else, willing to sign an agreement of mutual advantage, does have a moral right to deal with that person as he may. No one may blame him for doing so.

Whether one would deal harshly with a person who stands outside the agreed rules is another matter. For, as I note in “Libertarianism and Morality,” we humans are ruled not only by self-interest but also by empathy.

Be that as it may, the passage quoted above boils down to this:

Most people do have the desire he imputes to them of willingness to cooperate with others as a means to best advance one’s own interests. Those who do not can be overpowered. There are very few of them; and, as they will not agree with the rest of society, on what moral basis can they complain over the way others treat them? (from David Gordon’s review of The Libertarian Idea in Reason Papers, Spring 1989, pp. 169-177)

Whether there are “very few” of “them” is a questionable proposition in this day (or even 22 years ago, when Gordon’s review was published). An inordinately large share of the populace seems to have opted out of or simply rejected the “deal” that is represented in the Golden Rule. A key element of that “deal” is the mutual observance and enforcement of negative rights:

Such rights, as opposed to positive rights, do not involve claims against others; instead, they involve the right to be left alone by others. Negative rights include the right to conduct one’s affairs without being killed, maimed, or forced or tricked into doing something against one’s will; the right to own property, as against the right of others to abscond with property or claim it as their own; the right to work for a wage and not as a slave to an “owner” who claims the product of one’s labor; and the right to move and transact business freely within government’s sphere of sovereignty (which can include overseas movements and transactions, given a government strong enough to protect them).

[Negative] rights are limited to those that can be exercised without requiring something of others (e.g., transfers of income and property). The one necessary exception is the cost of providing a government to ensure the exercise of [negative] rights. (from “The Protection of Negative Rights,” in the section on “Minarchism” in “Parsing Political Philosophy“)

Now, as in 1989, the “deal” for too many Americans is to grab what one can at the expense of others. (The futility of this “new deal” is a tale that I have told in “The Interest-Group Paradox.”)

In any event, Narveson’s attitude toward those who stand outside the rules is parallel to mine. This is from an early post, about “The Origin and Essence of Rights“:

…Fundamentalist libertarianism [Narveson’s “intuitionism”] reduces liberty to a matter of faith. If libertarianism cannot stand on more than faith, what makes it any better than, say, socialism or the divine right of kings?

The virtue of libertarianism … is not that it must be taken on faith but that, in practice, it yields superior consequences. Superior consequences for whom, you may ask. And I will answer: for all but those who don’t wish to play by the rules of libertarianism; that is, for all but predators and parasites. (emphasis added)

Later, in “‘Natural Rights’ and Consquentialism,” I put it this way:

What if A and B agree, honorably, not to kill each other, whereas C “leaves his options open”? It then behooves A and B to reach a further agreement, which is that they will defend each other against C…. A and B therefore agree to live in liberty (the liberty of self-restraint and mutual defense), whereas C stands outside that agreement. He has forfeited the liberty of self-restraint and mutual self-defense. How so? A and B, knowing that C has “left his options open,” might honorably kill or imprison C when they have good reason to believe that C is planning to kill them or acquire the means to kill them. [a quotation from  “Anarchistic Balderdash“]

In sum, there can be no system makes everyone happy (unless you believe, foolishly, that everyone is of good will). Try to imagine, for example, a metric by which C’s happiness (if he succeeds in his predatory scheme) would offset A and B’s unhappiness (were C successful).

The problem now is that there are more than a “very few” Cs standing against the As and Bs. And it is the Cs who have seized the power of the state.

The Movies: Not Better than Ever (II)

Incorporated in this page.

 

Libertarianism and Morality

I have come late to Jan Narveson‘s The Libertarian Idea, which is the subject of a series of posts at Libertarianism.org; thus far:

The Libertarian Idea: Setting the Scene (11/04/11)
The Libertarian Idea: Part One, part one (11/14/11)
Morality and Its Discontents (11/21/11)
Is Contractarianism Serious (Or Just Clever)? 11/21/11

So much libertarian theorizing, it seems to me, amounts to the search for an intellectual hook on which to hang an instinctive yearning to be left alone. The intellectualization of the yearning proceeds in stages. The first stage is an appeal to morality. But this cannot be the kind of morality that arises from social constructs (e.g. the Golden Rule); it must be a “higher morality.” This leads libertarian theorists — or most of them, in my reading — toward “natural rights” and “natural law.” But, as atheists (which most libertarian theorists seem to be), they cannot attribute “natural rights” or “natural law” to God, so they conjure super-human sources that lie somewhere between God and social convention. Narveson call this conjuring “intuitionism.”

One such source, which is no less supernatural than God, is Platonic in character: “natural rights” just are (and known, by some mysterious process, to the proponents of this view). The chief alternative to Platonism is evolution: “natural rights” as evolutionary adaptation (though how one knows which rights are “natural” remains a puzzle). I have said much about these intellectual misfires in several posts; for example:

“Natural Rights” and Consequentialism
More about Consequentialism
Positivism, “Natural Rights,” and Libertarianism
What Are “Natural Rights”?
The Golden Rule and the State
Evolution, Human Nature, and “Natural Rights”
More Thoughts about Evolutionary Teleology

Narveson, by contrast with other libertarian philosophers, is refreshingly clear-minded about the roots of libertarianism. The following is taken from a version of The Libertarian Idea that is available online (here).


Libertarians in general support their views by appeals to intuitions, especially intuitions about our “natural rights”. This is a method that has very wide currency in contemporary philosophy; it is by no means confined to libertarians. Libertarians who base their convictions on intuition are thus in good company. This, as we shall see, is ironic, for the other members of that company have widely varying views about these matters. The burning issue thus becomes, whose intuitions are the right ones? But adoption of the intuitional method virtually precludes rational decision of that burning issue; it simply continues to burn. (from “The Options,” in Chapter 9)

*   *   *

By “Metaphysical” intuitionism I mean the view that there exist some sort of “ethical entities” which are denoted by such words as ‘good’ or ‘right’ or ‘just’ (as the case may be); and that ethical knowledge is acquired by the mind’s “apprehending” or, as we may say, “spotting” one or more of those at the appropriate points. On this view, when we say that an act is Right, we mean that it has one of these properties — namely “That one!”…

The shortcomings of this “metaphysical” type of intuitionism are legion, and it is not surprising that as an option it is virtually extinct among current philosophers. (I say ‘virtually’, because no theory I can think of is totally extinct among current philosophers….) (from “Metaphysical Intuitionism” in Chapter 10)

*   *   *

Especially in this scientifically-oriented era, the appeal to what seem mysterious entities and faculties is likely to elicit impatience, and perhaps a certain amount of irritation. To those of us who don’t seem to have one of the special faculties required for detecting these strange items, this explanation isn’t going to be much help… (from “Mysteriousness” in Chapter 10)

*   *   *

In the past few decades, long after Metaphysical intuitionism was relegated to the philosophical dust-bins, a presumably quite different use of “intuitions” in moral philosophy was elevated to the status of theoretical respectability — not a new one, to be sure, since philosophers have been doing it, to a greater or lesser extent, since Plato. In this version, we supposedly make no assumptions about the fundamental meanings of moral terms or the sort of things they may refer to. Rather, we employ intuitions as a sort of data, and construct a theory to “explain” them. The fact is that people have tendencies to affirm of certain things that they are right, others that they are wrong, and so on; and the moral philosopher’s job is to find the principles which will account for these tendencies. Of course, this is moral philosophy, and so the output of our theorizing will be moral statements and not just statements about morality….

Now, consider what philosophers wish to do with their appeals to intuitions. They are discussing some controversial topic, ordinarily — nobody writes articles advocating the view that murder is wrong! But in a controversial area, we are going to have some people sincerely maintaining that something or other is right, and others that that very same thing is wrong. Abortion, for example, or capital punishment of repeat-murderers. Of what use is it to point out to people holding some view on these matters that a great many people think otherwise than they — or the same as they? Suppose some small minority thinks that a certain popular practice is quite wrong. Are they going to be impressed to hear that many people don’t think so?

It is here that this new sort of appeals to intuition gets into some of the very same problems that its less-respectable Metaphysical version has. When people have contrary intuitions, appeals to intuition are not likely to do much — except maybe irritate the people we’re trying to persuade.

In fact, appeals to intuition can hardly constitute reasons for the very attitudes that those intuitions express. The best they might do is provide a rather weak sort of evidence. We might say, “well, surely 90% of the people are unlikely to be wrong, are they?” Perhaps that is true. But the trouble is, it is also true that 90% of the people plainly can be wrong, about all sorts of things: why not about this, then? Especially when the effect of their opinion is to cram something down the craws of the remaining 10%. (from “Methodological Intuitionism” in Chapter 10)

*   *   *

My objection to appeal to intuitions in moral theory is, in brief, that when (not merely ‘if’!) intuitions conflict, we are bereft of conceptual tools for reaching reasoned agreement. Indeed, one must say that under those conditions, “reasoned” agreement is impossible. Surely it would be better, at any rate, if we could have a theory that was persuasive without presupposing anything like moral intuitions.  (from “The Need for Clarity about Morality” in Chapter 11)

*   *   *

We have a habit of talking as though moral principles were simply “truths”, like those of science: as though they were just “out there”, to be discovered, found out. But it’s not quite like that. Either you act in certain ways or you don’t. No mere external truth could make you do that. There are, certainly, “external truths” to which we must conform, willy-nilly: the Law of Gravity, for example. But the “must” here is so literal that “conform” is out of place. The gunman makes me conform, by threatening to shoot me if I do not. In some sense I can refuse to go along; if so, and he shoots me, I shall then literally have no choice but to die, if he’s a competent shot. We “conform” to the Law of Gravity in the same sense that we die if shot; it simply isn’t a matter of choice at all.

Moral principles and rules are just that: principles and rules for behavior, to which we can voluntarily conform or no….(from “Personal vs. Social Morality” in Chapter 11)

*   *   *

One apparent aim of the Libertarian is to provide a schedule of rights that is “hard”, so that in any given case we will always be able to identify the area of permissible action, precisely bounded by the relevant set of rights. Moreover, these are to be wholly “nonteleological” in one sense of that rather obscure term. That is, they are not to be founded upon considerations of the general good or general interest…. (from “The Compleat Deontologist” in Chapter 11)

*   *   *

[W]e tend to identify morality with what is taught us in our childhoods, say, or with what the people around us will react to in certain ways. Any given society will have a number of rules which are enforced in the various ways mentioned above. The fact that they are thus enforced provides, and of course is intended to provide, some motivation for doing what the enforcers are trying to get us to do. But is that the end of the story? Are we to say, simply, that what is right is what people will praise and reward you for doing, or blame and punish you for not doing? It is not, and we are not. For we are capable of reflecting on these demands, and of questioning them….

…The de facto rules of morality may be accounted conventional — by definition, indeed. And this in particular means that they are, at least to a degree, changeable. They are certainly changeable in some way, since they do change. Whether they are changeable by intention, like the law, which is made and unmade by certain intentional acts of certain people, the legislators, is quite another matter. And one would certainly have to be naïve to think that writing a tract or two is enough to do the job! It wouldn’t even if everyone would read the tract; which, in a society of millions, they certainly won’t.

There is thus a question of what to do, as it were, with any “philosophical” or “critical” morality we might come up with…. But there is also an answer: one can act on it oneself. One can start criticizing people in the light of these possibly novel principles you have found to be more reasonable than the ones actually reinforced in your current society….

One of the historic projects of philosophy is to try to find some or other rational foundations for morality, or at any rate for some morality, some set of overriding general guides to behavior which, even if it is not entirely reflected in current practice, has the solidest reasons for being so…. I shall shortly describe, again very briefly, what seems to be the best answer currently available. Like all answers judged to be so by philosophers, the judgment is guided by a certain sense that no other view could be right. This is philosophical hübris at work, no doubt: history has a way of suggesting that we have overlooked something when we make such claims. That’s a risk one simply has to take. (from “Conventional vs. Critical Morality” in Chapter 11)

*   *   *

That theory, I think, is Contractarianism. The general idea of this theory is that the principles of morality are (or should be) those principles for directing everyone’s conduct which are reasonable for everyone to accept. They are the rules which everyone has good reason for wanting everyone to act on, and thus to internalize in himself or herself, and thus to reinforce in the case of everyone.

In so saying, I am presenting a slanted view, so to say. As with every important philosophical theory, this one has many different versions with their own specific shades and twists, and the shades and twists are not trivial. Contractarianism can be made to seem arbitrary and silly: consider, for instance, the suggestion that long, long ago, our remote ancestors made this deal, see, and from that day to this everyone has had to go along with it! Plainly such a theory is not going to give us the rational motivation we need.

On the other hand, any ordinary contract, made in the full light of day between consenting adults, supplies motivation in just the required sense. The “required sense”, as will shortly be seen, is not so simple. But few will dispute that any theory that could attain the same degree of rational “bite” as actual contracts would be doing very well indeed.

The problem is that morality is obviously not the result of a literal contract; and indeed, it cannot be, among other things for the very good reason pointed out by David Hume, namely that “the observance of promises is itself one of the most considerable parts of justice; and we are not surely bound to keep our word because we have given our word to keep it.” To account for the obligation to keep promises on the basis of a general promise to do so seems, shall we say, unpromising Clearly the sense in which morality is founded upon or due to or represents an “agreement” is going to have to be less straightforward than that. (from the introductory section of Chapter 12)

*   *   *

What the philosopher would really like is a universal “contract” in the sense of an agreement which literally everyone would find it reasonable to accept. It is not clear that this can be done. Perhaps people are too different, or have interests that are fundamentally, irresolvably antagonistic. If so, it’s put paid for our project. It is so because our interests are indeed what we have to appeal to as the basis of the “social contract”.

But it should not be thought that this possibility puts paid to the theory in question. There are at least two reasons why not. In the first place, the truth about morality could be that it cannot be quite as universal as all that. The insistence that it must be may be just a philosopher’s prejudice, comparable to the Aristotelian idea that of course the earth must be the centre of the physical Universe.
But secondly, and more hearteningly, the possible nonuniversality we are worrying about may be nothing to worry about….

Let us suppose that morality is a kind of club — the “morality club”. Anyone can join — no problem. Those who join have certain responsibilities and certain rights, and we, the people who run this club, offer a package that we think no remotely reasonable person could really refuse; but nevertheless, some might. All we are saying is that our package is such that it must appeal to the widest set of people any set of principles could appeal to. Anyone who doesn’t buy our package wouldn’t buy any package compatible with living among his fellows on terms that they could possibly accept. (from “Universality?” in Chapter 12)

*   *   *

All this has been quite abstract. Let us now see how it works in more nearly real-world terms. One of the contractarians’ favorite real-world types is the philosopher Thomas Hobbes5 In the Hobbesian picture, at least as understood by me, the place to begin is a wild and unruly sort of place known as the “state of nature”. In this state — a highly artificial one, in truth, but we’ll worry about that a little later — there is no morality at all. Nobody acknowledges any restrictions whatever on his or her behavior vis-a-vis others, nobody blames or praises anyone else’s conduct, and it is quite literally everyone for him-or-herself. And what happens there? All sorts of horrible things, in brief. Since there are no rules at all, there are of course no rules against violence, which is freely employed whenever the person employing it thinks it will get him what he wants….

What is important to the argument here is that the cause of this condition is the absence of rules, rules having precisely the character we have attributed to Morality: namely, rules that can override the individual inclinations of any person to the contrary, and rules that are the same for all….

It is important to appreciate just what Hobbes’ argument does and what it does not presuppose about people. It does not, to begin with, presuppose that people are nasty or evil by nature….

Nor does it actually require that their interests are selfish or even strongly self-directed, though Hobbes evidently believed that they would normally be. But what matters is that they have conflicting ends, however the conflict may be engendered….

We now need to bring out a further feature about the sort of conflicts Hobbes is concerned about. From the point of view of each party to the conflict, the “warlike” solution may seem preferable to the “peaceful” one…. [T]here is a problem with mutual arrangements of all sorts, since in such cases, each party gives up something in return for something he wants more; yet given the opportunity, he’d presumably prefer to have both the gains from the deal and also not to have to pay the costs he has undertaken by his promise to pay.
This situation is known as Prisoner’s Dilemma….

Hobbes’ own view is in line with modern theorists: the rational individual will rat in such situations. And Hobbes’ “solution”, as we know, is the Policeman, otherwise known as the “Sovereign”. Gauthier’s solution is to take what many theorists regard as the heroic course of identifying rationality with the disposition to take the cooperative option. The one recommended here may perhaps be classified as intermediate between the two…. (from “Hobbes” in Chapter 12)

*   *   *

The Hobbesian solution may seem all well and good, perhaps. But there are two crucial shortcomings. The first is: how do we get a suitable Enforcer appointed? In our hypothetical state of nature, nobody already has the kind of power needed; that power must be “handed over” by those concerned. But you don’t just “hand over” power: instead, you make an agreement which gives someone the power. Terrific — but that agreement would have to be, genuinely, an agreement – the very sort of thing which can’t be done in the state of nature on Hobbes’ own reasoning. The second is that enforcers are costly. For one thing, they cost money, or the equivalent (in his State of Nature there was, of course, no money), viz., whatever sacrifices A and B have to make in order to make it worth C’s while to be Guardian. (Once C somehow got the power in question, of course, there is the further point that C will surely be inclined to use it to feather his own nest — a small incidental concern, in one sense, but in another, of course, one that has been a or even the main problem with Government, historically as well as theoretically.) (from “The Sovereign” in Chapter 12)

*   *   *

Here enters David Gauthier with his intriguing new solution.7 Gauthier insists that the rational agent, when acquainting himself with the facts of life in the form of Prisoner’s Dilemma (and related problems), will see that he must modify, or perhaps reinterpret, his theory of rationality. The rational man will not Defect in the Prisoner’s Dilemma game. Instead, he will adopt a disposition to cooperate, though not an unconditional disposition to take the cooperative option: he takes that option, provided those with whom he interacts are similarly inclined. This he calls “constrained maximization”, as opposed to the disposition to take the money and run, which he calls “straight” maximization….

Constrained maximizers will do better than defectors, for they will do as well as defectors when interacting with defectors, since their rule is to cooperate only with fellow constrained maximizers, and they will do better than defectors when interacting with constrained maximizers, since the defector’s policy is to defect when interacting with anybody. Gauthier’s argument is that it is therefore rational to adopt the constrained maximization disposition….

Now in the classic, one-shot Prisoner’s Dilemma, it is not true that our move is a response to the other person’s move. We and the other player are moving simultaneously, for instance, or at any rate moving in such a way that neither can know what the other player’s move is until after we have made our own. Real-life models of Prisoner’s Dilemma may be characterized in just that way. To create any real-life Prisoner’s Dilemma, we must take steps, if necessary intentionally rigging the situation so as to ensure that this condition holds. This ensures that our move will not be literally a “response” to the other player’s move. If it is a “response” at all in this literal sense of the term, then what could it be a response to?

It is when we contemplate this question that the force of Gauthier’s position asserts itself. For it seems that the only thing there is to respond to here is the disposition of the other player…. Each can know something about the other, and what they know will be largely information about character, derived of course more or less inductively from observation of past performance in particular cases. (from “Gauthier’s View” in Chapter 12)

*   *   *

Now let’s go back to the State of Nature and ask what to do. There are as yet no rules, and without them, life is miserable for everyone….

What we will do, in fact, is whatever we can to set Morality in motion: a social institution of reinforcing behavior. And which behavior? Plainly, cooperative behavior: that is, behavior which it is advantageous from the point of view of each one of us to have everyone, including ourselves, engaging in. This is the rational thing to do in social situations for a simple reason: it doesn’t cost very much by comparison with having a Sovereign (and anyway, we don’t have one yet — remember? And we can’t until we have enough morality to enable the Agreement to establish the sovereign to be viable), and the advantages of general performance much outweigh the disadvantages imposed by the necessity of having to comply oneself.

Generally speaking, then, the foundation of morality is the interests of those party to it, given the facts of social life. Morality is a set of requirements which will make us all better off if they are met by everyone — and which, accordingly, are liable to the problem of defection by some who will try to take the money and run. For examples, the murderer and the thief, who have been cheerfully collecting the benefits of social cooperation all along, and yet at the judicious moment will take advantage of the good dispositions of those they interact with by depriving them of their lives or property without a by-your-leave. (from “Morality, the Real World, and Prisoner’s Dilemma” in Chapter 12)

*   *   *

Why accept the contractarian view of morals? Because there is no other view that can serve the requirements: namely, of providing reasons to everyone for accepting it, no matter what their personal values or philosophy of life may be, and thus motivating this informal, yet society-wide “institution”. Without resort to any obfuscating intuitions, e.g., of “self-evident rights” and the like, the contractarian view offers an intelligible account both of why it is rational to want a morality and of what, broadly speaking, the essentials of that morality will consist in: namely, those general rules which are universally advantageous to rational agents. We each need morality, first because we are vulnerable to the depredations of others, and second because we can all benefit from cooperation with others. So we need protection, in the form of the ability to rely on our fellows not to engage in activities harmful to us; and we need to be able to rely on those with whom we deal. We each need this regardless of what else we need or want or value. (the introductory paragraph of Chapter 13)

*   *   *

Many philosophers, such as Aquinas and John Locke, have held that there is a “Natural Law”. This idea was not clarified by these philosophers, although that they had fairly explicit ideas about its content. Aquinas, for example, held that natural law (like all law) had to be for the “common good”. And Locke in particular held that the natural law forbids all men to refrain from injuring others in their “life, health, liberty, and possessions”. Their lack of articulation of the concept of natural law, however, has left them short of adherents among contemporary philosophers trained in the analytic tradition. Insofar as they simply appeal to natural law without further explication or defense, they are liable to all of the charges I have laid above to the door of intuitionism in all its forms.

But perhaps further reflection on the Prisoner’s Dilemma and other decision-theoretic problems can assist understanding here. To say that a law is “natural”, to begin with, obviously cannot mean that it is like the law of gravity, governing us independently of our wills. Were the content of Locke’s natural law operative on us in that manner, there would be no need of ethics as we know it. However, this doesn’t preclude a different way in which a “law” could be “natural”. It could, namely, be natural in being acknowledged, recognized, or employed implicitly as a canon of interpersonal criticism of behavior, without articulation, in the normal dealings of people with each other.

Even as so characterized, it is not clear that there is a “natural law”. But we can inject one further element. Locke and Aquinas both insisted that the natural law was “rational”, “apprehended by reason”, or words to that effect. What we can forthrightly say is that there are reasons, reasons that are natural rather than being in their turn artificial constructs, favoring informal reinforcement of certain rules for interpersonal situations. Prisoner’s Dilemma, concentrated on above, gives a beautiful example. Wherever the structure of preferences of the different parties is clear to both parties (and it is not always), we have a basis for a rule of precisely that kind: a natural basis for a moral rule, in fact. The claim that natural morality calls upon us to refrain from the things Locke lists, and more generally that it bids us cooperate in what would otherwise be prisoner’s dilemmas, may be accepted if understood along the lines just explicated. We should expect any groups of persons who were clear about the options which would otherwise render the situation a prisoner’s dilemma situation, and who were capable of communicating effectively with each other, to recognize as an interpersonally authoritative rule that people refrain from the “Defect” strategy, and to recognize this by verbal and other sorts of reinforcement. So understood, we may accept the idea of Natural Law nearly enough. What its relation to political structures may be is, of course, another question, and the main question dealt with in this book.

But it is apropos to note here that the moral factor is potentially substantial. James Buchanan observes that “.. it is essential to incorporate some treatment of the role that ethical precepts play in maintaining social stability. First … if there is no conflict … there is no need for law, as such. By the same token, however, there is no need for ethics … When conflict does emerge, however, .. the value of order suggests either some social contract, some system of formal law, or some generally accepted set of ethical-moral precepts. It is important to recognize that these are alternative means of securing order. To the extent that ethical precepts are widely shared, and influence individual behavior, there is less need for the more formal restrictiveness of legally imposed standards.” (from “The Natural Law” in Chapter 13)


Narveson echoes much what I have said in the posts linked above. So, I find myself in close agreement with Narveson because I find him in close agreement with me. The kind of “contract” that Narveson describes is found in the Golden Rule. This is from “Evolution, Human Nature, and ‘Natural Rights’“:

The Golden Rule represents a social compromise that reconciles the various natural imperatives of human behavior (envy, combativeness, meddlesomeness, etc.). To the extent that negative rights prevail, it is as part and parcel of the “bargain” that is embedded in the Golden Rule; that is, they are honored not because of their innateness in humans but because of their beneficial consequences.

But is that all there is to it? Not at all. This is from “The Golden Rule and the State“:

I call the Golden Rule a natural law because it’s neither a logical construct … nor a state-imposed one. Its long history and widespread observance (if only vestigial) suggest that it embodies an understanding that arises from the similar experiences of human beings across time and place. The resulting behavioral convention, the ethic of reciprocity, arises from observations about the effects of one’s behavior on that of others and mutual agreement (tacit or otherwise) to reciprocate preferred behavior, in the service of self-interest and empathy. That is to say, the convention is a consequence of the observed and anticipated benefits of adhering to it.

The empathic source of the Golden Rule, which is just as important as the self-interested source, is (for me) the key point of Julian Sanchez’s critique of Narveson in “Morality and Its Discontents“:

In effect, [Narveson] wants to reduce morality to prudence, showing that people would have strictly self-interested reasons to constrain their own behavior even if they are not “reasonable” or concerned with the welfare and dignity of others except insofar as those others are able to aid or hinder their self interested pursuits….

…[A]ttempts to reduce morality to prudence generally assume that there’s something metaphysically unproblematic about the idea, not just that people do care about their long-term self-interest (as opposed to just their immediate short-term desires), but that they have reason to, whereas the claim that they have similar reasons to care about or respect the interests of others is some kind of “queer” claim standing in need of special explanation…. Theoretical, moral, and practical reasoning all ultimately depend on foundational axioms that can’t be established without circularity. In logic, it’s the familiar list of axioms and inference rules; in ethics, it’s the basic idea that other people are real, and that their happiness and suffering fundamentally matters in some way, just as much as your own. That all these forms of reasoning “hit bottom” at some point is, admittedly, intellectually unsatisfying. But it’s also a fact we’re stuck with, and trying to dismiss those foundational domain-specific axioms as mere intuition seems less like a road to progress than an attempt to change the subject.

Sanchez’s point — a good one — is that it matters not where empathy comes from. It may be a genetic quirk, or it may be a socialized habit of thought, or it may be both. But it is a fact of life, just as much as self-interest. And it takes both of them — in my view — to account for the morality of the Golden Rule.

That morality, however, leads to a different kind of libertarianism than the one to which most self-styled libertarians seem to subscribe. Returning to “The Golden Rule and the State“:

The Golden Rule can be expanded into two, complementary sub-rules:

  • Do no harm to others, lest they do harm to you.
  • Be kind and charitable to others, and they will be kind and charitable to you.

The first sub-rule — the negative one — is compatible with the idea of negative rights, but it doesn’t demand them. The second sub-rule — the positive one — doesn’t yield positive rights because it’s a counsel to kindness and charity, not a command….

An ardent individualist — particularly an anarcho-capitalist — might insist that social comity can be based on the negative sub-rule, which is represented by the first five items in the “core” list. I doubt it. There’s but a short psychological distance from mean-spiritedness — failing to be kind and charitable — to sociopathy, a preference for harmful acts. Ardent individualists will disagree with me because they view kindness and charity as their business, and no one else’s. They’re right about that, as far as I’m concerned, but I’m talking about proclivities, not rights. But kindness and charity are indispensable to the development of mutual trust among people who live in close proximity, without the protective cover of an external agency (e.g., the state). Without mutual trust, mutual restraint becomes problematic and co-existence becomes a matter of “getting the other guy before he gets you” — a convention that I hereby dub the Radioactive Rule.

Nevertheless, the positive sub-rule, which is represented by the final two items in the “core” list, can be optional for the occasional maverick. An extreme individualist (or introvert or grouch) could be a member in good standing of a society that lives by the Golden Rule. He would be a punctilious practitioner of the negative rule, and would not care that his unwillingness to offer kindness and charity resulted in coldness toward him. Coldness is all he would receive (and want) because, as a punctilious practitioner of the negative rule; his actions wouldn’t necessarily invite harm.

But too many extreme individualists would threaten the delicate balance of self-interested and voluntarily beneficial behavior that’s implied in the Golden Rule. Even if lives and livelihoods did not depend on acts of kindness and charity — and they probably would — mistrust would set it in. And from there, it would be a short distance to the Radioactive Rule.

This, of course, will not do for most libertarians, who want to manufacture a rigid list of negative rights from one of their mysterious sources. It even smacks of moral relativism. But I have answered both objections in “The Golden Rule and the State“:

I call the Golden Rule a natural law because it’s neither a logical construct … nor a state-imposed one. Its long history and widespread observance (if only vestigial) suggest that it embodies an understanding that arises from the similar experiences of human beings across time and place. The resulting behavioral convention, the ethic of reciprocity, arises from observations about the effects of one’s behavior on that of others and mutual agreement (tacit or otherwise) to reciprocate preferred behavior, in the service of self-interest and empathy. That is to say, the convention is a consequence of the observed and anticipated benefits of adhering to it….

Is the Golden Rule susceptible of varying interpretations across groups, and is it therefore a vehicle for moral relativism? I say “yes,” with qualifications. It’s true that groups vary in their conceptions of permissible behavior….

[But] [t]here is … a “core” Golden Rule that comes down to this:

  • Murder is wrong, except in self-defense. (Capital punishment is just that: punishment. It’s also a deterrent to murder. It isn’t “murder,” muddle-headed defenders of baby-murder to the contrary notwithstanding.)
  • Various kinds of unauthorized “taking” are wrong, including theft (outright and through deception). (This explains popular resistance to government “taking,” especially when it’s done on behalf of private parties. The view that it’s all right to borrow money from a bank and not repay it arises from the mistaken beliefs that (a) it’s not tantamount to theft and (b) it harms no one because banks can “afford it.”)
  • Libel and slander are wrong because they are “takings” by word instead of deed.
  • It is wrong to turn spouse against spouse, child against parent, or friend against friend. (And yet, such things are commonly portrayed in books, films, and plays as if they are normal occurrences, often desirable ones. And it seems to me that reality increasingly mimics “art.”)
  • It is right to be pleasant and kind to others, even under provocation, because “a mild answer breaks wrath: but a harsh word stirs up fury” (Proverbs 15:1).
  • Charity is a virtue, but it should begin at home, where the need is most certain and the good deed is most likely to have its intended effect.

But what I am talking about is true libertarianism, not the kind of “leave me alone” libertarianism that one usually encounters on the internet. As I say in “here,” true libertarianism

is really a kind of conservatism, which is why I call it Burkean libertarianism…. [T]he kind of “libertarianism” much in evidence on the internet … rests on the Nirvana fallacy and posits dangerously false ideals.

A “true” libertarian respects socially evolved norms because those norms evidence and sustain the mutual trust, respect, forbearance, and voluntary aid that — taken together — foster willing, peaceful coexistence and beneficially cooperative behavior. And what is liberty but willing peaceful coexistence and beneficially cooperative behavior?

Such are the fruits of morality — on the mortal plane, at least.

Subsidizing the Enemies of Liberty

If there is a professional class that is almost solidly aligned against liberty it is the teachers and administrators who control the ideas that are pumped into the minds of students from kindergarten through graduate school. How are they aligned against liberty? Most of them are leftists, which means that they are statists who are dedicated to the suppression of liberty in favor of current left-wing orthodoxies. These almost always include the coddling of criminals, unrequited love for America’s enemies, redistribution of income and jobs toward less-productive (and non-productive) persons, restrictions on speech, and the destruction of civil society’s bulwarks: religion, marriage, and family.

In any event, spending on education in the United States amounted to $1.1 trillion in 2010,* about 8 percent of GDP.  Most of that $1.1 trillion — $900 billion, in fact — was spent on public elementary and secondary schools and public colleges and universities.* In other words, your tax dollars support the leftists who teach your children and grandchildren to bow at the altar of the state, to placate the enemies of liberty at home and abroad, and to tear down the traditions that have bound people in mutual trust and respect.

So gulled are Americans by the education lobby that voters routinely approve bond issues and elect legislators who promise to spend more on brick-and-mortar, high-tech monuments to educators’ egos. As a result, per-student spending** by public-school systems (K-12) — in constant dollars — was 2.5 times higher in 2010 than in 1970; in public colleges and universities, it was 1.6 times higher. Has education improved that much in 40 years? To ask the question is to answer it.

Key beneficiaries of the rise in per-student spending are education majors. In addition to commanding salaries above what they could earn if the private sector, given their less-than scintillating mental acuity (e.g., table 4 here), they have a lot of time off, good health insurance plans, and generous retirement packages. For all of that, they are sheltered from accountability by union contracts and the education groupies who serve on boards of education — for the prestige, for the connections, and often as a stepping stone to higher office.

But the education majors who populate teaching and administrative jobs in K-12 schools have not been the only beneficiaries of the “demand” for greater per-student spending. Given the ability of most educators and administrators to move between public and private institutions — especially at the university level — the rising “demand” for public education has fueled a kind of educational arms race that has pushed a large segment of the professoriate into the upper reaches of the nation’s income distribution.

And what do tax-paying Americans get for their money? A strong left-wing bias, which is inculcated at universities and spreads throughout public schools (and a lot of private schools). This has been going on, in earnest, since the end of World War II. And, yet, the populace is roughly divided between hard-headed conservatives and squishy-minded “liberals.” The persistence of the divide speaks well for the dominance of nature over nurture. But it does not change the fact that American taxpayers have been subsidizing the enemies of liberty who dominate the so-called education system in this country.
__________
* Estimates from Census Bureau, Statistical Abstract 2012, Table 220. School Expenditures, by Type of Control and Level of Instruction in Constant (2009 to 2010) Dollars.

** Derived from spending estimates given in Table 220 and estimates of number of students given in Table 219. School Enrollment, With Projections.

*   *   *

Related reading: Matthew Vadum, “You Subsidize Leftist Anarchy,” American Thinker, February 19, 2014

Related posts:
Affirmative Action: Two Views from the Academy
What Is the Point of Academic Freedom?
How to Deal with Left-Wing Academic Blather
It’s Not Anti-Intellectualism, Stupid
The Case Against Campus Speech Codes
Lefty Profs
Apropos Academic Freedom and Western Values
Diagnosing the Left
Why So Few Free-Market Economists?
Affirmative Action: Two Views from the Academy, Revisited
Academic Bias
The Higher Education Bubble
Undermining the Free Society
Intellectuals and Capitalism
The Left
“Intellectuals and Society”: A Review
Affirmative Action for Conservatives and Libertarians?
The Public-School Swindle
Is College for Everyone?
Where’s the (Intellectual) Beef?
Politics, Sophistry, and the Academy

Where Were You?

If you are in your mid-fifties or older, you must remember where you were and what you were doing when you learned that JFK had been shot in Dallas.

I have long since repented of my admiration for JFK (e.g., here). But my repentance is irrelevant to this story. The events in Dallas on November 22, 1963, burned into my brain a memory that will remain with me for the rest of my life.

I was in Arlington, Virginia, where I was employed by a defense think-tank. I was seated in the company van that made regular trips to the Pentagon (a few miles away), where members of the think-tank’s staff met often with their clients. The van was being held to await a senior manager. As he entered the van (it must have been shortly after 1:30 p.m. EST) he broke the news that Kennedy had been shot in Dallas. When I arrived at the Pentagon, the TV sets in the Pentagon’s public concourse were tuned to coverage of the shooting. JFK’s death (officially at 2:00 p.m. EST) was announced while I watched the TV coverage.

That bare-bones recitation may seem cold but emotions fade with time, and I have come to see that the emotions that stirred in me 48 years ago were foolish ones. The greatest tragedy of JFK’s passing was LBJ’s succession to the presidency. LBJ’s cynical use of JFK’s memory helped him to unleash policies that have divided America and threaten to bankrupt it.

The Great Recession Is Barely Over … Maybe

UPDATED 12/22/11

The third estimate of real GDP for the third quarter of 2011 (3Q2011) is $15 billion lower than last month’s advance estimate. The annualized rate of $13,331.6 billion (in chained 2005 dollars) is only $5.6 billion above the estimate for the fourth quarter of 2007 (4Q2007), the last pre-recession quarter.

Based on the third estimate, real GDP grew at an annual rate of 0.011 percent — 11/1000 of one percent — between 4Q2007 and 3Q2011. In other words, real GDP in 3Q2011 is the same as it was in 4Q2007. Whether or not the Great Recession has ended is still up in the air and will not be known (possibly) until the release of GDP estimates for 4Q2011.

Related posts:
The Great Recession is Not Over
The Keynesian Fallacy and Regime Uncertainty
Regime Uncertainty and the Great Recession

True Collectivism

State action cannot be collective action because it compels individuals to do things that they would not do collectively, that is, in voluntary cooperation with each other. Matt Ridley says:

Human achievement is entirely a networking phenomenon. It is by putting brains together through the division of labor — through trade and specialisation — that human society stumbled upon a way to raise the living standards, carrying capacity, technological virtuosity and knowledge base of the species.

Ridley gives too little credit to individual action. But even individuals who do great things could not do them without food, shelter, medicine, and the many other things that sustain life. The “great man” may pay for those other things from his own earnings, but he relies on others to produce them. If he were to produce them for himself, his great accomplishments would suffer.

It may be romantic fancy to say that “no man is an island,” but when it comes to secular accomplishment, it is a true saying.

Some Thoughts and Questions about Preemptive War

A reader named Bill K. offered some thoughts and questions about my post, “Preemptive War.” Bill’s offerings are reproduced below (in italics), followed by my responses (in bold).

On the one hand, it bothers me that one could read the UN charter, as you summarize, “to proceed to war only in the case of self defense, and then only until the UN had decided what to do about the situation.” With this in view, though your argument seems strong in demonstrating precedent in our government holding the US Constitution superior to the UN Charter, as a nation, we could find ourselves standing alone against world opinion should we act on what we know and are unwilling to divulge to others.

I am unperturbed by the prospect of “standing alone against world opinion.” I quote from my post, “Liberalism and Sovereignty“:

Americans — as a mostly undifferentiated mass — are disdained and hated by many foreigners (and by many an American “liberal”). The disdain and hatred arise from a variety of imperatives, ranging from pseudo-intellectual snobbery to nationalistic rivalry to anti-Western fanaticism. When those imperative lead to aggression (threatened or actual), that aggression is aimed at all of us: liberal, “liberal,” conservative, libertarian, bellicose, pacifistic, rational, and irrational.

Having grasped that reality, the Framers “did ordain and establish” the Constitution “in Order to . . . provide for the common defence” (among other things). That is to say, the Framers recognized the importance of establishing the United States as a sovereign state for limited and specified purposes, while preserving the sovereignty of its constituent States and their inhabitants for all other purposes.

If Americans do not mutually defend themselves through the sovereign state which was established for that purpose, who will? That is the question which liberals (both true and false) often fail to ask. Instead, they tend to propound internationalism for its own sake. It is a mindless internationalism, one that often disdains America’s sovereignty, and the defense thereof.

Mindless internationalism equates sovereignty with  jingoism, protectionism, militarism, and other deplorable “isms.” It ignores or denies the hard reality that Americans and their legitimate overseas interests are threatened by nationalistic rivalries and anti-Western fanaticism.

In the real world of powerful rivals and determined, resourceful fanatics, the benefits afforded Americans by our (somewhat eroded) constitutional contract — most notably the enjoyment of civil liberties, the blessings of  free markets and free trade, and the protections of a common defense — are inseparable from and dependent upon the sovereign power of the United States.  To cede that sovereignty for the sake of mindless internationalism is to risk the complete loss of the benefits promised by the Constitution.

Bill K. does not strike me as a “mindless” internationalist, but his worry about “world opinion” plays into the hands of that breed.

*   *   *

On the other hand, it also bothers me that your first summary point, “…to protect Americans’ liberty interests, broadly understood, by preventing a foreign state or entity from acquiring the means by which to attack… or… from deploying…” is a judgment call requiring reasonably accurate knowledge of both capabilities and intentions.As fallen men with imperfect knowledge and judgment, there is the possibility that we might make a mistake in proceeding with preemptive attack.

Mistakes cut both ways. Inaction could be a mistake. In the end, one has to rely on those charged with responsibility for national defense to execute that responsibility prudently. Although the parallel between preemptive war and capital punishment is inexact, I take the same attitude toward both, namely, that it is never a good idea to rule out in advance an option that might prove to be the best one, in certain circumstances.

*   *   *

It would seem to me that should the US preemptively attack Iran, we will face both reactions above – other nations disagreeing with our right to act preemptively, showing disgust in perhaps tangible ways, such as cancellation of treaty & trade agreements, as well as those within our own country who will demand to ‘see the evidence’ and ‘judge for ourselves’, resulting in internal strife, particularly if the preemption started a war requiring sustained effort.

I agree that the possibility of reactions by foreigners that could adversely affect Americans’ interests should be considered and weighed in taking a decision to wage preemptive war. But if the case for preemption is strong, the possibility of internal dissent should not make a difference. War will almost always yield dissent, and it will be vocal. So will a child’s dissent from just punishment be vocal.

*   *   *

[L]ooking at your necessary conditions in bullet points, the ones I have some disagreement with are points #1 & #5:

#1: “Undertaking to harm American’s interests through unilateral actions (e.g., shutting off a major supply of oil)” – Would you agree with me that this would be a necessary condition only if such a shut-off were likely to bring the US military to its knees, fuel-wise? That a substantial rise in the price of fuel would not be sufficient? I’d like to think that the US in such circumstances could well turn to other suppliers as well as develop its own reserves to counteract such a strategy without resorting to preemptive war.

To begin at the end, turning to other suppliers will not reverse a substantial rise in the price of oil, unless those suppliers are able to increase their rate of output dramatically. Further, existing transportation and pipeline systems must be able to accommodate the related geographic shifts in supply, without much delay.

If by “develop … reserves” Bill means that the federal government should buy and hold oil against the possibility of a cutoff, there is already the Strategic Petroleum Reserve. The development and maintenance of that reserve is costly, both in terms of outlays on facilities and their operation but also in terms of the effects of government purchases on the price of oil. It may be prudent to maintain the SPR so that U.S. military operations are not hampered by a sudden reduction in the output of foreign oil. But, for the reasons discussed, the SPR is no boon to the domestic consumers of oil.

If by “develop … reserves” Bill means that the federal government should encourage exploration and production in the United States and its littoral waters, good luck with that. On the one hand we have global-warming alarmists, environmental extremists, the not-in-my-back-yard mentality, the lobbies for the subsidization of “alternative fuels” and “renewable energy,” and their allies in the Democrat Party. On the other hand we have average Americans whose interests will continue to be sacrificed on the altar of sanctimony unless and until the Republican Party of Calvin Coolidge returns to power for a long time.

Returning to the beginning, I cannot agree that “a substantial rise in the price of fuel would not be sufficient” grounds for preemption. The circumstances leading to the substantial rise would indicate whether or not rise is aimed at coercing the U.S. government or severely damaging the American economy. If it seems clear that those responsible for the price rise have one or both aims in mind, then they will have effectively committed an act of war against the U.S. and its citizens. War is war, and it ought to be thought of as such, regardless of the means by which it is conducted. A military strike against the perpetrators might not be the best course of action; as I say in “Preemptive War,” preemption should be a last resort. But to eschew the use of force as a response to economic warfare is to invite it.

*   *   *

#5: “Otherwise engaging in a persistent course of provocative opposition…” Your examples of this behavior, Cuba, NK, USSR, with the exception of Saddam, are all examples that we have lived with and handled by other means (embargo, competitive military spending, foreign base agreements). Saddam was different because he embarked on conquest of an ally. Do you believe that should we decide to preemptively strike Iran, we should do so upon their assembly of a nuclear warhead, and attack NK at the same time? If we were to hold off on NK, given that they have demonstrated a test detonation, why so?

Context is important. What I say in “Preemptive War” is that

preemption is appropriate when several conditions are met. First, it must be clear that the target of preemption is an enemy of the United States. A foreign state or entity can be an enemy without having any immediate or specific plans to attack Americans or their interests. Thus a foreign state or entity can become an enemy by….

  • otherwise engaging in a persistent course of provocative opposition toward the United States, which opposition might consist of pronounced ideological enmity (as in the cases of Cuba and North Korea, for example), supporting efforts by third parties to harm the United States (as was the case with Saddam, doubters to the contrary), or engaging in efforts to harm the United States through economic or diplomatic machinations (as did the USSR during the Cold War).

Such conditions are necessary but not sufficient for preemption.

North Korea, despite its anti-Americanism and provocative behavior, is much less of a threat than Iran is to American interests. If a strike against Iran would stop or significantly delay its development of nuclear weapons, and if all other conditions for preemption were met, I would favor a preemptive strike on relevant Iranian facilities. As a reminder, here are the other (sufficient) conditions that I list in “Preemptive War”:

  • the failure of diplomatic efforts, which may include the United Nations but need not depend on the UN’s course of action (see the later discussion of treaty obligations)
  • the failure of economic sanctions and military threats
  • the likelihood that preemption would not cause a breakdown of diplomatic, military, or economic relations with foreign states, where such relations are important to the well-being of Americans
  • the prospect of a successful preemption, where the costs (in life, limb, and money) are judged to be less than the costs of failing to act
  • an open debate resulting in an authorization by Congress, where events do not require swift and even clandestine actions, which should be taken in accordance with the War Powers Resolution of 1973.